ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
58
REFINE YOUR SEARCH
Sections
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Post Trading filter Post Trading
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- Corporate Information (83) Apply Corporate Information filter
- IFRS Supervisory Convergence (18) Apply IFRS Supervisory Convergence filter
- CESR Archive (17) Apply CESR Archive filter
- Supervisory convergence (17) Apply Supervisory convergence filter
- Credit Rating Agencies (15) Apply Credit Rating Agencies filter
- Planning reporting budget (14) Apply Planning reporting budget filter
- Fund Management (13) Apply Fund Management filter
- Corporate Disclosure (12) Apply Corporate Disclosure filter
- MiFID - Investor Protection (9) Apply MiFID - Investor Protection filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Board of Supervisors (8) Apply Board of Supervisors filter
- Joint Committee (8) Apply Joint Committee filter
- MiFID - Secondary Markets (8) Apply MiFID - Secondary Markets filter
- Market Abuse (7) Apply Market Abuse filter
- Innovation and Products (6) Apply Innovation and Products filter
- Prospectus (6) Apply Prospectus filter
- Benchmarks (5) Apply Benchmarks filter
- Market Integrity (5) Apply Market Integrity filter
- Trade Repositories (5) Apply Trade Repositories filter
- Securitisation (4) Apply Securitisation filter
- Management Board (3) Apply Management Board filter
- Corporate Finance (2) Apply Corporate Finance filter
- COVID-19 (2) Apply COVID-19 filter
- Guidelines and Technical standards (2) Apply Guidelines and Technical standards filter
- IAS Regulation (2) Apply IAS Regulation filter
- Sustainable finance (2) Apply Sustainable finance filter
- CCP Directorate (1) Apply CCP Directorate filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Press Releases (1) Apply Press Releases filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Report filter Report
- (-) Remove Annual Report filter Annual Report
- Reference (136) Apply Reference filter
- Final Report (81) Apply Final Report filter
- Consultation Paper (63) Apply Consultation Paper filter
- Press Release (61) Apply Press Release filter
- Opinion (49) Apply Opinion filter
- Letter (37) Apply Letter filter
- Guidelines & Recommendations (36) Apply Guidelines & Recommendations filter
- Statement (33) Apply Statement filter
- Technical Advice (18) Apply Technical Advice filter
- Speech (17) Apply Speech filter
- Q&A (10) Apply Q&A filter
- Technical Standards (9) Apply Technical Standards filter
- Compliance table (7) Apply Compliance table filter
- Decision (7) Apply Decision filter
Your filters
Short Selling X Securities Financing Transactions X Corporate Governance X Risk Analysis & Economics - Markets Infrastructure Investors X Post Trading X Annual Report X Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 16/02/2015 | 2015/280 | ESMA supervision of Credit Rating Agencies and Trade Repositories | Corporate Information, Credit Rating Agencies, Post Trading | Annual Report | PDF 891.95 KB |
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015. | |||
| 01/02/2016 | 2016/174 | Final Report on CSDR RTS on settlement discipline | Post Trading | Report | PDF 1.59 MB |
||||
| 01/02/2016 | 2016/174/Annex IV | Impact assessment on CSDR RTS on settlement discipline | Post Trading | Report | PDF 1.39 MB |
||||
| 06/06/2016 | 2016/907 | Economic Report on order duplication and liquidity measurement in EU equity markets | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.44 MB |
||||
| 06/06/2016 | 2016/743 | Multi-venue trading increases liquidity in EU equity markets despite duplicate orders | Press Releases, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 247 KB |
||||
| 04/10/2016 | 2016/1415 | ESMA reporton on securities financing transactions and leverage in the EU | Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.94 MB |
||||
| 22/12/2016 | 2016/1683 | Peer Review on CCPs' Margin and Collateral requirements | Post Trading | Report | PDF 543.98 KB |
||||
| 18/01/2017 | ESAS-2017-82 | Report on the functionning of the CRR with the related obligations under EMIR | Post Trading | Report | PDF 602.75 KB |
||||
| 07/02/2017 | ESMA50-1121423017-285 | Report on Distributed Ledger Technology Applied to Securities Markets | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 508.75 KB |
||||
| 23/03/2017 | ESMA70-708036281-8 | Final Report on guidelines on participant default rules and procedures under CSDR | Post Trading | Report | PDF 608.18 KB |
||||
| 23/03/2017 | ESMA70-708036281-7 | Final Report on CSDR Guidelines on Access by a CSD to the Transaction Feeds of a CCP or of a Trading Venue under CSDR | Post Trading | Report | PDF 344.18 KB |
||||
| 31/03/2017 | ESMA70-708036281-82 | Final Report on Technical standards under SFTR and certain amendments to EMIR | Post Trading | Report | PDF 3.61 MB |
||||
| 05/04/2017 | ESMA31-54-435 | Report on shareholder identification and communication systems | Corporate Finance, Corporate Governance | Report | PDF 1.09 MB |
||||
| 14/06/2017 | ESMA50-165-331 | ESMA Risk Dashboard 1Q2107 | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 744.43 KB |
||||
| 12/09/2017 | ESMA50-165-413 | ESMA Risk Dashboard No.3 2017 | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 868.91 KB |
||||
| 05/12/2017 | ESMA50-165-498 | ESMA Risk Dashboard No 4 2017 | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 976.96 KB |
||||
| 02/02/2018 | ESMA70-151-1154 | EU-wide CCP Stress Test 2017 | Post Trading | Report | PDF 4.72 MB |
||||
| 09/02/2018 | ESMA20-95-839 | Risk Assessment Work Programme 2018 | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 452.74 KB |
||||
| 20/03/2018 | ESMA50-165-539 | ESMA risk dasbhboard 1, 2018 | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 903.76 KB |
||||
| 20/03/2018 | ESMA71-99-957 | Press release: High risks persist for European securities markets and investors, ESMA says | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 166.64 KB |