ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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15/06/2020 | ESMA20-95-1264 | 2019 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 3.03 MB |
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16/06/2021 | ESMA20-95-1381 | 2020 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 4 MB |
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15/06/2020 | ESMA20-95-1132 | 2020 Annual Work Programme- revised | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 548.42 KB |
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09/04/2020 | ESMA80-187-546 | Actions to mitigate the impact of COVID-19 on the EU financial markets regarding the timeliness of fulfilling external audit requirements for interest rate benchmarks under the Benchmarks Regulation | Benchmarks, COVID-19 | Statement | PDF 89.31 KB |
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15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
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23/11/2021 | ESMA70-156-4673 | Annual Report on MAR administrative and criminal sanctions 2021 | Market Abuse | Annual Report | PDF 338.34 KB |
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01/10/2020 | ESMA80-187-610 | BMR Brexit Public Statement 2020 Q4 | Benchmarks, Brexit | Statement | PDF 110.8 KB |
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24/03/2021 | ESMA80 -187-881 | BMR Brexit Statement updated | Benchmarks, Brexit | Statement | PDF 82.91 KB |
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26/03/2020 | ESMA80-191-995 | COVID-19 Public Statement | COVID-19, Securities Financing Transactions | Statement | PDF 113.93 KB |
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23/12/2014 | JC/2014/092 | Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive | Joint Committee | Technical Standards | PDF 819.76 KB |
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30/03/2012 | 2012/228 | Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps | Short Selling | Technical Standards | PDF 1.02 MB |
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March on short selling and certain aspects of credit default swaps (the Regulation) requires ESMA to develop draft regulatory (RTS) and implementing technical standards (ITS) in relation to several provisions contained in Articles 9, 11, 12 and 16 of the Regulation. The draft RTS and ITS will be submitted to the European Commission by 31 March 2012. The Commission has three months to decide whether to endorse ESMAs draft technical standards. A further regulatory technical standard, on the method of calculation of the fall in value of a financial instrument required under Article 24(8) of the Regulation will be submitted together with the technical advice in the course of April 2012. | |||
24/10/2012 | JC/CP/2012/01 Feedback statement | ESA feedback statement on the Joint CP on Financial Conglomerates | Joint Committee | CESR Document | PDF 82.95 KB |
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07/12/2020 | JC 2020 86 | ESAs highlight the change in the status of Simple, Transparent and Standardised (STS) securitisation transactions at the end of the UK transition period | Brexit, Joint Committee | Statement | PDF 82.01 KB |
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27/01/2022 | JC 2022 02 | ESAs welcome ESRB Recommendation on a pan-European systemic cyber incident coordination framework for relevant authorities | Innovation and Products, Joint Committee | Statement | PDF 244.55 KB |
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24/03/2021 | ESMA71-99-1608 | ESMA appoints new chair of Market Integrity Standing Committee | Board of Supervisors, Management Board, Market Integrity, Press Releases | Statement | PDF 37.58 KB |
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06/07/2017 | ESMA71-99-522 | ESMA appoints new member to its Management Board | Corporate Information, Management Board | Statement | PDF 144.98 KB |
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28/01/2021 | ESMA71-99-1545 | ESMA new MB member January 2021 | Board of Supervisors, Corporate Information, Management Board | Statement | PDF 89.41 KB |
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13/09/2012 | 2012/577 | ESMA publishes a Q&A on Short-Selling Regulation | Short Selling, Market Integrity | Statement | PDF 108.69 KB |
The European Securities and Markets Authority (ESMA) has published a Q&A on the Implementation of the Regulation on short selling and certain aspects of credit default swaps.The purpose of the Q&A is to promote common supervisory approaches and practices amongst the EU’s national securities markets regulators on the requirements of the Short Selling Regulation once it comes into force on 1 November 2012. It will also provide clarity on the requirements of the new regime to market participants and investors.Issues addressed by the Q&AThe document provides responses to questions posed by market participants, national securities markets regulators, and the general public in relation to the practical application of the forthcoming Short Selling regime. It addresses issues related to:• territorial scope;• transparency requirements; • calculation of net short positions;• uncovered short sales; • and enforcement regime.Further InformationThe document is likely to be revised and updated before 1 November as new questions are received by ESMA.Technical queries on the application of the new regime should be addressed in writing to shortselling@esma.europa.eu, while further information can be found at http://www.esma.europa.eu/page/Short-selling. Notes for editors1. Questions & Answers – Implementation of the regulation on short selling and certain aspects of credit default swaps.2. Regulation on short selling and certain aspects of credit default swaps.3. ESMA is an independent EU Authority that was established on 1 January 2011 and works closely with the other European Supervisory Authorities responsible for banking (EBA), and insurance and occupational pensions (EIOPA), and the European Systemic Risk Board (ESRB).4. ESMA’s mission is to enhance the protection of investors and promote stable and well-functioning financial markets in the European Union (EU). As an independent institution, ESMA achieves this aim by building a single rule book for EU financial markets and ensuring its consistent application across the EU. ESMA contributes to the regulation of financial services firms with a pan-European reach, either through direct supervision or through the active co-ordination of national supervisory activity.Further information:David CliffeSenior Communications OfficerTel: +33 (0)1 58 36 43 24Mob: +33 6 42 48 29 06Email: david.cliffe@esma.europa.eu | |||
06/05/2020 | ESMA71-99-1321 | ESMA registers SFTR TRs | Press Releases, Securities Financing Transactions, Trade Repositories | Statement | PDF 95.4 KB |
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14/03/2022 | ESMA71-99-1864 | ESMA Statement on Ukraine | Benchmarks, Board of Supervisors, CCP Directorate, Corporate Disclosure, Credit Rating Agencies, Fund Management, Market Abuse, Market Integrity, MiFID - Secondary Markets, Post Trading, Press Releases, Trade Repositories, Trading | Statement | PDF 93.35 KB |