ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 03/06/2020 | ESMA50-164-3342 | Draft Guidelines on Outsourcing to Cloud Service Providers | Innovation and Products | Consultation Paper | PDF 390.7 KB |
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| 07/07/2017 | ESMA70-145-127 | Consultation paper on the evaluation of the short-selling regulation | Market Integrity, Short Selling | Consultation Paper | PDF 1.46 MB |
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| 02/06/2016 | 2016/773 | Discussion Paper on the Distributed Ledger Technology Applied to Securities Markets | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Consultation Paper | PDF 573.86 KB |
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| 22/04/2015 | 2015/532 | Investment using virtual currency or distributed ledger technology | Innovation and Products | Consultation Paper | PDF 526.19 KB |
ESMA has been monitoring and analysing virtual currency investment over the last 6 months, to understand developments in the market, potential benefits or risks for investors, market integrity or financial stability, and to support the functioning of the EU single market. ESMA’s analysis is set out in this paper. ESMA is seeking to share its analysis in order to promote wider understanding of innovative market developments, and invites market participants and other stakeholders to submit feedback and any additional information on the following topics: Virtual currency investment products, i.e. collective investment schemes or derivatives such as options and CFDs that have virtual currencies (VCs) as an underlying or invest in VC related businesses and infrastructure; Virtual currency based assets/securities and asset transfers, i.e. financial assets such as shares, funds, etc. that are exclusively traded using virtual currency distributed ledgers (also known as block chains);and The application of the distributed ledger technology to securities/investments, whether inside or outside a virtual currency environment. | |||
| 12/02/2013 | 2013/203 | On the evaluation of the Regulation (EU) 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps | Short Selling | Consultation Paper | PDF 315.16 KB |
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| 17/09/2012 | 2012/580 | Exemption for market making activities and primary market operations under Regulation (EU) 236/2012 of the European Parliament and the Council on short selling and certain aspects of Credit Default Swaps | Short Selling | Consultation Paper | PDF 307.31 KB |
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| 15/02/2012 | 2012/98 | ESMA's draft technical advice on possible Delegated Acts concerning the regulation on short selling and certain aspects of credit default swaps ((EC) No XX/2012) | Short Selling | Consultation Paper | PDF 429.17 KB |
The purpose of this consultation is to seek comments on the technical advice that ESMA proposes to give to the European Commission on a number of possible delegated acts concerning the Regulation as listed in the Commission request for advice. These delegated acts should then be adopted in accordance with Article 290 of the Treaty of the Functioning of the European Union (TFEU). ESMA will consider the feedback it receives to this consultation and to the open hearing to be held on 29 February 2012 in March 2012 and expects to publish a final report and submission of the draft advice on Delegated Acts to the European Commission by mid-April 2012. | |||
| 24/01/2012 | 2012/30 | Draft technical standards on the Regulation (EU) xxxx/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps | Short Selling | Consultation Paper | PDF 245.84 KB |
ESMA will consider the feedback it received to this consultation in February/March 2012 and expects to publish a final report and submission of the draft technical standards to the European Commission by 31 March 2012 for endorsement. | |||
| 03/12/2010 | 10-1459 | Call for evidence- Implementing measures on the Alternative Investment Fund Managers Directive | CESR Archive | Consultation Paper | PDF 92.68 KB |
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| 18/11/2010 | 10-1253 | Consultation Paper: CESR’s Guidelines on Risk Measurement and the Calculation of Global Exposure for certain types of structured UCITS | CESR Archive | Consultation Paper | PDF 205.28 KB |
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| 02/08/2010 | 10-791c | Consultation paper- Development of Pan-European Access to Financial Information Disclosed by Listed Companies | CESR Archive | Consultation Paper | PDF 466.17 KB |
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| 20/07/2010 | 10-530 | Consultation paper- Guidelines on the selection and presentation of performance scenarios in the Key Investor Information document for structured UCITS | CESR Archive | Consultation Paper | PDF 171.6 KB |
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| 20/07/2010 | 10-672 | Consultation paper- Guidelines for the transition from the Simplified Prospectus to the Key Investor Information document | CESR Archive | Consultation Paper | PDF 140.16 KB |
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| 20/07/2010 | 10-532 | Consultation paper- A guide to clear language and layout for the Key Investor Information document | CESR Archive | Consultation Paper | PDF 152.51 KB |
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| 20/07/2010 | 10-794 | Consultation paper- Template for the Key Investor Information document | CESR Archive | Consultation Paper | PDF 133.42 KB |
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| 19/07/2010 | 10-809 | Consultation paper- Transaction Reporting on OTC Derivatives and Extension of the Scope of Transaction Reporting Obligations | CESR Archive | Consultation Paper | PDF 143.71 KB |
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| 19/07/2010 | 10-610 | Consultation paper- Standardisation and exchange trading of OTC derivatives | CESR Archive | Consultation Paper | PDF 288.76 KB |
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| 12/07/2010 | 10-831 | Consultation paper- CESR Technical Advice to the European Commission in the context of the MiFID Review – Client Categorisation | CESR Archive | Consultation Paper | PDF 258.18 KB |
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| 17/05/2010 | 10-536 | Consultation paper- Guidance on the Enforcement Practices and Activities to be Conducted under Article 21.3(a) of the Regulation | CESR Archive | Consultation Paper | PDF 205.65 KB |
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| 17/05/2010 | 10-537 | Consultation paper- Guidance on Common Standards for Assessment of Compliance of Credit Rating Methodologies with the Requirements set out in Article 8(3) | CESR Archive | Consultation Paper | PDF 214.09 KB |