ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 29/06/2022 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 147.64 KB |
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| 23/06/2022 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 188.98 KB |
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| 21/06/2022 | ESMA70-156-1411 | Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE | MiFID - Secondary Markets | Compliance table | PDF 151.06 KB |
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| 16/05/2022 | ESMA70-156-4754 | Compliance table on Guidelines on MiFID II/MiFIR obligations on market data | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 168.74 KB |
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| 13/05/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 225.5 KB |
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| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
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| 10/12/2021 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 300.38 KB |
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| 03/05/2021 | BoA D 2021 03 | Board of Appeal of the ESAs- decision on City Insurance SA vs EIOPA | Board of Appeal | Decision | PDF 305.13 KB |
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| 29/03/2021 | Decision BoA D 2021 02 | Board of Appeal of the ESAs- decision on "A" vs ESMA | Board of Appeal | Decision | PDF 283 KB |
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| 15/01/2021 | BoA D 2021 01 | Board of Appeal of the ESAs- Decision on Howeverton vs EBA | Board of Appeal | Decision | PDF 540.91 KB |
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| 11/01/2021 | BoA D 2020 03 | ESAs BoA Decision on Scope Ratings v ESMA | Board of Appeal | Decision | PDF 437.6 KB |
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| 06/11/2020 | ESMA70-155-11210 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 124.97 KB |
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| 04/11/2020 | BoA D 2020 02 | Board of Appeal of the ESAs- Decision on Howerton vs EIOPA | Board of Appeal | Decision | PDF 85.83 KB |
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| 12/10/2020 | BoA D 2020 01 | Board of Appeal of the ESAs- Decision on Howerton vs ESMA | Board of Appeal | Decision | PDF 616.54 KB |
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| 08/10/2019 | boa-2019-d-05_decision | BOA decision creditreform_rating_ag_vs_eba | Board of Appeal | Decision | PDF 922.78 KB |
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| 21/03/2019 | ESMA70-145-1345 | Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 112.12 KB |
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| 27/02/2019 | BoA D 2019 01, 02, 03 and 04 | Appeal by Svenska Handelsbanken AB, Skandinaviska Enskilda Banken AB, Swedbank A and Nordea Bank Abp against the European Securities and Markets Authority | Board of Appeal | Decision | PDF 829.04 KB |
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| 30/11/2018 | boa30.18 | BoA Decision SEB appeal 30 November 2018 | Board of Appeal | Decision | PDF 416.77 KB |
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| 11/10/2018 | ESMA70-155-5905 | Delegation_from_the_BoardofSupervisors_opinions on third country TV_PositionLimits | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 222.28 KB |
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| 11/10/2018 | ESMA70-155-5775 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 219.76 KB |