ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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09/08/2011 | JC IFC | List of identified financial conglomerates | Joint Committee | Reference | PDF 172.11 KB |
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23/03/2012 | JC 2011/82 | Joint Committee of the ESAs- Work programme 2012 | Joint Committee | Reference | PDF 89.31 KB |
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23/03/2012 | JC 2011/17 | Medium term strategy for the Joint Committee | Joint Committee | Reference | PDF 152.87 KB |
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30/03/2012 | 2012/228 | Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps | Short Selling | Technical Standards | PDF 1.02 MB |
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March on short selling and certain aspects of credit default swaps (the Regulation) requires ESMA to develop draft regulatory (RTS) and implementing technical standards (ITS) in relation to several provisions contained in Articles 9, 11, 12 and 16 of the Regulation. The draft RTS and ITS will be submitted to the European Commission by 31 March 2012. The Commission has three months to decide whether to endorse ESMAs draft technical standards. A further regulatory technical standard, on the method of calculation of the fall in value of a financial instrument required under Article 24(8) of the Regulation will be submitted together with the technical advice in the course of April 2012. | |||
17/04/2012 | JC/2011/17 | Medium term strategy for the Joint Committee | Joint Committee | Reference | PDF 152.75 KB |
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17/04/2012 | JC/2011/82 | Joint Committee of the ESAs- Work programme 2012 Overview of deliverables | Joint Committee | Reference | PDF 89.31 KB |
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20/07/2012 | JC/2012/12 | List of identified financial conglomerates | Joint Committee | Reference | PDF 106.78 KB |
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01/08/2012 | 2012/490 | Call for expressions of interest in ESMA's Consultative Working Group on Investor Protection and Intermediaries Standing Committee | MiFID - Investor Protection | Reference | PDF 130.34 KB |
The deadline for responses to this call for interest has been extended two weeks, to 14 September 2012. | |||
02/08/2012 | JC/P/2012/01 | ESAs supervisory protocol on anti-money laundering of payment institutions | Joint Committee | Reference | PDF 606.88 KB |
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19/10/2012 | 2012/680 | Links to national websites for the purpose of the notification of net short positions | Short Selling | Reference | PDF 84.12 KB |
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19/10/2012 | 2012/682 | Guide to investing | MiFID - Investor Protection, Warnings and publications for investors | Reference | PDF 569.39 KB |
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24/10/2012 | JC/2012/88 | EBA, EIOPA and ESMA’s Response to the European Commission’s Call for Advice on the Fundamental Review of the Financial Conglomerates Directive | Joint Committee | Reference | PDF 590.58 KB |
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10/12/2012 | ESMA SSR Review mandate | Formal request to ESMA for technical advice on the evalutation of the short selling regulation | Short Selling | Reference | PDF 34.44 KB |
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19/12/2012 | 2012/850 | MiFID supervisory briefing- Suitability | MiFID - Investor Protection | Reference | PDF 238 KB |
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11/01/2013 | EBA/REC/2013/01 | EBA Recommendations on supervisory oversight of activities related to banks’ participation in the Euribor panel | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 207.84 KB |
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16/01/2013 | JC/2013/02 | Joint Committee of the ESAs’ 2013 Work Programme | Joint Committee | Reference | PDF 78.96 KB |
In 2013, the Joint Committee will give high priority to the areas of consumer protection and risk analysis. The Joint Committee will also pursue the regulatory work initiated in 2012 in key areas such as Financial Conglomerates, AntiMoney Laundering and Credit Ratings, and will give more visibility to its work to externalstakeholders. | |||
05/07/2013 | 2013/ITMG/14 | Terms of Reference IT Management and Governance Group | ITMG | Reference | PDF 46.39 KB |
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29/07/2013 | JC 2013/01 | Final Draft Regulatory Technical Standards | Joint Committee | Technical Standards | PDF 1.17 MB |
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02/10/2013 | JC/2013/051 | Joint Committee of the ESAs’ 2014 Work Programme | Joint Committee | Reference | PDF 90.99 KB |
The Joint Committee of the European Supervisory Authorities (EBA, ESMA, EIOPA) publishes today its Work Programme for next year. Throughout 2014, the Joint Committee will give high priority to the areas of Consumer Protection and Cross-Sectoral Risk Analysis, as in the current year. The Joint Committee will also bring forward its regulatory work already underway in key areas such as Financial Conglomerates, Anti-Money Laundering, Benchmark setting processes and Credit Rating Agencies. Furthermore, the Joint Committee will keep on monitoring closely legislative and regulatory developments both at the European and international level, so as to ensure appropriate and timely follow-up, including in relation to Systemically Important Financial Institutions (SIFIs). | |||
25/11/2013 | 2013/1709 | Review Panel Methodology | Supervisory convergence | Reference | PDF 98.29 KB |