ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
4
REFINE YOUR SEARCH
Sections
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Market Integrity filter Market Integrity
- Post Trading (16) Apply Post Trading filter
- Credit Rating Agencies (10) Apply Credit Rating Agencies filter
- Fund Management (6) Apply Fund Management filter
- MiFID - Investor Protection (4) Apply MiFID - Investor Protection filter
- Corporate Disclosure (3) Apply Corporate Disclosure filter
- Prospectus (3) Apply Prospectus filter
- Joint Committee (2) Apply Joint Committee filter
- MiFID - Secondary Markets (2) Apply MiFID - Secondary Markets filter
- Short Selling (2) Apply Short Selling filter
- CESR Archive (1) Apply CESR Archive filter
- Securitisation (1) Apply Securitisation filter
- Supervisory convergence (1) Apply Supervisory convergence filter
Type of document
- (-) Remove Technical Advice filter Technical Advice
- Reference (170) Apply Reference filter
- Letter (109) Apply Letter filter
- Press Release (83) Apply Press Release filter
- Report (82) Apply Report filter
- SMSG Advice (77) Apply SMSG Advice filter
- Final Report (72) Apply Final Report filter
- Statement (45) Apply Statement filter
- Opinion (37) Apply Opinion filter
- Summary of Conclusions (37) Apply Summary of Conclusions filter
- Consultation Paper (34) Apply Consultation Paper filter
- Speech (25) Apply Speech filter
- Decision (12) Apply Decision filter
- Guidelines & Recommendations (6) Apply Guidelines & Recommendations filter
- Compliance table (5) Apply Compliance table filter
- Annual Report (4) Apply Annual Report filter
- Q&A (4) Apply Q&A filter
- CESR Document (1) Apply CESR Document filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
Careers X Trading X Securities Financing Transactions X Securities and Markets Stakeholder Group X IAS Regulation X IFRS Supervisory Convergence X Market Abuse X Risk Analysis & Economics - Markets Infrastructure Investors X Market Integrity X Innovation and Products X Technical Advice X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 20/04/2012 | 2012/236 | ESMA's Technical Advice on possible delegated acts of the short-selling and certain aspects of CDS | Short Selling, Market Integrity | Technical Advice | PDF 509.39 KB |
||||
| 03/02/2015 | 2015/224 | ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation | Market Abuse | Technical Advice | PDF 1021.03 KB |
This advice:• specifies the MAR market manipulation indicators, by providing examples of practices that may constitute market manipulation as well as proposing “additional” indicators of market manipulation; • recommends to set the minimum thresholds that exempt certain market participants in the emission allowance market from publicly disclosing inside information at six million tonnes of CO2eq per year and at 2,430 MW rated thermal input;• suggests the way to determine to which regulator delays in disclosure of inside information needs to be notified. • provides clarifications on the enhanced disclosure of managers’ transactions. - ESMA recommends disclosing any acquisition, disposal, subscription or exchange of financial instruments of the relevant issuer or related financial instruments carried out by managers,, further illustrated through a non-exhaustive list of types of transactions subject to this obligation. . ESMA also clarifies the transactions that can be allowed by the issuer during a closed period when normally managers are prohibited to trade; and• proposes procedures and arrangements to ensure sound whistleblowing infrastructures – i.e. EU national regulators should allow the receipt of reports of infringements, including appropriate communication channels and guarantee the protection of reporting and reported persons, with respect to their identity and their personal data. Next steps ESMA has sent its technical advice to the European Commission for its consideration in drafting its implementing standards regarding MAR. ESMA’s regulatory technical standards regarding MAR will be delivered in July 2015. | |||
| 10/04/2019 | JC 2019 25 | Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures | Innovation and Products, Joint Committee | Technical Advice | PDF 785.49 KB |
||||
| 10/04/2019 | JC 2019 26 | Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements | Innovation and Products, Joint Committee | Technical Advice | PDF 1.34 MB |