ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
10
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Post Trading filter Post Trading
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Short Selling filter Short Selling
- CESR Archive (126) Apply CESR Archive filter
- Securities and Markets Stakeholder Group (90) Apply Securities and Markets Stakeholder Group filter
- Corporate Information (79) Apply Corporate Information filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Board of Supervisors (6) Apply Board of Supervisors filter
- Credit Rating Agencies (6) Apply Credit Rating Agencies filter
- MiFID - Secondary Markets (6) Apply MiFID - Secondary Markets filter
- Management Board (4) Apply Management Board filter
- MiFID - Investor Protection (4) Apply MiFID - Investor Protection filter
- Sustainable finance (4) Apply Sustainable finance filter
- Corporate Disclosure (3) Apply Corporate Disclosure filter
- Market Abuse (3) Apply Market Abuse filter
- Prospectus (2) Apply Prospectus filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Transparency (2) Apply Transparency filter
- Vacancies (2) Apply Vacancies filter
- Benchmarks (1) Apply Benchmarks filter
- Corporate Finance (1) Apply Corporate Finance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Fund Management (1) Apply Fund Management filter
- Market Integrity (1) Apply Market Integrity filter
- Securitisation (1) Apply Securitisation filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Annual Report filter Annual Report
- (-) Remove SMSG Advice filter SMSG Advice
- (-) Remove CESR Document filter CESR Document
- Reference (210) Apply Reference filter
- Guidelines & Recommendations (118) Apply Guidelines & Recommendations filter
- Final Report (112) Apply Final Report filter
- Press Release (89) Apply Press Release filter
- Consultation Paper (87) Apply Consultation Paper filter
- Letter (74) Apply Letter filter
- Report (59) Apply Report filter
- Statement (58) Apply Statement filter
- Opinion (57) Apply Opinion filter
- Speech (24) Apply Speech filter
- Q&A (22) Apply Q&A filter
- Technical Advice (21) Apply Technical Advice filter
- Decision (14) Apply Decision filter
- Compliance table (13) Apply Compliance table filter
- Summary of Conclusions (11) Apply Summary of Conclusions filter
- Technical Standards (11) Apply Technical Standards filter
- Investor Warning (2) Apply Investor Warning filter
Your filters
Short Selling X Audit X Joint Committee X Supervisory convergence X ITMG X Securities Financing Transactions X Post Trading X Vacancy X SMSG Advice X Annual Report X CESR Document X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 24/10/2012 | JC/CP/2012/01 Feedback statement | ESA feedback statement on the Joint CP on Financial Conglomerates | Joint Committee | CESR Document | PDF 82.95 KB |
||||
| 16/02/2015 | 2015/280 | ESMA supervision of Credit Rating Agencies and Trade Repositories | Corporate Information, Credit Rating Agencies, Post Trading | Annual Report | PDF 891.95 KB |
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015. | |||
| 07/03/2017 | ESMA22-106-140 | SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 150.61 KB |
SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders |
|||
| 09/04/2019 | 2019 19 | Joint Committee Annual Report 2018 | Joint Committee | Annual Report | PDF 198.17 KB |
||||
| 21/01/2020 | ESMA22-106-2077 | SMSG Advice on Joint Consultation Paper on PRIIPs KID | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 426.62 KB |
||||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
| 07/04/2021 | JC 2021 08 | Joint Committee Annual Report 2020 | Joint Committee | Annual Report | PDF 1.01 MB |
||||
| 24/11/2021 | ESMA22-106-3734 | SMSG advice to ESMA on its Consultation Paper on the review of certain aspects of the Short Selling Regulation | Securities and Markets Stakeholder Group, Short Selling | SMSG Advice | PDF 167.66 KB |
||||
| 07/01/2022 | ESMA22-106-3809 | SMSG response to ESAs on their joint Call for evidence on the European Commission mandate regarding the PRIIPs Regulation | Fund Management, Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 325.26 KB |
||||
| 19/04/2022 | JC 2022 01 | Joint Committee Annual Report 2021 | Joint Committee | Annual Report | PDF 217.87 KB |