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Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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20/12/2013 | 2013/1970 | Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus | Prospectus, Corporate Disclosure | Technical Standards | PDF 713.74 KB |
The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment. | |||
07/11/2014 | 2014/1344 | ESMA Response to public consultation on the IAS Regulation | Corporate Disclosure, IAS Regulation | Reference | PDF 305.48 KB |
ESMA response to the European Commission consultation on the IAS Regulation |
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28/09/2015 | 2015/1468 | Trading venue briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 304.63 KB |
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28/09/2015 | 2015/1469 | 2015-1469- Investment Firms briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 314.38 KB |
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28/09/2015 | 2015/1470 | 2015-1470- Non-financials briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 307.12 KB |
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13/10/2016 | 2016-IFRS | IFRS Foundation and ESMA statement of protocols for cooperation on International Financial Reporting Standards | Corporate Information, IAS Regulation, IFRS Supervisory Convergence | Reference | PDF 209.65 KB |
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29/09/2016 | 2016/1406 reply form | Reply form to the Consultation paper on Benchmarks | Benchmarks | Reference | DOCX 757.37 KB |
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30/09/2016 | 2016/1414 | Methodological Framework- Model Written Arrangements for Benchmark Colleges | Benchmarks | Reference | PDF 272.57 KB |
Article 46 of the Regulation (EU) No 2016/1011 of the European Parliament and of the Council of 8 June 2016 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds (Regulation) provides that the competent authority of an administrator of a critical benchmark that is referred to in points (a) and (c) of Article 20(1) of the Regulation shall establish a college. ESMA will be a member of every college and according to Article 46(7) of the Regulation may give advice concerning the written arrangements. To promote the convergent operation of benchmark colleges, ESMA has developed model written arrangements that may be used by administrators of critical benchmarks according to Article 46(6) of the Regulation. |
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11/02/2016 | 2016/214 | ToR OWG Prospectus | Prospectus | Reference | PDF 87.64 KB |
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03/06/2016 | 2016/723 RF | Reply form for the Consultation Paper on ESMA technical advice on Benchmarks Regulation | Market Integrity, Benchmarks | Reference | DOCX 784.51 KB |
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29/11/2017 | ECB/ESMA/FSMA | Risk Free Rate Working Group Application Form | Benchmarks | Reference | DOCX 25.87 KB |
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22/03/2013 | EPV 21/03/13 | Profile of Steven Maijoor in the European Voice | Press Releases | Reference | PDF 646.82 KB |
This copyright of this profile, published in this week's European Voice, belongs to the European Voice publication, and has been reproduced with their kind permission. The article can be accessed on their website: http://www.europeanvoice.com/article/imported/security-guard/76719.aspx | |||
20/10/2019 | ES IC1 | ESMA-ASIC MoU on BMR | Benchmarks | Reference | PDF 368.11 KB |
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04/12/2019 | ESMA31-59-1417 | ESMA amendments to an RTS relating to the PR | Prospectus | Reference | PDF 283.48 KB |
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23/10/2020 | ESMA31-62-1193 | List of prospectus thresholds | Corporate Disclosure, Corporate Finance, Prospectus | Reference | PDF 220.58 KB |
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12/07/2019 | ESMA31-62-1333 | Response form consultation on Guidelines on disclosure requirements under the Prospectus Regulation | Prospectus | Reference | DOCX 759.09 KB |
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06/07/2017 | ESMA31-62-532 reply form | Response form_Consultation Paper on format and content of the prospectus | Prospectus | Reference | DOCX 776.87 KB |
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06/07/2017 | ESMA31-62-649 reply form | Response form_Consultation Paper on EU Growth prospectus | Prospectus | Reference | DOCX 771.83 KB |
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06/07/2017 | ESMA31-62-650 reply form | Response form_Consultation Paper on scrutiny and approval | Prospectus | Reference | DOCX 768.87 KB |
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15/12/2017 | ESMA31-62-802 reply form | Response form- Consultation Paper on draft RTS under the new Prospectus Regulation | Prospectus | Reference | DOCX 772.18 KB |