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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
10/09/2020 ESMA74-362-853 Validation table for reporting under the revised technical standards Reference XLSX
58.63 KB
27/05/2019 ESMA70-145-1397 TRs IC_templates , Reference XLS
80 KB
15/06/2018 2016-1521 Annex 1 Transaction reporting validation rules Reference XLSX
536.07 KB
01/04/2014 2014/336 Trade Repository Supervision Work Plan 2014 Reference PDF
111.34 KB

The European Securities and Markets Authority (ESMA) is publishing a summary of its 2014 supervisory work plan in relation to trade repositories (TRs) with the aim of enhancing the transparency of its actions regarding TRs in the European Union. TRs centrally collect and maintain the records of derivative trades and play a central role in enhancing the transparency of derivative markets and reducing risks to financial stability. In November 2013, ESMA registered six TRs. The obligation for counterparties to report their derivative trades to registered TRs began on 12 February 2014. Under Titles VI and VII of Regulation EU 648/2012 (EMIR), the direct supervision of TRs has been entrusted to ESMA, who has started to supervise the six registered TRs. Supervision of TRs by ESMA is crucial to ensuring that TRs comply on an on-going basis with all EMIR requirements, thereby enabling regulators to access data and details of derivative contracts in order for them to fulfil their respective mandates.

04/04/2016 2016/228 ToR PTSC Reference PDF
147.27 KB
22/07/2016 ETCM Third-country markets considered as equivalent to a regulated market under EMIR Reference PDF
88.12 KB
03/04/2019 ESMA65-8-6561 Technical Guidance for Settlement Internalisers – Report Validation Rules (CSDR Article 9) Reference PDF
1.61 MB
06/06/2016 MoU for USA Signed MoU for TC-CCPs for USA Reference PDF
162.79 KB
07/01/2016 MoU for Switzerland Signed MoU for Switzerland Reference PDF
169.92 KB
22/03/2016 MoU for South Korea Signed MoU for South Korea Reference PDF
151.46 KB
26/01/2016 MoU for South Africa Signed MoU for South Africa (FSB) Reference PDF
175.99 KB
07/01/2016 MoU for Quebec, Ontario, Manitoba - Canada Signed MoU for Quebec, Ontario, Manitoba- Canada Reference PDF
5.7 MB
26/01/2016 MoU for Mexico Signed MoU for Mexico (CNBV) Reference PDF
128.44 KB
01/06/2016 MoU for Australia Signed MoU for Australia Reference PDF
653.84 KB
07/01/2016 MoU for Alberta Canada Signed MoU for Alberta Canada Reference PDF
169.77 KB
30/09/2016 2016/1409 SFTR Tables , Reference XLSX
45.84 KB
27/03/2020 ESMA74-362-113 Response form-Table of fields- CP on the TS under EMIR REFIT , , Reference XLSX
67.82 KB
29/05/2019 ESMA70-151-2372 Response Form- CP TA Tiering Criteria Reference DOCX
751.42 KB
29/05/2019 ESMA70-151-2379 Response Form- CP TA Comparable Compliance Reference DOCX
752.23 KB
27/03/2020 ESMA74-362-546 Response form- CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT , , Reference DOCX
771.64 KB

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