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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|28/06/2022||ESMA02-91-3297||ESMA Final Accounts Financial Year 2021||Board of Supervisors, Corporate Information, Management Board, Planning reporting budget||Reference||PDF
|23/06/2022||ESMA70-145-114||Q&A on the Benchmarks Regulation (BMR)||Benchmarks, Supervisory convergence||Q&A||PDF
|15/06/2022||ESMA71-99-1968||ESMA 2021 Annual Report Press Release||Board of Supervisors, Corporate Information, Management Board, Planning reporting budget||Press Release||PDF
|15/06/2022||ESMA22-439-962||2021 Annual Report||Board of Supervisors, Corporate Information, Management Board, Planning reporting budget||Annual Report||PDF
|07/06/2022||SSR sanctions||Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR)||Short Selling||Reference||PDF
|07/06/2022||ESMA81-393-477||Compliance table on Guidelines on methodology oversight function and record keeping requirements||Benchmarks, Guidelines and Technical standards||Compliance table||PDF
|02/06/2022||JC 2022 23||Clarifications on the ESAs' draft RTS under SFDR||Joint Committee, Sustainable finance||Statement||PDF
|01/06/2022||ESMA70-445-442||Verena Ross FESE Convention Speech, 1 June 2022||Innovation and Products, MiFID - Secondary Markets, Speeches||Speech||PDF
|01/06/2022||ESA 2022 23||Joint ESA report on the withdrawal of authorisation for serious breaches of AML/CFT rules||Joint Committee||Report||PDF
|01/06/2022||ESMA50-164-770||Links to national websites where net short positions in shares are disclosed||Short Selling||Reference||PDF
|01/06/2022||ESMA50-164-6024||EFIF Summary of the May 2022 meeting||Joint Committee||Summary of Conclusions||PDF
|01/06/2022||Joint Committee||Innovation Facilitators in the EU||Joint Committee||Reference||PDF
|25/05/2022||Joint Committee SFDR Q&As||Questions related to Regulation (EU) 2019/2088 on SFDR||Joint Committee, Sustainable finance||Q&A||PDF
|25/05/2022||Joint Committe EC Decision Q&As||European Commission decision on the adoption of the answers to be provided to questions submitted by the ESAs under Article 16b(5) of Regulation (EU) No 1093/2010||Joint Committee, Sustainable finance||Reference||PDF
|25/05/2022||Joint Committe Q&As EC letter||Letter from the European Commission on Questions and Answers pursuant to article 16b(5) of Regulation (EU) No 1095/2010||Joint Committee, Sustainable finance||Letter||PDF
|19/05/2022||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|19/05/2022||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|13/05/2022||JC 2022 26||SFDR queries forwarded to the Commission||Joint Committee, Sustainable finance||Q&A||PDF
|13/05/2022||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|12/05/2022||ESMA71-99-1943||ESMA appoints new member to its Management Board- Press release||Board of Supervisors, Corporate Information, Management Board, Press Releases||Press Release||PDF