ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
19/12/2016 2016/1673 2016-1673 Q&A on MiFID II commodity derivatives topics Q&A PDF
338.93 KB
01/10/2013 2013/606 DA Aflønningspolitik og-praksis (MiFID) , Guidelines & Recommendations PDF
357.25 KB
01/10/2013 2013/606 LT Atlyginimų nustatymo politika ir praktika (FPRD) , Guidelines & Recommendations PDF
268.28 KB
01/10/2013 2013/606 LV Atlīdzības politika un prakse (FITD) , Guidelines & Recommendations PDF
339.96 KB
01/10/2013 2013/606 NL Beloningsbeleid en beloningspraktijken (MiFID) , Guidelines & Recommendations PDF
319.71 KB
03/10/2018 ESMA70-154-803 BoS Decision Notice AT Guidelines Withdrawal , Guidelines & Recommendations PDF
512.94 KB
11/07/2017 ESMA70-151-435 CSDR guidelines on cooperation between authorities under Articles 17 and 23 of Regulation (EU) No 909/2014 Guidelines & Recommendations PDF
350.97 KB
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01/06/2018 ESMA70-708036281-66 CSDR guidelines on relevant currencies Guidelines & Recommendations PDF
537.76 KB
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24/05/2018 ESMA70-708036281-67 CSDR guidelines on substantial importance of CSDs Guidelines & Recommendations PDF
543.26 KB
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01/06/2017 ESMA70-708036281-73 CSDR substential importance indicators- template Guidelines & Recommendations XLSX
140.54 KB
28/09/2012 2012/388 ES Directrices acerca de ciertos aspectos de los requisitos del órgano de verificación del cumplimiento de la MiFID , Guidelines & Recommendations PDF
359.25 KB
21/08/2012 2012/387 ES Directrices relativas a determinados aspectos de los requisitos de idoneidad de la MiFID , Guidelines & Recommendations PDF
347.12 KB
01/10/2013 2013/606 SV Ersättningspolicy och ersättningspraxis (MiFID-direktivet) , Guidelines & Recommendations PDF
248.72 KB
27/03/2018 ESMA70-151-1272 ESMA Guidelines on position calculation by trade repositories under EMIR Final Report Guidelines & Recommendations PDF
661.44 KB
26/09/2017 ESMA71-99-598 Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders , , Guidelines & Recommendations PDF
1.48 MB
22/12/2011 2011/456 Final report- Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Guidelines & Recommendations PDF
407 KB

This is the final report. The guidelines along with the translations are published separately.

21/08/2012 2012/387 ET Finantsinstrumentide turgude direktiivi (MiFID) sobivusnõuete teatud aspektide suunised , Guidelines & Recommendations PDF
328.4 KB
28/09/2012 2012/388 LT Gairės dėl tam tikrų FPRD atitikties užtikrinimo funkcijai nustatytų reikalavimų aspektų , Guidelines & Recommendations PDF
372.16 KB
21/08/2012 2012/387 LT Gairės dėl tam tikrų MiFID tinkamumo (suitability) reikalavimų aspektų , Guidelines & Recommendations PDF
358.46 KB
10/06/2013 2013/322 Guidelines and Recommendations for establishing consistent, efficient and effective assessments of interoperability arrangements , Guidelines & Recommendations PDF
260.78 KB

See also 2013/811 Confirmation of compliance with guidelines

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