ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
50
REFINE YOUR SEARCH
Sections
- (-) Remove Fund Management filter Fund Management
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Short Selling filter Short Selling
- (-) Remove Audit filter Audit
- Speeches (163) Apply Speeches filter
- Corporate Information (109) Apply Corporate Information filter
- CESR Archive (49) Apply CESR Archive filter
- MiFID - Secondary Markets (47) Apply MiFID - Secondary Markets filter
- Post Trading (44) Apply Post Trading filter
- Brexit (39) Apply Brexit filter
- MiFID - Investor Protection (36) Apply MiFID - Investor Protection filter
- Corporate Disclosure (35) Apply Corporate Disclosure filter
- Board of Supervisors (31) Apply Board of Supervisors filter
- Credit Rating Agencies (29) Apply Credit Rating Agencies filter
- Innovation and Products (29) Apply Innovation and Products filter
- Press Releases (22) Apply Press Releases filter
- COVID-19 (21) Apply COVID-19 filter
- Joint Committee (20) Apply Joint Committee filter
- Benchmarks (19) Apply Benchmarks filter
- IFRS Supervisory Convergence (19) Apply IFRS Supervisory Convergence filter
- Market Integrity (19) Apply Market Integrity filter
- Supervisory convergence (15) Apply Supervisory convergence filter
- Sustainable finance (14) Apply Sustainable finance filter
- CCP Directorate (11) Apply CCP Directorate filter
- MiFID II: Transparency Calculations and DVC (9) Apply MiFID II: Transparency Calculations and DVC filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Risk Analysis & Economics - Markets Infrastructure Investors (9) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Trade Repositories (9) Apply Trade Repositories filter
- Management Board (7) Apply Management Board filter
- Market Abuse (6) Apply Market Abuse filter
- Corporate Finance (5) Apply Corporate Finance filter
- Securitisation (5) Apply Securitisation filter
- Transparency (5) Apply Transparency filter
- Warnings and publications for investors (5) Apply Warnings and publications for investors filter
- Corporate Governance (4) Apply Corporate Governance filter
- IAS Regulation (4) Apply IAS Regulation filter
- Prospectus (4) Apply Prospectus filter
- Trading (4) Apply Trading filter
- International cooperation (3) Apply International cooperation filter
- Market data (3) Apply Market data filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Securities and Markets Stakeholder Group (1) Apply Securities and Markets Stakeholder Group filter
Type of document
- (-) Remove Statement filter Statement
- (-) Remove Speech filter Speech
- (-) Remove Annual Report filter Annual Report
- Guidelines & Recommendations (131) Apply Guidelines & Recommendations filter
- Reference (87) Apply Reference filter
- Press Release (55) Apply Press Release filter
- Consultation Paper (50) Apply Consultation Paper filter
- Opinion (43) Apply Opinion filter
- Letter (37) Apply Letter filter
- Final Report (32) Apply Final Report filter
- Report (20) Apply Report filter
- Compliance table (14) Apply Compliance table filter
- Decision (9) Apply Decision filter
- Q&A (9) Apply Q&A filter
- Technical Advice (8) Apply Technical Advice filter
- Technical Standards (5) Apply Technical Standards filter
- SMSG Advice (2) Apply SMSG Advice filter
Your filters
Short Selling X Audit X Careers X Securities Financing Transactions X Fund Management X Speech X Annual Report X Statement X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
09/04/2020 | ESMA34-45-896 | Actions to mitigate the impact of COVID-19 on the deadlines for the publication of periodic reports by fund managers | COVID-19, Fund Management | Statement | PDF 113.03 KB |
||||
04/11/2019 | esma22-105-1073 | Annex_to_the_opening_statement_for_econ_hearing_4_november_2019 | Short Selling | Speech | PDF 389.38 KB |
||||
13/02/2019 | ESMA71-319-91 | Brexit – the regulatory challenges | Brexit, Fund Management, MiFID - Secondary Markets, Post Trading, Speeches, Supervisory convergence | Speech | PDF 175.3 KB |
Steven Maijoor keynote at the European Financial Forum in Dublin |
|||
21/03/2018 | ESMA71-99-964 | CMU, Brexit and ESA review – What’s next? Steven Maijoor BVI Keynote | Fund Management, MiFID - Investor Protection, Speeches | Speech | PDF 329.97 KB |
||||
26/03/2020 | ESMA80-191-995 | COVID-19 Public Statement | COVID-19, Securities Financing Transactions | Statement | PDF 113.93 KB |
||||
11/10/2016 | 2016-1459 | ECON Hearing AIFMD passport Steven Maijoor Opening Statement | Fund Management | Speech | DOCX 330.05 KB |
||||
22/02/2018 | ESMA70-145-441 | ECON scrutiny session Short Selling Regulation Verena Ross | Short Selling | Speech | PDF 197.03 KB |
||||
21/05/2021 | ESMA71-99-1677 | ESMA appoints Derville Rowland to chair the Investment Management Standing Committee | Board of Supervisors, Corporate Information, Fund Management | Statement | PDF 79 KB |
||||
