ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 25/11/2013 | 2013/1709 | Review Panel Methodology | Supervisory convergence | Reference | PDF 98.29 KB |
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| 30/09/2016 | 2016/1409 | SFTR Tables | Post Trading, Securities Financing Transactions | Reference | XLSX 45.84 KB |
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| 11/02/2016 | 2016/203 | 2016 Supervisory Convergence Work Programme | Corporate Information, Supervisory convergence | Reference | PDF 340.61 KB |
The European Securities and Markets Authority’s (ESMA) Supervisory Convergence Work Programme for 2016 (2016 SCWP) supplements ESMA’s Annual Work Programme for 2016 (ESMA/2015/1475) by further elaborating the nature and focus of the work ESMA will carry out in order to promote supervisory convergence and how that will contribute to implementing ESMA’s Strategic Orientation for 2016-2020 (ESMA/2015/935). The 2016 SCWP provides an overview and explanation of the steps ESMA will take in 2016 to promote sound, efficient and consistent supervision in the EU. It sets out priority areas and how they have been identified and sets them in the context of the wider work programme and environment. Implementation of the 2016 SCWP will be monitored in the course of 2016 and depending on developments during the year, priorities might be re-adjusted. It will also be used to inform ESMA’s Annual Report and its supervisory convergence work programme for future years which will be risk-based. |
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| 11/02/2016 | 2016/214 | ToR OWG Prospectus | Prospectus | Reference | PDF 87.64 KB |
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| 04/04/2016 | 2016/229 | ToR SCSC | Supervisory convergence | Reference | PDF 93.7 KB |
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| 15/04/2016 | 2016/632 | Principles- Stakeholder engagement in peer reviews | Supervisory convergence | Reference | PDF 205.26 KB |
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| 02/04/2020 | ESMA 70-152-3050 | CCSPSA consultation_Response Form | Joint Committee, Post Trading, Supervisory convergence | Reference | DOCX 774.63 KB |
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| 04/12/2019 | ESMA31-59-1417 | ESMA amendments to an RTS relating to the PR | Prospectus | Reference | PDF 283.48 KB |
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| 23/10/2020 | ESMA31-62-1193 | List of prospectus thresholds | Corporate Disclosure, Corporate Finance, Prospectus | Reference | PDF 220.58 KB |
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| 18/02/2020 | ESMA31-62-1258 | Q&As on the Prospectus Regulation | Prospectus | Q&A | PDF 636.21 KB |
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| 12/07/2019 | ESMA31-62-1333 | Response form consultation on Guidelines on disclosure requirements under the Prospectus Regulation | Prospectus | Reference | DOCX 759.09 KB |
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| 13/01/2020 | ESMA31-62-1409 | Compliance table GLs on Risk factors | Prospectus | Reference | PDF 132.75 KB |
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| 06/07/2017 | ESMA31-62-532 reply form | Response form_Consultation Paper on format and content of the prospectus | Prospectus | Reference | DOCX 776.87 KB |
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| 06/07/2017 | ESMA31-62-649 reply form | Response form_Consultation Paper on EU Growth prospectus | Prospectus | Reference | DOCX 771.83 KB |
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| 06/07/2017 | ESMA31-62-650 reply form | Response form_Consultation Paper on scrutiny and approval | Prospectus | Reference | DOCX 768.87 KB |
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| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
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| 15/12/2017 | ESMA31-62-802 reply form | Response form- Consultation Paper on draft RTS under the new Prospectus Regulation | Prospectus | Reference | DOCX 772.18 KB |
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| 11/04/2019 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
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| 27/03/2018 | ESMA33-128-109 reply form | Reply form- Consultation Paper Securitisation Repositories Application | Securities Financing Transactions | Reference | DOCX 767.02 KB |
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| 27/03/2018 | ESMA33-128-212 reply form | Reply form- Consultation Paper TA Fees Securitisation Repositories | Securities Financing Transactions | Reference | DOCX 766.76 KB |