ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 29/06/2022 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 147.64 KB |
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| 23/06/2022 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 188.98 KB |
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| 21/06/2022 | ESMA70-156-1411 | Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE | MiFID - Secondary Markets | Compliance table | PDF 151.06 KB |
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| 01/06/2022 | ESA 2022 23 | Joint ESA report on the withdrawal of authorisation for serious breaches of AML/CFT rules | Joint Committee | Report | PDF 776.21 KB |
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| 16/05/2022 | ESMA70-156-4754 | Compliance table on Guidelines on MiFID II/MiFIR obligations on market data | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 168.74 KB |
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| 13/05/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 225.5 KB |
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| 02/05/2022 | JC 2022 20 | Call for advice on PRIIPs: ESA advice on the review of the PRIIPs Regulation | Fund Management, Joint Committee | Report | PDF 3.38 MB |
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| 13/04/2022 | JC 2022 09 | Joint ESA report on Risks and Vulnerabilities in the EU financial system No 1 2022 | Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 949.47 KB |
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| 10/03/2022 | ESMA42-111-5534 | Peer review report on cross border activities investment firms | Supervisory convergence | Report | PDF 802.07 KB |
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| 07/02/2022 | ESA 2022 01 | Joint ESA response to the EU Commission on Digital Finance | Innovation and Products, Joint Committee | Report | PDF 2.57 MB |
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| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
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| 10/12/2021 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 300.38 KB |
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| 18/11/2021 | ESMA70-445-7 | Preliminary Report on Emission Allowances | MiFID - Secondary Markets, Sustainable finance | Report | PDF 1005.62 KB |
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| 18/10/2021 | ESMA42-110-3265 | Report on the independence of National Competent Authorities | Supervisory convergence | Report | PDF 458.92 KB |
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| 08/09/2021 | JC 2021 45 | Joint ESA report on Risks and Vulnerabilities in the EU financial system No 2 2021 | Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 642.21 KB |
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| 28/05/2021 | ESMA81-393-98 | Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing | Benchmarks, Supervisory convergence | Report | PDF 200.21 KB |
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| 17/05/2021 | JC 2021 31 | JC Report on the implementation and functioning of the Securitisation Regulation | Joint Committee, Securitisation | Report | PDF 1.03 MB |
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| 31/03/2021 | JC 2021 27 | JOINT ESA REPORT ON RISKS AND VULNERABILITIES IN THE EU FINANCIAL SYSTEM No 1 2021 | Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 641.71 KB |
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| 31/03/2021 | JC 2021 24 | Joint report on the assessment of the application of the Guidelines on complaints-handling | Joint Committee | Report | PDF 725.04 KB |
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| 04/02/2021 | JC 2021 03 | Joint ESAs Final Report on RTS under SFDR | Joint Committee, Sustainable finance | Report | PDF 2.58 MB |