ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
108
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Careers X Trading X Securities Financing Transactions X Securities and Markets Stakeholder Group X IAS Regulation X IFRS Supervisory Convergence X Market Abuse X Short Selling X MiFID - Investor Protection X MiFID - Secondary Markets X Fund Management X CESR Archive X Technical Advice X Compliance table X Annual Report X Summary of Conclusions X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
15/11/2000 Fesco/99-127 1999-2000 Report on the activities of FESCO Annual Report PDF
378.9 KB
24/02/2021 ESMA70-156-3926 Annual Report 2020 Non-equity Waivers and Deferrals Annual Report PDF
2.44 MB
15/11/2018 ESMA70-145-1081 Annual report on administrative and criminal sanctions and other administrative measures under MAR , Annual Report PDF
158.47 KB
18/11/2009 09-782 CESR 2009 Half-Yearly Report Annual Report PDF
925.93 KB
26/10/2010 10-1027 CESR 2010 Half-Yearly Report Annual Report PDF
902.07 KB
01/01/2003 2001-2002 CESR Annual Report for 2001-2002 Annual Report PDF
12.39 MB
03/03/2004 03-396 CESR Annual Report for 2003 Annual Report PDF
1.54 MB
CESR presents its Annual Report for 2003 to the European Commission, the European Parliament and the Ecofin Council. The Annual Report provides a thorough overview of the work of CESR and sets out our work plan for 2004. The report includes an explanation of the institutional framework within which CESR works and comments on the market trends of 2003. It also includes a chapter on each working group established within CESR and outlines the key points and progress made under each area. Looking to 2004, the annual report sets out the main priorities and indicates when various projects identified are expected to take place.
07/04/2005 05-013 CESR Annual Report for 2004 Annual Report PDF
2.62 MB
The Annual report was submitted to the European Commission and to the President of the European Parliament and the ECOFIN Council in accordance with the Article 4 of the European Commission
26/06/2006 06-004 CESR Annual Report for 2005 Annual Report PDF
2.08 MB
28/09/2007 07-003 CESR Annual Report for 2006 Annual Report PDF
2.88 MB
25/07/2008 08-103 CESR Annual Report for 2007 Annual Report PDF
4.89 MB
27/07/2009 09-744 CESR Annual Report for 2008 Annual Report PDF
3.8 MB
18/06/2010 10-766 CESR Annual Report for 2009 Annual Report PDF
4.59 MB
11/02/2020 ESMA35-43-1076 Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) , Compliance table PDF
157.54 KB
01/10/2021 ESMA35-43-1215 Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body , , Compliance table PDF
278.69 KB
04/12/2019 ESMA70-21038340-46 Compliance table for the Guidelines on market making activities under the Short Selling Regulation , , Compliance table PDF
267.48 KB
04/10/2017 ESMA34-43-352 Compliance table for the Guidelines on sound remuneration policies under the UCITS Directive , Compliance table PDF
154.54 KB
08/01/2021 ESMA70-156-177 Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) Compliance table PDF
145.21 KB
21/03/2019 ESMA70-145-1345 Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II , Compliance table PDF
112.12 KB
04/10/2017 ESMA34-32-316 Compliance table for the Guidelines sound remuneration policies under the AIFMD (ESMA/2016/579) , Compliance table PDF
144.26 KB

Pages