ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
14
REFINE YOUR SEARCH
Sections
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Brexit filter Brexit
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- Guidelines and Technical standards (45) Apply Guidelines and Technical standards filter
- Fund Management (19) Apply Fund Management filter
- MiFID - Investor Protection (16) Apply MiFID - Investor Protection filter
- Post Trading (14) Apply Post Trading filter
- MiFID - Secondary Markets (12) Apply MiFID - Secondary Markets filter
- Supervisory convergence (10) Apply Supervisory convergence filter
- Joint Committee (9) Apply Joint Committee filter
- CESR Archive (7) Apply CESR Archive filter
- Corporate Disclosure (6) Apply Corporate Disclosure filter
- Prospectus (4) Apply Prospectus filter
- Sustainable finance (4) Apply Sustainable finance filter
- Market Integrity (3) Apply Market Integrity filter
- Short Selling (3) Apply Short Selling filter
- Corporate Finance (2) Apply Corporate Finance filter
- Innovation and Products (2) Apply Innovation and Products filter
- Securitisation (2) Apply Securitisation filter
- Transparency (2) Apply Transparency filter
- Corporate Governance (1) Apply Corporate Governance filter
- Credit Rating Agencies (1) Apply Credit Rating Agencies filter
- Crowdfunding (1) Apply Crowdfunding filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
Type of document
- (-) Remove Q&A filter Q&A
- (-) Remove Compliance table filter Compliance table
- Press Release (344) Apply Press Release filter
- Reference (169) Apply Reference filter
- Letter (95) Apply Letter filter
- Statement (82) Apply Statement filter
- Annual Report (81) Apply Annual Report filter
- Final Report (34) Apply Final Report filter
- Report (29) Apply Report filter
- Speech (29) Apply Speech filter
- Consultation Paper (28) Apply Consultation Paper filter
- Opinion (16) Apply Opinion filter
- Decision (11) Apply Decision filter
- Guidelines & Recommendations (10) Apply Guidelines & Recommendations filter
- CESR Document (1) Apply CESR Document filter
- Investor Warning (1) Apply Investor Warning filter
- SMSG Advice (1) Apply SMSG Advice filter
- Summary of Conclusions (1) Apply Summary of Conclusions filter
- Technical Advice (1) Apply Technical Advice filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
IAS Regulation X Press Releases X Benchmarks X Market Abuse X Corporate Information X Trade Repositories X Securities Financing Transactions X Brexit X Q&A X Compliance table X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
01/04/2016 | 2016/419 | Q&A Market Abuse Directive | Market Abuse | Q&A | PDF 175.08 KB |
||||
11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
01/04/2022 | ESMA32-51-370 | Q&A on ESMA Guidelines on Alternative Performance Measures | Corporate Disclosure, Corporate Information | Q&A | PDF 987.02 KB |
||||
23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
23/06/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 568.37 KB |
||||
04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 179.29 KB |
||||
13/02/2020 | ESMA70-145-66 | Compliance table regarding MAR guidelines for persons receiving market soundings | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 138.03 KB |
||||
04/02/2019 | ESMA70-145-67 | Compliance table regarding MAR guidelines on delay in the disclosure of inside information | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 177.87 KB |
||||
08/03/2021 | ESMA70-151-2536 | compliance table Guidelines APC Measures | Guidelines and Technical standards, Trade Repositories | Compliance table | PDF 141.15 KB |
||||
11/03/2020 | ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 129.58 KB |
||||
28/02/2022 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.46 MB |
||||
19/07/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 405.28 KB |
||||
07/06/2022 | ESMA81-393-477 | Compliance table on Guidelines on methodology oversight function and record keeping requirements | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 195.01 KB |