ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 29/03/2021 | ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi | Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR | MiFID - Investor Protection | Technical Advice | PDF 337.33 KB |
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| 02/03/2021 | ESMA32-60-709 | ESMA's response to EC targeted consultation on ESAP | Transparency | Reference | PDF 272.76 KB |
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| 19/02/2021 | Overview recruitments | Overview recruitments- Updated March 2021 | Careers, Vacancies | Reference | PDF 388.65 KB |
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| 29/01/2021 | ESMA 80-196-5030 | Response form to Public Consultation on Fees charged to Credit Rating Agencies by ESMA | Credit Rating Agencies | Reference | DOCX 751.49 KB |
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| 08/01/2021 | ESMA35-43-1410 | Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting | MiFID - Investor Protection | Reference | PDF 256.69 KB |
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| 05/01/2021 | ESMA40-134-2458 | Conflict of interests and ethics policy- ESMA staff | Careers, Corporate Information | Reference | PDF 6.72 MB |
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| 15/12/2020 | ESMA64-80-232 | ED decision on the extension of reserve lists ending 31/12/2020 | Careers | Reference | PDF 89.47 KB |
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| 08/07/2020 | ESMA33-5-852 | Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire C | Credit Rating Agencies | Reference | DOCX 747.02 KB |
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| 08/07/2020 | ESMA33-5-850 | Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire B | Credit Rating Agencies | Reference | DOCX 740.64 KB |
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| 08/07/2020 | ESMA33-5-851 | Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire A | Credit Rating Agencies | Reference | DOCX 744.26 KB |
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| 17/06/2020 | ESMA63-46-710 | Policy on the reimbursement for external persons | Careers, Management Board | Reference | PDF 265.73 KB |
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| 17/06/2020 | ESMA63-46-716 | Policy on the reimbursement of candidates and trainees | Careers, Management Board | Reference | PDF 237.6 KB |
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| 04/06/2020 | ESMA41-356-82 | Public Notice- Scope Ratings GmbH | Credit Rating Agencies | Reference | PDF 138.38 KB |
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| 01/04/2020 | ESMA35-43-2126 | Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II | MiFID - Investor Protection | Technical Advice | PDF 464.68 KB |
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| 04/02/2020 | ESMA35-43-2134 | ESMA’s Technical Advice to the Commission on the effects of product intervention measures | MiFID - Investor Protection | Technical Advice | PDF 425.6 KB |
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| 20/12/2019 | ESMA71-100-1792 | CRAs and TRs Follow Up Fees Factsheet | Credit Rating Agencies, Supervisory convergence, Trade Repositories | Reference | PDF 122.09 KB |
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| 16/12/2019 | C(2013) 8970 final | Commission decision on classification in grade and step for TAs | Careers | Reference | PDF 436.57 KB |
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| 05/12/2019 | ESMA33-5-370 | Response Form CP on GLs on Internal Controls for CRAs | Credit Rating Agencies | Reference | DOCX 745.76 KB |
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| 02/12/2019 | ESMA80-191-932 | Guidance on registering securitisation repositories | Credit Rating Agencies | Reference | PDF 147.3 KB |
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| 31/07/2019 | ESMA31-67-535 | Practical Guide on notifications of major holdings under the Transparency Directive | Corporate Disclosure, Corporate Information, Transparency | Reference | PDF 1022.74 KB |