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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
05/01/2021 ESMA40-134-2458 Conflict of interests and ethics policy- ESMA staff Careers, Corporate Information Reference PDF
6.72 MB
05/03/2002 02-039b Interim Report on the Activities of CESR to the European Commission CESR Archive Annual Report PDF
59.08 KB		 Interim report on the activities of the Committee of European Securities Regulators (CESR) to the European Commission and sent to the European Parliament and the European Securities Committee.
03/07/2003 03-174b Interim Report on the Activities of CESR to the European Commission CESR Archive Annual Report PDF
129.89 KB		 CESR publishes today its Interim Report on the Activities of CESR to the European Commission. This report aims at providing half year information on the activities of CESR to the European Commission, the European Parliament and the European Securitities Committee. The report focuses on the functioning of CESR, "Level 2 work and "Level 3 work" as well as providing an indicative timetable for the CESR work plans.
30/10/2003 03-378b The role of CESR in the regulation and supervision of UCITS and asset management in the EU CESR Archive Reference PDF
123.55 KB		 CESR publishes today a consultation paper setting out how it proposes to prepare for its new role in the regulation of Asset Management and Unit Collective Investment Schemes (UCITS) in Europe. This also includes establishing how European securities regulators will work until these responsibilities are transferred from the UCITS Contact Committee established by the European Commission to CESR and includes specific areas where CESR proposes to begin work. CESR sets out the three principles that will underpin its work in this area until it formally receives responsibility for providing advice to the Commission for portfolio management activities from the European Union. These principles include the commitment that: Any future work done by CESR regarding UCITS would have to be conducted in full coherence with the EU institutional framework; CESR should take in a global vision of the so-called
03/03/2004 03-396 CESR Annual Report for 2003 CESR Archive Annual Report PDF
1.54 MB		 CESR presents its Annual Report for 2003 to the European Commission, the European Parliament and the Ecofin Council. The Annual Report provides a thorough overview of the work of CESR and sets out our work plan for 2004. The report includes an explanation of the institutional framework within which CESR works and comments on the market trends of 2003. It also includes a chapter on each working group established within CESR and outlines the key points and progress made under each area. Looking to 2004, the annual report sets out the main priorities and indicates when various projects identified are expected to take place.
04/03/2004 03-427b Synthesis Table” regarding CESR Standards for Investor Protection (49 pages) CESR Archive Reference PDF
1.33 MB		 The so-called
04/03/2004 03-432b Synthesis Table” regarding CESR Standards for Alternative Trading Systems CESR Archive Reference PDF
153.77 KB		 The so-called
04/03/2004 03-497b List of Alternative Trading Systems Currently operating in Member States (updated on 7 April 2004) CESR Archive Reference PDF
129.53 KB
04/03/2004 04-075 List of Legislative Measures quoted in the Correspondence Tables CESR Archive Reference PDF
298.12 KB		 This list contains all legislative measures which Members quoted in their Correspondence Tables as implementing measures. Where available, hyperlinks to the full text of the specific legislative measure are provided.
04/03/2004 04-127 Indicative timetable for CESR’s work on guidelines for the consistent implementation of the proposed Commission Regulation on Prospectus CESR Archive Reference PDF
48.37 KB
09/06/2004 04-160 Mandate for the Expert Group on Investment Management CESR Archive Reference PDF
81.39 KB
04/06/2004 04-241 final Terms of reference for the cooperation and collaboration regarding market risks and regulatory projects between the US SEC and CESR CESR Archive Reference PDF
48.19 KB
06/10/2004 04-382 Interim report on the activities of CESR to the European Commission CESR Archive Annual Report PDF
167.29 KB		 CESR publishes today its Interim Report on the Activities of CESR to the European Commission. This report aims at providing half year information on the activities of CESR to the European Commission, the European Parliament and the European Securitities Committee.
28/10/2004 04-527b The role of CESR at Level 3 under the Lamfalussy Process CESR Archive Reference PDF
233.17 KB
28/10/2004 04-586 Formal Mandate to CESR for Advice on Possible Modifications to the UCITS Directive in the form of Clarification of Defenitions Concerning Eligible Assets for Investment of UCITS CESR Archive Reference PDF
164.56 KB
19/11/2004 04-614 Work plan for future work on MiFID CESR Archive Reference PDF
53.83 KB
07/04/2005 05-013 CESR Annual Report for 2004 CESR Archive Annual Report PDF
2.62 MB		 The Annual report was submitted to the European Commission and to the President of the European Parliament and the ECOFIN Council in accordance with the Article 4 of the European Commission
08/04/2005 05-253 Establishment of a Mediation Mechanism CESR Archive Reference PDF
91.07 KB		 This call for evidence is open for comment until 9 May 2005
04/05/2005 05-335 Multilateral Memorandum of Understanding (MoU) CESR Archive Reference PDF
91.41 KB		 http://www.cesr-eu.org/data/document/05_335.pdf
04/05/2005 05-335 Annex A Multilateral Memorandum of Understanding (MoU)- Annex A CESR Archive Reference PDF
112.53 KB		 http://www.cesr.eu/data/document/05_335_Annex_A.pdf

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