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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
08/12/2006 06-627 2007 Work Programme for the Committee of European Securities Regulators Reference PDF
78.79 KB
11/02/2016 2016/203 2016 Supervisory Convergence Work Programme , Reference PDF
340.61 KB

The European Securities and Markets Authority’s (ESMA) Supervisory Convergence Work Programme for 2016 (2016 SCWP) supplements ESMA’s Annual Work Programme for 2016 (ESMA/2015/1475) by further elaborating the nature and focus of the work ESMA will carry out in order to promote supervisory convergence and how that will contribute to implementing ESMA’s Strategic Orientation for 2016-2020 (ESMA/2015/935).

The 2016 SCWP provides an overview and explanation of the steps ESMA will take in 2016 to promote sound, efficient and consistent supervision in the EU.  It sets out priority areas and how they have been identified and sets them in the context of the wider work programme and environment.

Implementation of the 2016 SCWP will be monitored in the course of 2016 and depending on developments during the year, priorities might be re-adjusted. It will also be used to inform ESMA’s Annual Report and its supervisory convergence work programme for future years which will be risk-based.

09/02/2017 ESMA42-397158525-448 2017 Supervisory Convergence Work Programme Reference PDF
540.81 KB
06/02/2006 06-061 3L3 Work programme 2006 Reference PDF
32.01 KB
03/11/2009 09-1008 3L3 Work Programme 2010 Reference PDF
33.89 KB
08/01/2007 06-707 3L3 work programme for 2007 Reference PDF
104.35 KB
The 3L3 work programme for 2007 was developed in accordance with the Joint Protocol of 24 November 2005. In the work programme some issues are referred to as
24/08/2007 ABI-CRA ABI response Reference PDF
81.59 KB
31/05/2010 AMP Italy Accepted Market Practics: Liquidity Enhancement Agreements and Purchase of own shares to set up a shares warehouse position (Italy) Reference PDF
151.52 KB
03/11/2009 09-1047 Annex- CESR Work Programme 2010 Reference PDF
99.21 KB
26/11/2010 10-1466 Call for expressions of interest regarding the setting up of ESMA’s Securities and Markets Stakeholder Group Reference PDF
101.99 KB
06/08/2019 ESMA74-361-75 Call for interest DAG members , Reference PDF
167.88 KB
11/05/2005 Canada Enforcement Canada response to CESR survey on Enforcement Mechanisms Reference PDF
479.88 KB
07/02/2005 Canada Equivalence Canadian response to the questionnaire on GAAP Equivalence Reference PDF
949.85 KB
02/04/2020 ESMA 70-152-3050 CCSPSA consultation_Response Form , , Reference DOCX
774.63 KB
03/07/2007 07-322 CESR Guidebook on MiFID market transparency calculations Reference PDF
64.23 KB
03/11/2009 09-1053 CESR Work Programme 2010 Reference PDF
115.84 KB
01/09/2009 09-717 CESR's response to EFRAG’s draft comment letter on the IASB’s discussion paper on Credit Risk in Liability Measurement Reference PDF
162.28 KB
19/12/2008 08-1001 CESR, CEBS and CEIOPS' joint protocol on coordination Reference PDF
2.46 MB
CESR, CEBS and CEIOPS agreed in an update of their joint protocol to further cooperate and coordinate in the areas of regulation, policy, information exchange and other tasks with a common interest.
28/06/2005 CESR-CFTC Communiqué CESR-CFTC Common Work Program to Facilitate Transatlantic Derivatives Business Reference PDF
68.61 KB
15/05/2006 06-208 CESR-CFTC Online guides for conducting derivatives business in the U.S. and the European Union (EU) Reference PDF
55.11 KB

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