ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
21
REFINE YOUR SEARCH
Sections
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Short Selling filter Short Selling
- (-) Remove International cooperation filter International cooperation
- (-) Remove MiFID II: Transparency Calculations and DVC filter MiFID II: Transparency Calculations and DVC
- Speeches (156) Apply Speeches filter
- Corporate Information (91) Apply Corporate Information filter
- CESR Archive (50) Apply CESR Archive filter
- MiFID - Secondary Markets (27) Apply MiFID - Secondary Markets filter
- Fund Management (26) Apply Fund Management filter
- Innovation and Products (20) Apply Innovation and Products filter
- Post Trading (20) Apply Post Trading filter
- MiFID - Investor Protection (19) Apply MiFID - Investor Protection filter
- Supervisory convergence (17) Apply Supervisory convergence filter
- Joint Committee (12) Apply Joint Committee filter
- Sustainable finance (11) Apply Sustainable finance filter
- Benchmarks (10) Apply Benchmarks filter
- Board of Supervisors (10) Apply Board of Supervisors filter
- Brexit (10) Apply Brexit filter
- Corporate Disclosure (8) Apply Corporate Disclosure filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Risk Analysis & Economics - Markets Infrastructure Investors (7) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Market Abuse (6) Apply Market Abuse filter
- Market Integrity (6) Apply Market Integrity filter
- Securitisation (6) Apply Securitisation filter
- CCP Directorate (5) Apply CCP Directorate filter
- Corporate Finance (5) Apply Corporate Finance filter
- Trade Repositories (5) Apply Trade Repositories filter
- Transparency (5) Apply Transparency filter
- COVID-19 (3) Apply COVID-19 filter
- Management Board (3) Apply Management Board filter
- Securities Financing Transactions (3) Apply Securities Financing Transactions filter
- IFRS Supervisory Convergence (2) Apply IFRS Supervisory Convergence filter
- Prospectus (2) Apply Prospectus filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Market data (1) Apply Market data filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Speech filter Speech
- (-) Remove Annual Report filter Annual Report
- (-) Remove Q&A filter Q&A
- Reference (94) Apply Reference filter
- Press Release (68) Apply Press Release filter
- Guidelines & Recommendations (65) Apply Guidelines & Recommendations filter
- Consultation Paper (36) Apply Consultation Paper filter
- Opinion (35) Apply Opinion filter
- Decision (32) Apply Decision filter
- Statement (29) Apply Statement filter
- Final Report (25) Apply Final Report filter
- Letter (19) Apply Letter filter
- Technical Advice (12) Apply Technical Advice filter
- Report (10) Apply Report filter
- Technical Standards (6) Apply Technical Standards filter
- Compliance table (1) Apply Compliance table filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
Short Selling X Audit X Careers X MiFID II: Transparency Calculations and DVC X International cooperation X Credit Rating Agencies X Speech X Q&A X Annual Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 30/01/2013 | 2013/159 | Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update) | Short Selling | Q&A | PDF 873.32 KB |
||||
| 16/02/2015 | 2015/280 | ESMA supervision of Credit Rating Agencies and Trade Repositories | Corporate Information, Credit Rating Agencies, Post Trading | Annual Report | PDF 891.95 KB |
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015. | |||
| 08/02/2018 | ESMA80-199-153 | ESMA’s supervision of credit rating agencies, trade repositories and monitoring of third country central counterparties- 2017 Annual Report and 2018 Work Programme | Credit Rating Agencies | Annual Report | PDF 1.03 MB |
||||
| 22/02/2018 | ESMA70-145-441 | ECON scrutiny session Short Selling Regulation Verena Ross | Short Selling | Speech | PDF 197.03 KB |
||||
| 29/05/2018 | ESMA70-145-408 | Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR) | Short Selling | Q&A | PDF 536.17 KB |
||||
| 04/12/2018 | ESMA33-9-281 | CRA market share report | Credit Rating Agencies | Annual Report | PDF 827.25 KB |
||||
| 19/02/2019 | ESMA80-199-273 | ESMA supervision 2019 work plan and annual report 2018 | Credit Rating Agencies | Annual Report | PDF 622.46 KB |
||||
| 16/05/2019 | ESMA34-45-712 | Verena Ross- ICMA 2019 conference speech | Benchmarks, Brexit, MiFID II: Transparency Calculations and DVC, Speeches | Speech | PDF 134.24 KB |
||||
| 04/06/2019 | ESMA71-319-120 | FESE Dinner Address | Brexit, International cooperation, MiFID - Secondary Markets, Post Trading, Speeches | Speech | PDF 117.98 KB |
||||
| 10/10/2019 | ESMA71-319-144 | Building the EU Capital Markets Union while fostering global financial markets- EU-Asia Financial Dialogue/ASIFMA Conference | International cooperation, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 135.51 KB |
EU-Asia Financial Dialogue/ASIFMA Conference, Tokyo 10 October |
|||
| 04/11/2019 | esma22-105-1073 | Annex_to_the_opening_statement_for_econ_hearing_4_november_2019 | Short Selling | Speech | PDF 389.38 KB |
||||
| 12/02/2020 | ESMA32-67-642 | Sustainable financial markets: translating changing risks and investor preferences into regulatory action- Speech by Steven Maijoor, European Financial Forum, Dublin | Credit Rating Agencies, Speeches, Supervisory convergence | Speech | PDF 156.74 KB |
||||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
| 06/11/2020 | ESMA71-99-1432 | Opening Statement Verena Ross ECMI 6 November 2020 | Credit Rating Agencies, Speeches | Speech | PDF 99.36 KB |
||||
| 14/12/2020 | ESMA 33-9-383 | CRA Market Share Calculation 2020 | Credit Rating Agencies | Annual Report | PDF 511.26 KB |
||||
| 29/07/2021 | ESMA33-5-87 | Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA | Credit Rating Agencies | Q&A | PDF 409.83 KB |
||||
| 08/10/2021 | ESMA74-362-2159 | ESMA as a data driven regulator and supervisor- AFME 5th Annual European Compliance and Legal Virtual Conference | Market data, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors, Securitisation, Speeches, Supervisory convergence, Trade Repositories, Transparency | Speech | PDF 167.18 KB |
||||
| 14/10/2021 | ESMA24-436-13 | Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 690.55 KB |
||||
| 14/10/2021 | ESMA24-436-15 | Annex to the Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 415.73 KB |
||||
| 18/03/2022 | ESMA71-319-210 | ESMA_Speech_Verena_Ross_EACT_Summit | Corporate Finance, Credit Rating Agencies, Speeches, Sustainable finance | Speech | PDF 152.66 KB |