ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
442
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Careers X Prospectus X Board of Supervisors X Board of Appeal X Brexit X Corporate Disclosure X Corporate Information X Corporate Finance X Trade Repositories X MiFID - Investor Protection X Guidelines and Technical standards X Fund Management X CESR Archive X Q&A X Press Release X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
07/04/2016 JC/2016/21 PR Joint Press Release draft RTS on PRIIPs Fund Management, Joint Committee, Press Releases Press Release PDF
207.66 KB
11/11/2015 JC/2015/078 ESAs consult on PRIIPs key information for retail investors Fund Management, Joint Committee, Press Releases Press Release PDF
120.45 KB
03/11/2011 JC 2011/094 Press release- ESMA, EBA and EIOPA appoint members of Joint Board of Appeal Joint Committee, Board of Appeal, Press Releases Press Release PDF
24.72 KB
28/01/2022 ESMA74-362-893 QAs on SFTR data reporting Post Trading, Securities Financing Transactions, Trade Repositories Q&A PDF
398.17 KB
17/12/2020 ESMA74-362-1016 ESMA publishes draft technical standards under EMIR REFIT Board of Supervisors, Post Trading, Press Releases Press Release PDF
137.36 KB
30/05/2018 ESMA71-99-987 PR on EBA-ESMA statement on retail holders of bail-inable instruments MiFID - Investor Protection, Press Releases, Warnings and publications for investors Press Release PDF
281.95 KB
24/05/2018 ESMA71-99-981 Anneli Tuominen VC reappointment Board of Supervisors, Management Board Press Release PDF
208.13 KB
01/06/2018 ESMA71-99-973 ESMA71-99-973 Press Release Product Intervention EUOJ publication MiFID - Investor Protection, Press Releases, Warnings and publications for investors Press Release PDF
241.5 KB
18/04/2018 ESMA71-99-969 Board of Appeal Appointments 2018 Board of Appeal Press Release PDF
292.64 KB
03/04/2018 ESMA71-99-959 ESMA proposes simplifications to prospectuses format and content Press Releases, Prospectus Press Release PDF
191.78 KB
03/04/2018 ESMA71-99-958 ESMA continues to focus on convergence in enforcement of IFRS across the EU Corporate Disclosure, IFRS Supervisory Convergence, Press Releases Press Release PDF
154.53 KB
12/02/2018 ESMA71-99-946 Press release- ESAs warn consumers of risks in buying virtual currencies MiFID - Investor Protection Press Release PDF
128.93 KB
18/01/2018 ESMA71-99-930 Product Intervention Call for Evidence PR MiFID - Investor Protection, Press Releases Press Release PDF
138.63 KB
11/01/2018 ESMA71-99-919 PR on CRA/TR Fees Thematic Report Trade Repositories Press Release PDF
192.95 KB
29/11/2017 ESMA71-99-661 Peer Review on MiFID Compliance Function Press Release MiFID - Investor Protection, Press Releases, Supervisory convergence Press Release PDF
149.89 KB
27/10/2017 ESMA71-99-623 Press Release on 2017 Enforcement Priorities Audit, Corporate Disclosure, IFRS Supervisory Convergence, Press Releases Press Release PDF
172.2 KB
05/10/2017 ESMA71-99-610 ESMA maintains focus on supervisory convergence and risk assessment in 2018 Corporate Information Press Release PDF
148.97 KB

The European Securities and Markets Authority (ESMA) has published its 2018 Work Programme (WP), which sets out its priorities and areas of focus for 2018 in support of its mission to enhance investor protection and promote stable and orderly financial markets.

For 2018, the key areas of focus under ESMA’s activities of supervisory convergence, assessing risks, single rulebook and direct supervision will be:

  • Providing guidance and promoting the consistent application of MiFID II and MiFIR by market participants and National Competent Authorities (NCAs);

  • Ensuring the quality, integration, usability and transparency of the data that ESMA collects;

  • Contributing to the development of Level 2 measures in relation to the revised Prospectus regime; AND

  • Enhancing the effectiveness and lasting impact of supervisory activities at individual credit rating agencies (CRA) and trade repositories (TR) level.

The overall budget for 2018 is expected to be €42,051,386 with a projected staff of 232.

 

 
26/09/2017 ESMA71-99-599 EBA and ESMA provide guidance to assess the suitability of management body members and key function holders Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection, Press Releases Press Release PDF
243.97 KB

The European Banking Authority (EBA) and the European Securities and Markets Authority (ESMA) have published their joint Guidelines to assess the suitability of members of management bodies and key function holders.
13/07/2017 ESMA71-99-526 ESMA issues sector-specific principles on relocations from the UK to the EU27 Brexit, Press Releases, Supervisory convergence Press Release PDF
157.73 KB

The European Securities and Markets Authority (ESMA) has published three Opinions setting out sector-specific principles in the areas of investment firms, investment management and secondary markets, aimed at fostering consistency in authorisation, supervision and enforcement related to the relocation of entities, activities and functions from the United Kingdom .

The opinions, building on the general opinion issued in May, are practical tools to support supervisory convergence in the context of requests from UK financial market participants seeking to relocate to the EU27. They are addressed to national competent authorities (NCAs) and are relevant for market participants considering relocating.

They provide guidance to NCAs aimed at ensuring a consistent interpretation of the requirements relating to authorisation, supervision and enforcement in order to avoid the development of regulatory and supervisory arbitrage risks.

06/07/2017 ESMA71-99-514 Press release- ESMA proposes simplifications for prospectuses Press Releases, Prospectus Press Release PDF
191.96 KB

Pages