ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
18
REFINE YOUR SEARCH
Sections
- (-) Remove Post Trading filter Post Trading
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Innovation and Products filter Innovation and Products
- CESR Archive (133) Apply CESR Archive filter
- Corporate Information (79) Apply Corporate Information filter
- Securities and Markets Stakeholder Group (76) Apply Securities and Markets Stakeholder Group filter
- MiFID - Secondary Markets (9) Apply MiFID - Secondary Markets filter
- Supervisory convergence (8) Apply Supervisory convergence filter
- Corporate Disclosure (7) Apply Corporate Disclosure filter
- Credit Rating Agencies (7) Apply Credit Rating Agencies filter
- MiFID - Investor Protection (7) Apply MiFID - Investor Protection filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Fund Management (6) Apply Fund Management filter
- Board of Supervisors (4) Apply Board of Supervisors filter
- Prospectus (4) Apply Prospectus filter
- Trade Repositories (3) Apply Trade Repositories filter
- Transparency (3) Apply Transparency filter
- Benchmarks (2) Apply Benchmarks filter
- Brexit (2) Apply Brexit filter
- Corporate Finance (2) Apply Corporate Finance filter
- Management Board (2) Apply Management Board filter
- Market Integrity (2) Apply Market Integrity filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Securitisation (2) Apply Securitisation filter
- Short Selling (2) Apply Short Selling filter
- Sustainable finance (2) Apply Sustainable finance filter
- Corporate Governance (1) Apply Corporate Governance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
Type of document
- (-) Remove Q&A filter Q&A
- (-) Remove Annual Report filter Annual Report
- (-) Remove CESR Document filter CESR Document
- (-) Remove SMSG Advice filter SMSG Advice
- Press Release (310) Apply Press Release filter
- Reference (156) Apply Reference filter
- Guidelines & Recommendations (88) Apply Guidelines & Recommendations filter
- Consultation Paper (86) Apply Consultation Paper filter
- Final Report (86) Apply Final Report filter
- Letter (53) Apply Letter filter
- Statement (51) Apply Statement filter
- Report (41) Apply Report filter
- Speech (29) Apply Speech filter
- Opinion (28) Apply Opinion filter
- Technical Advice (19) Apply Technical Advice filter
- Compliance table (12) Apply Compliance table filter
- Technical Standards (11) Apply Technical Standards filter
- Decision (7) Apply Decision filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
Post Trading X Press Releases X Innovation and Products X Joint Committee X Market Abuse X Annual Report X CESR Document X SMSG Advice X Q&A X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 15/05/2009 | 09-220 | Feedback statement- MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market | Market Abuse | CESR Document | PDF 238.16 KB |
||||
| 01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
||||
| 16/02/2015 | 2015/280 | ESMA supervision of Credit Rating Agencies and Trade Repositories | Corporate Information, Credit Rating Agencies, Post Trading | Annual Report | PDF 891.95 KB |
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015. | |||
| 01/04/2016 | 2016/419 | Q&A Market Abuse Directive | Market Abuse | Q&A | PDF 175.08 KB |
||||
| 29/04/2016 | 2016/665 | Q&A on ESMA’s EU-wide stress tests for CCPs | Post Trading | Q&A | PDF 269.98 KB |
||||
| 19/12/2016 | 2016/JCESA QA | Questions and Answers on Big Data | Joint Committee | Q&A | PDF 333.65 KB |
||||
| 09/04/2019 | 2019 19 | Joint Committee Annual Report 2018 | Joint Committee | Annual Report | PDF 198.17 KB |
||||
| 07/03/2017 | ESMA22-106-140 | SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 150.61 KB |
SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders |
|||
| 21/01/2020 | ESMA22-106-2077 | SMSG Advice on Joint Consultation Paper on PRIIPs KID | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 426.62 KB |
||||
| 15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
||||
| 29/03/2019 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 400.21 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 02/02/2018 | ESMA70-151-1179 | Questions and Answers ESMA CCP Stress Test | Post Trading | Q&A | PDF 694.47 KB |
||||
| 14/12/2017 | ESMA70-151-957 | MiFID II Q&A on post-trading issues | MiFID - Secondary Markets, Post Trading | Q&A | PDF 280.02 KB |
||||
| 09/02/2021 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.37 MB |
||||
| 17/02/2020 | ESMA70-708036281-2 | Questions and Answers on CSDR | Post Trading, Supervisory convergence | Q&A | PDF 575.59 KB |
||||
| 08/07/2020 | ESMA70-708036281-2 | Q&As- Central Securities Depositories Regulation | Post Trading | Q&A | PDF 554.32 KB |
||||
| 05/11/2020 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 256.31 KB |
||||
| 24/10/2012 | JC/CP/2012/01 Feedback statement | ESA feedback statement on the Joint CP on Financial Conglomerates | Joint Committee | CESR Document | PDF 82.95 KB |