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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|19/10/2012||2012/680||Links to national websites for the purpose of the notification of net short positions||Short Selling||Reference||PDF
|10/12/2012||ESMA SSR Review mandate||Formal request to ESMA for technical advice on the evalutation of the short selling regulation||Short Selling||Reference||PDF
|16/10/2013||2013/LCC/Recruitment||ESMA Specific Privacy Notice – Selections and Recruitments||Careers, Corporate Information||Reference||PDF
|07/11/2014||2014/1344||ESMA Response to public consultation on the IAS Regulation||Corporate Disclosure, IAS Regulation||Reference||PDF
ESMA response to the European Commission consultation on the IAS Regulation
|12/09/2015||SSR sanctions||Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR)||Short Selling||Reference||PDF
|19/10/2015||2015/1228||ESMA traineeship policy||Careers||Reference||PDF
|19/10/2015||2014/MB/87||Reimbursement policy and request form||Careers||Reference||PDF
|19/10/2015||2014/MB/67||Seconded National Experts||Careers||Reference||PDF
|19/10/2015||2015/MB/56||Management Board decision on engagement of Temporary Agent 2f||Careers||Reference||PDF
|01/02/2016||2016/200||MiFID registers- information about web service||Short Selling, MiFID - Secondary Markets||Reference||PDF
This document sets out the web service for the following registers:
Shares admitted to trading on regulation markets
Multilateral trading facilities
|24/02/2016||2016/206||ESMA Recruitment Policy||Careers||Reference||PDF
|13/10/2016||2016-IFRS||IFRS Foundation and ESMA statement of protocols for cooperation on International Financial Reporting Standards||Corporate Information, IAS Regulation, IFRS Supervisory Convergence||Reference||PDF
|23/08/2018||ESMA50-164-772||Links to the national websites explaining the procedures for notifications of net short positions||Short Selling||Reference||PDF
|31/10/2018||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|27/11/2018||ESMA64-337-1278||ESMA Candidate Guidelines||Careers||Reference||PDF
|24/01/2019||ESMA50-164-770||Links to national websites where net short positions in shares are disclosed||Short Selling||Reference||PDF
|11/02/2019||ESMA35-43-1493||MiFID II supervisory briefing on the use of third-country branches by EU firms||Brexit, MiFID - Investor Protection, Supervisory convergence||Reference||PDF
|18/02/2019||ESMA40-134-347||Conflict of interests and ethics policy- ESMA staff||Careers, Corporate Information||Reference||PDF
|16/12/2019||C(2013) 8970 final||Commission decision on classification in grade and step for TAs||Careers||Reference||PDF
|17/12/2019||ESMA64-80-207||ED decision on the extension of reserve lists ending 31/12/19||Careers||Reference||PDF