ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
182
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Post Trading X European Single Electronic Format X Press Releases X Innovation and Products X Joint Committee X MiFID - Investor Protection X MiFID - Secondary Markets X Supervisory convergence X CESR Document X Vacancy X SMSG Advice X Compliance table X Final Report X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
29/06/2022 ESMA70-156-177 Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) Compliance table PDF
147.64 KB
23/06/2022 ESMA70-156-350 Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II , Compliance table PDF
188.98 KB
21/06/2022 ESMA70-156-1411 Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE Compliance table PDF
151.06 KB
10/06/2022 ESMA70-451-164 Final report on the Clearing Obligation (intragroups) 2022 Final Report PDF
437 KB
10/06/2022 ESA 2022 13 Final Report- Bilateral margin amendments (intragroup) 2022 Final Report PDF
402.02 KB
03/06/2022 ESMA70-451-114 Final report on the Review of the Commodity Derivative Clearing Threshold under EMIR Final Report PDF
979.44 KB
02/06/2022 ESMA70-156-5011 Final Report on CSDR RTS on Settlement Discipline – Suspension of buy-in Final Report PDF
360.7 KB
31/05/2022 ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) , Compliance table PDF
141.13 KB
24/05/2022 ESMA35-43-3088 Review of the MiFID II framework on best execution reports by investment firms Final Report PDF
282.7 KB
19/05/2022 ESMA35-42-1445 Technical Advice on the possibility to extend the transitional period under the crowdfunding regulation Final Report PDF
235.72 KB
16/05/2022 ESMA70-156-4754 Compliance table on Guidelines on MiFID II/MiFIR obligations on market data , Compliance table PDF
168.74 KB
13/05/2022 ESMA34-45-1128 Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs , , Compliance table PDF
225.5 KB
04/05/2022 ESMA22-106-4032 SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements , SMSG Advice PDF
274.55 KB
29/04/2022 ESMA35-42-1227 Technical Advice on retail investor protection Final Report PDF
646.19 KB
01/04/2022 ESMA74-47-607 EMIR_and_SFTR_dq_report , Final Report PDF
1.53 MB
31/03/2022 ESMA35-36-2537 Final Report on Guidelines on certain aspects of the MiFID II remuneration requirements , Final Report PDF
475.42 KB
28/03/2022 ESMA70-445-38 Final Report on Emission allowances and associated derivatives , Final Report PDF
3.19 MB
01/02/2022 ESMA35-43-2183 Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) , Compliance table PDF
161.56 KB
01/02/2022 ESMA35-43-1968 Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) , Compliance table PDF
159.78 KB
28/01/2022 ESMA50-164-5210 Compliance table on Guidelines on outsourcing to cloud service providers , Compliance table PDF
172.7 KB

Pages