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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
02/10/2017 ESMA71-99-608 Annex (Template for the Assessment of Collective Suitability) Guidelines and Technical standards, MiFID - Investor Protection Reference XLSX
72.7 KB
31/10/2016 2016/1529 ANNEX Annex I- Template for the assessment of collective suitability Guidelines and Technical standards, MiFID - Investor Protection Reference XLSX
54.43 KB
27/05/2019 ESMA70-151-1019 Consolidated SFTR_Validation_Rules Securities Financing Transactions Reference XLSX
120.19 KB
12/11/2013 2013/1643 Cover Note- Public statement containing information on shareholder cooperation and acting in concert under the Takeover Bids Directive (ESMA/2013/1642) Corporate Disclosure, Corporate Governance Reference PDF
145.01 KB		 In accordance with its mandate to take appropriate action in the context of takeover bids as per Article 1.3 of Regulation (EU) 1095/2010 (ESMA Regulation), ESMA is releasing a public statement on shareholder cooperation and acting in concert under the Takeover Bids Directive (Directive 2004/25/EC). This statement has been prepared following the review and report by the European Commission on the application of the Takeover Bids Directive and is based on information collected about the practices and application of that Directive. The statement has been prepared in order to help shareholders identify activities in relation to which they can cooperate (insofar as those activities are available to them under national company law), without that cooperation, in and of itself, leading to a conclusion that the shareholders are acting in concert and thus being at risk of having to make a mandatory bid under the Takeover Bids Directive. These activities are presented in the statement in the form of a “White List”. The statement has been prepared by the Takeover Bids Network, a permanent working group operating under the auspices of ESMA that promotes exchange of information on practices and application of the Takeover Bids Directive across the European Economic Area, thereby strengthening a common supervisory culture. The Takeover Bids Network is a specialist group composed of the national competent authorities appointed under the Takeover Bids Directive. The competent authorities represented on the ESMA Board of Supervisors are not in all cases appointed as competent authorities within the Takeover Bids Directive. The authorities not represented on the Board of Supervisors but competent within the area of takeovers are the Austrian Takeover Commission, the Irish Takeover Panel, the Oslo Stock Exchange of Norway, the Takeover Panel of Sweden and the Takeover Panel of the United Kingdom. These five authorities have contributed to the public statement and will have regard to it in the same manner as the other members of the Takeover Bids Network when assessing whether shareholders are acting in concert under their national takeover rules.
08/08/2014 2014/869 ES Directrices sobre las obligaciones de información de los artículos 3(3)(d) y 24(1), (2y (4) de la DGFIA Guidelines and Technical standards Reference PDF
727.22 KB
17/12/2015 2015/1885 ESMA Briefing Note on ESEF CP European Single Electronic Format, Transparency Reference PDF
138.49 KB
22/10/2015 2015/1599 ESMA briefing on amended TD documents Corporate Disclosure, Transparency Reference PDF
133.16 KB
29/04/2022 ESMA42-646012687-331 ESMA Guidelines Corporate Information, Guidelines and Technical standards Reference XLSX
66.09 KB
07/11/2014 2014/1344 ESMA Response to public consultation on the IAS Regulation Corporate Disclosure, IAS Regulation Reference PDF
305.48 KB

ESMA response to the European Commission consultation on the IAS Regulation
09/03/2020 ESMA80-199-332 ESMA Supervision- Annual Report 2019 and Work Programme 2020 Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories Annual Report PDF
825.72 KB
02/03/2021 ESMA32-60-709 ESMA's response to EC targeted consultation on ESAP Transparency Reference PDF
272.76 KB
13/04/2018 ESMA33-128-481 ESMA_public_hearing_slides_repositories Securitisation Reference PPTX
2.32 MB
22/02/2018 ESMA-180219 ESMA’s consultation papers on draft regulatory standards under the securitisation regulation Securitisation Reference PDF
276.43 KB
25/09/2015 2015/1463 reply form ESEF Form to reply ESEF Corporate Disclosure, Transparency Reference DOCX
784.27 KB
25/09/2015 2015/1463 reply form ESEF CBA Form to reply ESEF CBA Corporate Disclosure, European Single Electronic Format, Transparency Reference DOCX
872.33 KB
13/10/2016 2016-IFRS IFRS Foundation and ESMA statement of protocols for cooperation on International Financial Reporting Standards Corporate Information, IAS Regulation, IFRS Supervisory Convergence Reference PDF
209.65 KB
22/10/2015 2015/1598 Indicative List of Financial Instruments Corporate Disclosure, Transparency Reference DOCX
338.2 KB
11/05/2017 ESMA32-60-172 Invitation to the ESMA European Single Electronic Format Meet-the-Market Workshop Corporate Disclosure, European Single Electronic Format, Transparency Reference PDF
270.83 KB
17/12/2021 JC 2021 19 Joint Committee Q&As relating to the Securitisation Regulation Securitisation Q&A PDF
337.6 KB
06/01/2020 ESMA74-362-388 LEI statement SFTR Securities Financing Transactions Reference PDF
105.88 KB

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