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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
18/02/2015 JC/GL/2014/43 Appendix 1 Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors , Compliance table PDF
187.15 KB

The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors.

17/12/2021 ESMA35-43-1215 Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body , , Compliance table PDF
302.18 KB
04/12/2019 ESMA70-21038340-46 Compliance table for the Guidelines on market making activities under the Short Selling Regulation , , Compliance table PDF
267.48 KB
10/12/2021 JC/2015/087 Compliance Table GL financial conglomerates , Compliance table PDF
300.38 KB
13/05/2022 ESMA34-45-1128 Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs , , Compliance table PDF
225.5 KB
04/02/2019 ESMA70-145-153 Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives , , Compliance table PDF
179.29 KB
26/07/2021 SFDR EC Q&A EC Q&A on sustainability-related disclosures , Q&A PDF
601.99 KB
30/11/2021 SFDR EC Q&A CORRECTION EC Q&A on sustainability-related disclosures- correction , Q&A PDF
87.19 KB
22/02/2022 Joint Committee EFIF Summary of the April 2020 meeting Summary of Conclusions PDF
87.58 KB
22/02/2022 Joint Committee EFIF Summary of the April 2021 meeting Summary of Conclusions PDF
366.66 KB
22/02/2022 Joint Committee EFIF Summary of the December 2019 meeting Summary of Conclusions PDF
356.14 KB
22/02/2022 Joint Committee EFIF Summary of the February 2021 meeting Summary of Conclusions PDF
362.61 KB
22/02/2022 Joint Committee EFIF Summary of the January 2022 meeting Summary of Conclusions PDF
216.4 KB
22/02/2022 Joint Committee EFIF Summary of the July 2020 meeting Summary of Conclusions PDF
334.11 KB
22/02/2022 Joint Committee EFIF Summary of the June 2021 meeting Summary of Conclusions PDF
467.24 KB
22/02/2022 Joint Committee EFIF Summary of the October 2020 meeting Summary of Conclusions PDF
375.81 KB
22/02/2022 Joint Committee EFIF Summary of the October 2021 meeting Summary of Conclusions PDF
131.08 KB
22/02/2022 Joint Committee EFIF Summary of the September 2019 meeting Summary of Conclusions PDF
79.55 KB
17/12/2021 Joint Committee JC 2017 Q&A on the PRIIPs Key Information Document Q&A PDF
755.23 KB
01/04/2022 ESMA32-51-370 Q&A on ESMA Guidelines on Alternative Performance Measures , Q&A PDF
987.02 KB

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