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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|18/01/2022||ESMA70-156-4859||Report on the application of accepted market practices_2021||Market Integrity||Report||PDF
|04/01/2022||JC 2021 57||Mandate of the Joint Committee of the European Supervisory Authorities’ Sub- Committee on Cross Sectoral Developments, Risks and Vulnerabilities (Risk Sub-Committee)||Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF
|22/12/2021||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|22/12/2021||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|17/12/2021||ESMA74-362-893||QAs on SFTR data reporting||Post Trading, Securities Financing Transactions, Trade Repositories||Q&A||PDF
|17/12/2021||ESMA50-165-2001||ASR on EU Derivatives markets- 2021||Market data, Risk Analysis & Economics - Markets Infrastructure Investors||Report||PDF
|17/12/2021||ESMA50-165-2004||ASR on EU Securities markets- 2021||Market data, Risk Analysis & Economics - Markets Infrastructure Investors||Report||PDF
|14/12/2021||ESMA32-380-143||National thresholds for shareholder identification under the revised SRD||Corporate Finance, Corporate Governance||Reference||PDF
|01/12/2021||ESMA70-1861941480-52||Q&A on EMIR implementation||Post Trading, Trade Repositories||Q&A||PDF
|30/11/2021||EC letter Q&Ss correction||Letter from the EU Commission to ESA JC- Q&As correction||Joint Committee, Sustainable finance||Letter||PDF
|30/11/2021||SFDR EC Q&A CORRECTION||EC Q&A on sustainability-related disclosures- correction||Joint Committee, Sustainable finance||Q&A||PDF
|29/11/2021||FISMA 25/11/2021||Letter from the EU Commission to EP and Council- SFDR RTS||Joint Committee, Sustainable finance||Letter||PDF
|26/11/2021||ESMA 50-165-1891||ESMA Risk Dashboard No. 2 2021||Market data, Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF
|25/11/2021||ESMA34-38-278||ESMA ED Natasha Cazenave Keynote Speech_EFAMA Investment Management Forum 2021||Fund Management, MiFID - Investor Protection, Speeches, Sustainable finance||Speech||PDF
|24/11/2021||ESMA22-106-3734||SMSG advice to ESMA on its Consultation Paper on the review of certain aspects of the Short Selling Regulation||Securities and Markets Stakeholder Group, Short Selling||SMSG Advice||PDF
|19/11/2021||ESMA32-67-800||ESMA Chair Keynote Speech_DSW ESG Conference_19 November 2021||Speeches, Sustainable finance||Speech||PDF
|18/11/2021||ESMA70-445-7||Preliminary Report on Emission Allowances||MiFID - Secondary Markets, Sustainable finance||Report||PDF
|08/11/2021||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|29/10/2021||ESMA71-99-1751||Press Release- European enforcers target COVID-19 and climate-related disclosures||Corporate Disclosure, IAS Regulation, IFRS Supervisory Convergence, Press Releases||Press Release||PDF
|29/10/2021||ESMA32-63-1186||Public Statement on the European Common Enforcement Priorities 2021||Corporate Disclosure, IAS Regulation, IFRS Supervisory Convergence||Statement||PDF