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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
20/06/2017 WP12017 ESMA working paper on collateral scarcity premia in Euro area repo markets Risk Analysis & Economics - Markets Infrastructure Investors Reference PDF
1.01 MB
01/12/2016 RD 2016/04 ESMA Risk Dashboard No. 4 2016 Risk Analysis & Economics - Markets Infrastructure Investors Reference PDF
848.82 KB
30/03/2022 MoU USA - SEC Memorandum of Understanding Related to ESMA’s Assessment of Compliance and Monitoring of the Ongoing Compliance with Recognition Conditions by Certain Clearing Agencies Established in the United States CCP Directorate Reference PDF
257.43 KB
30/03/2022 MoU USA - CFTC Supplemental Arrangement Supplemental Arrangement to 2016 Memorandum of Understanding Related to ESMA’s Assessment of Compliance and Monitoring of the Ongoing Compliance with Recognition Conditions by Derivatives Clearing Organizations Established in the United States CCP Directorate Reference PDF
177.18 KB
30/03/2022 MoU Switzerland Memorandum of Understanding Related to ESMA's Monitoring of the Ongoing Compliance with Recognition Conditions by CCPs Established in Switzerland CCP Directorate Reference PDF
270.19 KB
30/03/2022 MoU Singapore Memorandum of Understanding between ESMA and MAS Related to Central Counterparties Established in Singapore CCP Directorate Reference PDF
184.8 KB
19/07/2012 MOU SFC ESMA MOU on the supervision of CRAs- ESMA and SFC Hong Kong Credit Rating Agencies, International cooperation Reference PDF
497.63 KB
19/07/2012 MOU SEC ESMA MOU on the supervision of CRAs- ESMA and SEC Credit Rating Agencies, International cooperation Reference PDF
306.87 KB
30/03/2022 MoU New Zeleand Memorandum of Understanding between ESMA, the Reserve Bank of New Zealand and the Financial Markets Authority Related to CCPs Established in New Zealand CCP Directorate Reference PDF
200.23 KB
30/03/2022 MoU Mexico Memorandum of Understanding between European Securities and Markets Authority (ESMA)and theNational Banking and Securities Commission(CNBV) Related toCCPs Established in Mexico CCP Directorate Reference PDF
245.3 KB
30/03/2022 MoU Korea Memorandum of Understanding between ESMA and the FSC/FSS Related to CCPs Established in the Republic of Korea CCP Directorate Reference PDF
187.51 KB
30/03/2022 MoU Japan - MAFF/METI Memorandum of Cooperation between the European Securities and Markets Authority, and Ministry of Agriculture, Forestry and Fisheries of Japan and Ministry of Economy, Trade and Industry of Japan Related to CCPs Established in Japan CCP Directorate Reference PDF
302.44 KB
30/03/2022 MoU Japan - JFSA Memorandum of Cooperation between the European Securities and Markets Authority and Financial Services Agency of Japan Related to CCPs Established in Japan CCP Directorate Reference PDF
202.05 KB
30/03/2022 MoU Hong Kong Memorandum of Understanding between ESMA and the Securities and Futures Commission Related to CCPs Established in Hong Kong CCP Directorate Reference PDF
199.25 KB
30/06/2016 MOU FSB ESMA MoU on the supervision of CRAs- ESMA and FSB South Africa Credit Rating Agencies, International cooperation Reference PDF
504.28 KB
31/03/2022 MoU for the United Arab Emirates Memorandum of Understanding Related to ESMA’s Monitoring of the Ongoing Compliance with Recognition Conditions by CCPs established in the United Arab Emirates and supervised by the Securities and Commodities Authority CCP Directorate Reference PDF
240.18 KB
18/02/2013 MOU ESMA/DFSA MOU on the supervision of CRAs- ESMA and Dubai FSA Credit Rating Agencies, International cooperation Reference PDF
181.09 KB
20/07/2017 MoU ESMA SEBI Previous MoU on CCPs between ESMA and SEBI International cooperation, Post Trading Reference PDF
714.53 KB
05/03/2015 MOU ESMA RBA MoU between ESMA and RBA regarding trade repositories International cooperation Reference PDF
134.04 KB		 The European Securities and Markets Authority (ESMA) and the Reserve Bank of Australia (RBA) have concluded a Memorandum of Understanding (MoU) that will allow RBA to have access to data held in European Trade repositories according to its mandate. The MoU is effective as of 18 February 2015.The ESMA-RBA MoU is the second cooperation arrangement established under Article 76 of the European Market Infrastructure Regulation (EMIR). This provision aims at ensuring that third-country authorities that do not have any trade repository in their jurisdiction may access the information on derivatives contracts held in European trade repositories which is relevant for their mandates. The MoU ensures that guarantees of professional secrecy exist. The first MoU of this kind was concluded in November 2014 between ESMA and the Australian Securities & Investments Commission (ASIC).
30/03/2022 MoU Dubai Memorandum of Understanding Related to ESMA’s Monitoring of the Ongoing Compliance with Recognition Conditions by CCPs established in the Dubai International Financial Centre CCP Directorate Reference PDF
243.06 KB

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