30/09/2016 | 2016/1408 | ESMA appoints new chairs to Standing Committees | Board of Supervisors, Fund Management, Market Integrity, MiFID - Investor Protection | Statement | PDF 141.3 KB |
The Board of Supervisors of the European Securities and Markets Authority (ESMA) has appointed the following individuals to serve as chairs of its standing committees:
The standing committees are expert groups drawn from ESMA staff and the national competent authorities for securities markets regulation in the Member States, and are responsible for the development of policy in their respective areas. The appointments are for a period of two years and commence with immediate effect. |
|||
16/11/2016 | 2016-1579 | ESMA Chair speaks on improving outcomes for investors in investment funds | Fund Management, Speeches | Speech | PDF 196.07 KB |
||||
25/11/2021 | ESMA34-38-278 | ESMA ED Natasha Cazenave Keynote Speech_EFAMA Investment Management Forum 2021 | Fund Management, MiFID - Investor Protection, Speeches, Sustainable finance | Speech | PDF 159.98 KB |
||||
07/11/2018 | ESMA71-99-1058 | ESMA new SC chairs | Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Statement | PDF 142.32 KB |
||||
24/03/2021 | ESMA34-43-880 | ESMA presents the results of the 2020 Common Supervisory Action (CSA) on UCITS liquidity risk management | Fund Management | Statement | PDF 153.02 KB |
||||
13/09/2012 | 2012/577 | ESMA publishes a Q&A on Short-Selling Regulation | Short Selling, Market Integrity | Statement | PDF 108.69 KB |
The European Securities and Markets Authority (ESMA) has published a Q&A on the Implementation of the Regulation on short selling and certain aspects of credit default swaps.The purpose of the Q&A is to promote common supervisory approaches and practices amongst the EU’s national securities markets regulators on the requirements of the Short Selling Regulation once it comes into force on 1 November 2012. It will also provide clarity on the requirements of the new regime to market participants and investors.Issues addressed by the Q&AThe document provides responses to questions posed by market participants, national securities markets regulators, and the general public in relation to the practical application of the forthcoming Short Selling regime. It addresses issues related to:• territorial scope;• transparency requirements; • calculation of net short positions;• uncovered short sales; • and enforcement regime.Further InformationThe document is likely to be revised and updated before 1 November as new questions are received by ESMA.Technical queries on the application of the new regime should be addressed in writing to shortselling@esma.europa.eu, while further information can be found at http://www.esma.europa.eu/page/Short-selling. Notes for editors1. Questions & Answers – Implementation of the regulation on short selling and certain aspects of credit default swaps.2. Regulation on short selling and certain aspects of credit default swaps.3. ESMA is an independent EU Authority that was established on 1 January 2011 and works closely with the other European Supervisory Authorities responsible for banking (EBA), and insurance and occupational pensions (EIOPA), and the European Systemic Risk Board (ESRB).4. ESMA’s mission is to enhance the protection of investors and promote stable and well-functioning financial markets in the European Union (EU). As an independent institution, ESMA achieves this aim by building a single rule book for EU financial markets and ensuring its consistent application across the EU. ESMA contributes to the regulation of financial services firms with a pan-European reach, either through direct supervision or through the active co-ordination of national supervisory activity.Further information:David CliffeSenior Communications OfficerTel: +33 (0)1 58 36 43 24Mob: +33 6 42 48 29 06Email: david.cliffe@esma.europa.eu | |||
23/09/2020 | ESMA71-99-1404 | ESMA reappoints the chairs of its Data and Investment Management Standing Committees | Board of Supervisors, Fund Management, Press Releases | Statement | PDF 86.16 KB |
||||
06/05/2020 | ESMA71-99-1321 | ESMA registers SFTR TRs | Press Releases, Securities Financing Transactions, Trade Repositories | Statement | PDF 95.4 KB |
||||
14/03/2022 | ESMA71-99-1864 | ESMA Statement on Ukraine | Benchmarks, Board of Supervisors, CCP Directorate, Corporate Disclosure, Credit Rating Agencies, Fund Management, Market Abuse, Market Integrity, MiFID - Secondary Markets, Post Trading, Press Releases, Trade Repositories, Trading | Statement | PDF 93.35 KB |
||||
09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
14/05/2020 | ESMA50-158-2232 | ESMA supports ESRB actions to address COVID-related systemic vulnerabilities | COVID-19, Fund Management | Statement | PDF 81.33 KB |
||||
27/08/2020 | ESMA34-49-184 | ESMA’s guidelines on stress test scenarios under the MMFR continue to be applicable until their 2020 update | Fund Management | Statement | PDF 126.94 KB |