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Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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20/07/2022 | SSR sanctions | Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) | Short Selling | Reference | PDF 372.65 KB |
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04/08/2022 | Net short thresholds | Net short position notification thresholds for sovereign issuers | Short Selling | Reference | XLSX 26.41 KB |
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt. The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be: The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer. In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment. The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage. Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities. |
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08/07/2022 | Market makers - XLS | Market makers and authorised primary dealers who are using the exemption under the SSR- XLS | Short Selling | Reference | XLSX 41.05 KB |
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08/07/2022 | Market makers - pdf | Market makers and authorised primary dealers who are using the exemption under the SSR- PDF | Short Selling | Reference | PDF 443.4 KB |
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17/12/2021 | ESRB/2021/0104 | Redacted ESRB response letter to ESMAs consultation | CCP Directorate, Post Trading, Press Releases | Reference | PDF 4.11 MB |
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07/06/2021 | ESMA91-372-1367 | Framework for the 2021 CCP ST exercise | CCP Directorate, Post Trading, Press Releases | Reference | PDF 524.2 KB |
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06/08/2019 | ESMA74-361-85 | DSC DAG application form | Market Integrity | Reference | DOCX 38.58 KB |
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06/08/2019 | ESMA74-361-75 | Call for interest DAG members | Market Integrity, Trading | Reference | PDF 167.88 KB |
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06/12/2017 | ESMA71-99-669 | ESMA MIFID and MAR Data Systems | Market Abuse, Market Integrity, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Reference | PDF 208.06 KB |
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29/07/2022 | ESMA70-449-674 | Response form call for evidence pre-hedging | Market Abuse, Market Integrity | Reference | DOCX 752.93 KB |
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29/07/2022 | ESMA70-449-672 | Call for Evidence on pre-hedging | Market Abuse, Market Integrity | Reference | PDF 245.25 KB |
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24/09/2021 | ESMA70-156-3914 | Response form- Consultation Paper on the review of certain aspects of the SSR | Short Selling | Reference | DOCX 751.38 KB |
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06/05/2020 | ESMA70-156-2803 | Response form- SME Growth Markets | Market Abuse, Market Integrity, MiFID - Secondary Markets | Reference | DOCX 771.99 KB |
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27/05/2019 | ESMA70-145-1399 | Response form for consultation on Guidelines on periodic information and notification of material changes to be submitted to ESMA by Trade Repositories | Market Integrity, Post Trading | Reference | DOCX 754.45 KB |
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13/04/2021 | ESMA70-145-1398 | IT_templates | Market Integrity, Post Trading | Reference | XLSX 170.32 KB |
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13/04/2021 | ESMA70-145-1397 | TRs IC_templates | Market Integrity, Post Trading | Reference | XLSX 30.4 KB |
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13/04/2021 | ESMA70-145-1396 | GOV_BUS_FIN_FEE_templates | Market Integrity, Post Trading | Reference | XLSX 52.82 KB |
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13/04/2021 | ESMA70-145-1395 | DATA_templates TRs | Market Integrity, Post Trading | Reference | XLSX 53.23 KB |
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15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
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18/05/2018 | ESMA70-144-58 | MISC Terms of Reference | Market Integrity | Reference | PDF 174.55 KB |