ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 10/08/2022 | ESMA35-42-1305 | ESCPR- Miscellaneous reporting to ESMA | Crowdfunding, MiFID - Investor Protection | Reference | PDF 376.52 KB |
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| 10/08/2022 | ESMA70-452-447 | Opinion CMVM revised AMP | Market Abuse, Market Integrity | Opinion | PDF 125.92 KB |
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| 09/08/2022 | CPD22 | Joint ESAs Consumer Protection Day- Programme | Joint Committee, MiFID - Investor Protection | Reference | PDF 619.11 KB |
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| 29/07/2022 | ESMA22-106-4089 | Application form for Securities and Markets Stakeholder Group 2022 | Securities and Markets Stakeholder Group | Reference | DOCX 64.61 KB |
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| 29/07/2022 | ESMA22-106-3964 | Call for Expression of Interest Securities and Markets Stakeholder Group (reserve list) | Securities and Markets Stakeholder Group | Reference | PDF 134.79 KB |
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| 29/07/2022 | ESMA70-449-672 | Call for Evidence on pre-hedging | Market Abuse, Market Integrity | Reference | PDF 245.25 KB |
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| 29/07/2022 | ESMA70-449-674 | Response form call for evidence pre-hedging | Market Abuse, Market Integrity | Reference | DOCX 752.93 KB |
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| 21/07/2022 | ESMA71-99-1986 | Press Release- ESMA finds NCAs' scrutiny and approval of prospectuses satisfactory | Press Releases, Prospectus | Press Release | PDF 110.6 KB |
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| 21/07/2022 | ESMA42-111-7170 | Final Report- Prospectus Peer Review | Prospectus | Final Report | PDF 2.01 MB |
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| 21/07/2022 | ESMA35-36-2621 | Final report EBA-ESMA on SREP guidelines under IFD | MiFID - Investor Protection | Final Report | PDF 1.43 MB |
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| 20/07/2022 | ESMA35-43-3327 | Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 322.1 KB |
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| 20/07/2022 | ESMA50-164-2193 | TRV Article_Key Retail Risk Indicators for the EU single market | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 419.1 KB |
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| 20/07/2022 | ESMA34-43-392 | Q&A on the application of the UCITS Directive | Fund Management | Q&A | PDF 767.22 KB |
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| 20/07/2022 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 707.65 KB |
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| 19/07/2022 | ESMA35-43-3020 | Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 320.25 KB |
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| 15/07/2022 | ESMA40-134-2458 | Conflict of interests and ethics policy- ESMA staff | Careers, Corporate Information | Reference | PDF 3.5 MB |
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| 15/07/2022 | ESMA80-196-6345 | Final Report on the Revision to Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Final Report | PDF 411.44 KB |
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| 11/07/2022 | ESMA22-106-4135 | SMSG advice to ESMA on EFRAG Consultation on Sustainability Reporting standards | Securities and Markets Stakeholder Group, Sustainable finance | SMSG Advice | PDF 178.31 KB |
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| 08/07/2022 | ESMA22-106-4078 | Summary of Conclusions SMSG- 13 May 2022 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 231.25 KB |
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| 08/07/2022 | ESMA34-463-941 | Report on Penalties and measures imposed under the AIFMD in 2021 | Fund Management | Report | PDF 793.12 KB |