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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
25/10/2004 04-333f Which supervisory tools for the EU securities markets? Preliminary Progress Report ("Himalaya Report") Final Report PDF
297.64 KB
The purpose of this preliminary analytical paper by the Committee of European Securities Regulators (CESR) is to contribute to the creation of an efficient EU single market for financial services. This consultative report is a first attempt to define how securities regulators can play their role in order to ensure full and consistent implementation as well as effective enforcement of all measures included in the Financial Services Action Plan in the area of securities, in the next five years. The work concentrates on the objective of securities regulators which are to maintain fair, transparent and secure securities market; it does not cover issues related to the prudential supervision of banks or insurance companies which are of fundamental different nature and focus. Please post your responses on the CESR website by 31 January 2005
22/03/2005 US Enforcement USA response to CESR survey on Enforcement Mechanisms Final Report PDF
3.83 MB
15/02/2005 US Equivalence USA reponse to questionnaire on GAAP Equivalence Final Report PDF
838.27 KB
04/07/2003 03-175c Third Meeting of the CESR Market Participants Consultative Panel Final Report PDF
1.08 MB
Public statement on the Third meeting of the CESR Market Participants Consultative Panel held on 12th June 2003 in Paris.
13/12/2005 05-735 Tenth meeting of the Market Participants Consultative Panel Final Report PDF
132.93 KB
05/03/2018 ESMA70-145-386 Technical Advice on the evaluation of certain elements of the Short Selling Regulation Final Report PDF
1.72 MB
09/08/2007 07-284b Technical advice on Non-equities transparency Final Report PDF
177.29 KB
05/07/2005 05-230b Technical advice on equivalence of certain third country GAAP and International Financial Reporting Standards Final Report PDF
1.01 MB
CESR publishes today its final technical advice (Ref. CESR 05-230b) for the European Commission on equivalence between Canadian, Japanese and US General Accepted Accounting Practices (GAAP) and International Accounting Standards /International Financial Reporting Standards (IAS/IFRS). CESR
01/07/2009 09-472 Supplementary report on the programmes of Canada, India and South Korea to converge with or adopt IFRS, on the level of application of Chinese accounting standards by Chinese issuers and on the use of third county GAAPs Final Report PDF
2.67 MB
23/05/2006 06-182 Summary report of the Review Panel’s Review of CESR Members Implementation of CESR’s guidelines on the transitional provisions of the amending UCITS Directives Final Report PDF
506.19 KB
10/05/2006 06-185 Summary of the self-assessments regarding the implementation of Standard N°1 on Financial Information Final Report PDF
1.14 MB
To view the full results of hte self-assessments, please go to the section Review Panel Assessment
01/08/2002 02-159 Summary of the responses to the ESCB/CESR call for contributions on European clearing and settlement systems Final Report PDF
60.37 KB
20/04/2002 02-060 Summary of responses to the second consultation on Stabilisation and Allotment Final Report PDF
79.95 KB
28/10/2004 04-349 Summary of responses to the consultation on the Role of CESR at “Level 3” Under the Lamfalussy Process Final Report PDF
120.6 KB
17/10/2008 08-514b Summary of responses to Questionnaire on Transposition of the Transparency Directive Final Report PDF
84.13 KB
20/11/2007 07-753 Summary of key points for retail investors arising from CESR consultation on key investor information disclosures for UCITS Final Report PDF
87.32 KB
01/04/2008 08-113 Summary of CESR’s self assessment of the implementation of the guidelines to simplify the notification procedure of UCITS Final Report PDF
1.02 MB
06/07/2009 09-212 Summary of CESR’s self assessment of the implementation of Standard No 2 on financial information – Coordination of enforcement activities Final Report PDF
719.48 KB
22/10/2004 04-572 Summary of answers to consultation on Clearing and Settlement Systems Final Report PDF
181.11 KB
12/01/2004 04-015 Summary and Responses on the Committee of European Securities Regulators (CESR) and the European System of Central Banks (ESCB) joint consultation on Standards for Securities Clearing & Settlement Systems in the European Union Final Report PDF
133.85 KB
This note summarises the responses to the ESCB-CESR public consultation on the consultative report entitled

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