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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
17/07/2019 ESMA35-43-1905 Call for evidence Impact of the inducements and costs and charges disclosure requirements under MiFID II MiFID - Investor Protection Consultation Paper PDF
479.41 KB
29/06/2012 2012/415 Call for Evidence on Empty Voting Transparency, Corporate Disclosure CESR Document PDF
275.66 KB		 ESMA launched a Call for Evidence on Empty Voting in September 2011 to analyse the potential issues and concerns raised by the practice of empty voting and to examine whether there was a possible need for further action. An analysis of the responses received to the consultation has led ESMA to conclude that there is insufficient evidence to justify any regulatory action at the European level at present.
30/09/2019 ESMA-35-43-2090 Call for evidence on MiFID II product intervention powers MiFID - Investor Protection Consultation Paper PDF
197.51 KB
01/10/2021 ESMA35-43-2827 Call for evidence on retail investor protection aspects MiFID - Investor Protection Consultation Paper PDF
357.05 KB
18/01/2018 ESMA35-43-904 Call for Evidence – Potential product intervention measures on contracts for differences and binary options to retail clients MiFID - Investor Protection Consultation Paper PDF
306.85 KB
14/09/2011 2011/288 Call for evidence- Empty voting Corporate Disclosure, Corporate Governance, Transparency Consultation Paper PDF
81.13 KB
15/07/2002 02-089b CESR’s Advice on possible Level 2 Implementing Measures for the proposed Market Abuse Directive Market Abuse Consultation Paper PDF
213.95 KB
19/12/2018 ESMA35-43-1210 Consulation paper on integrating sustainability risks and factors in MiFID II MiFID - Investor Protection Consultation Paper
24/09/2021 ESMA35-43-2836 Consultation on Review of the MiFID II framework on best execution reports MiFID - Investor Protection Consultation Paper PDF
452.96 KB
03/10/2019 ESMA70-156-1459 Consultation paper MAR review Market Abuse Consultation Paper PDF
1017.98 KB
15/07/2019 ESMA35-43-2019 Consultation paper on compliance function guidelines MiFID - Investor Protection Consultation Paper PDF
677.15 KB
05/10/2016 2016/1436 Consultation Paper on Draft guidelines on MiFID II product governance requirements MiFID - Investor Protection Consultation Paper PDF
661.2 KB
27/05/2021 ESMA82-402-200 Consultation Paper on draft TS on content and format of the STS notification for on-balance sheet securitisations Securitisation Consultation Paper PDF
929.82 KB
27/05/2019 ESMA70-151-1985 Consultation paper on Guidelines for reporting under Articles 4 and 12 SFTR Securities Financing Transactions Consultation Paper PDF
1.32 MB
22/12/2011 2011/446 Consultation paper on guidelines on certain aspects of the MiFID compliance function requirements MiFID - Investor Protection Consultation Paper PDF
393.94 KB
13/07/2017 ESMA35-43-748 Consultation Paper on guidelines on certain aspects of the MiFID II suitability requirements MiFID - Investor Protection Consultation Paper PDF
740.94 KB
22/12/2011 2011/445 Consultation paper on guidelines on certain aspects of the MiFID suitability requirements MiFID - Investor Protection Consultation Paper PDF
355.06 KB
19/12/2018 ESMA35-43-1210 Consultation paper on integrating sustainability risks and factors in MiFID II MiFID - Investor Protection Consultation Paper PDF
494.66 KB
15/07/2021 ESMA70-156-3934 Consultation Paper on MAR GLs on delay in the disclosure of inside information and interactions with prudential supervision Market Abuse Consultation Paper PDF
530.81 KB
22/05/2014 2014/549 Consultation Paper on MiFID II/MiFIR MiFID - Investor Protection, MiFID - Secondary Markets Consultation Paper PDF
2.03 MB		 This publication is the first step in the process of translating the MiFID II/MiFIR requirements into practically applicable rules and regulations to address the effects of the financial crisis and to improve financial market transparency and strengthen investor protection.MiFID II/MiFIR introduces changes that will have a large impact on the EU’s financial markets, these include transparency requirements for a broader range of asset classes; the obligation to trade derivatives on-exchange; requirements on algorithmic and high-frequency-trading and new supervisory tools for commodity derivatives. It will also strengthen protection for retail investors through limits on the use of commissions; conditions for the provision of independent investment advice; stricter organisational requirements for product design and distribution; product intervention powers; and the disclosure of costs and charges.Responding to this paperThe European Securities and Markets Authority (ESMA) invites responses to the specific questions listed in the ESMA MiFID II/MiFIR Consultation Paper.Please use this “form to reply”.The level 1 texts adopted by the European Council during its 13 May 2014 meeting are available here: MiFID II and MiFIR. These links are coming from the Council Press Release.

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