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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
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|18/01/2022||ESMA35-42-1305||ESCPR- Miscellaneous reporting to ESMA||Crowdfunding, MiFID - Investor Protection||Reference||PDF
|11/01/2022||ESMA63-43-2133||ESMA Budget Amendment n.1 for 2021||Planning reporting budget||Reference||PDF
|07/01/2022||ESMA35-30-703||Call for expression of interest: CWG of ESMA's IPISC||MiFID - Investor Protection||Reference||PDF
|04/01/2022||JC 2021 56||Mandate of the Joint Committee of the European Supervisory Authorities’ Consumer Protection and Financial Innovation Sub-Committee||Innovation and Products, Joint Committee, MiFID - Investor Protection||Reference||PDF
|04/01/2022||JC 2021 57||Mandate of the Joint Committee of the European Supervisory Authorities’ Sub- Committee on Cross Sectoral Developments, Risks and Vulnerabilities (Risk Sub-Committee)||Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF
|04/01/2022||ESMA70-156-4957||Call for evidence- DLT Pilot Regime- response form||Innovation and Products, MiFID - Secondary Markets||Reference||DOCX
|04/01/2022||ESMA70-156-4957||Call for evidence- DLT Pilot Regime and review of MiFIR RTS on transparency and reporting||Innovation and Products, MiFID - Secondary Markets||Reference||PDF
|22/12/2021||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|22/12/2021||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|14/12/2021||ESMA32-380-143||National thresholds for shareholder identification under the revised SRD||Corporate Finance, Corporate Governance||Reference||PDF
|30/11/2021||SFDR EC Q&A CORRECTION||EC Q&A on sustainability-related disclosures- correction||Joint Committee, Sustainable finance||Q&A||PDF
|26/11/2021||ESMA 50-165-1891||ESMA Risk Dashboard No. 2 2021||Market data, Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF
|19/11/2021||ESMA35-43-349||Q&As on MiFID II and MiFIR investor protection topics||MiFID - Investor Protection, Supervisory convergence||Q&A||PDF
|19/11/2021||ESMA70-145-114||Q&A on the Benchmarks Regulation (BMR)||Benchmarks, Supervisory convergence||Q&A||PDF
|18/11/2021||ESMA35-30-703 application form||Application form- IPISC CWG renewal 2021||MiFID - Investor Protection||Reference||DOCX
|08/11/2021||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|29/10/2021||ESMA81-459-11||Minutes of the euro risk-free rates WG meeting 29/09/2021||Benchmarks||Reference||PDF
|30/09/2021||ESMA35-43-2836 response form||Response form for the Consultation Paper on Review of the MiFID II framework on best execution reports||MiFID - Investor Protection||Reference||DOCX
|28/09/2021||ESMA50-167-2758||Call for expressions of interest: Group of Economic Advisers for ESMA’s Committee for Economic and Markets Analysis||Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF