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Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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07/06/2022 | SSR sanctions | Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) | Short Selling | Reference | PDF 372.64 KB |
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30/01/2019 | ESMA22-105-661 | Agenda for open hearing on sustainable finance | Sustainable finance | Reference | PDF 129.15 KB |
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02/10/2017 | ESMA71-99-608 | Annex (Template for the Assessment of Collective Suitability) | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 72.7 KB |
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31/10/2016 | 2016/1529 ANNEX | Annex I- Template for the assessment of collective suitability | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 54.43 KB |
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04/04/2022 | ESMA30-379-1022 | Call for candidates on Consultative Working Group of ESMA’s Coordination Network on Sustainability (CNS) | Sustainable finance | Reference | PDF 161.67 KB |
ESMA is seeking candidates for its newly established Consultative Working Group (CWG) of the Coordination Network on Sustainability (CNS). The CWG will have approximately 20 members, selected for a renewable term of two years, and will be composed of experts in sustainable finance. ESMA is particularly interested in applications from experts representing institutional and retail investors, investment managers, investment services providers, issuers, benchmarks administrators, credit and ESG ratings providers, auditors, third-party verifiers, data providers, financial innovation players, market infrastructures and non-governmental organisations, think tanks or research units, with expertise in the field of sustainable finance. Interested experts are invited to apply by 11 May 2022. |
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03/02/2022 | ESMA80-416-250 | Call For Evidence on Market Characteristics for ESG Rating Providers in the EU | Sustainable finance | Reference | PDF 258.32 KB |
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16/12/2019 | C(2013) 8970 final | Commission decision on classification in grade and step for TAs | Careers | Reference | PDF 436.57 KB |
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26/07/2021 | C(2021) 4858 final | Commission decision on Q&As to ESAs | Joint Committee, Sustainable finance | Reference | PDF 290.06 KB |
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05/01/2021 | ESMA40-134-2458 | Conflict of interests and ethics policy- ESMA staff | Careers, Corporate Information | Reference | PDF 6.72 MB |
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27/05/2019 | ESMA70-151-1019 | Consolidated SFTR_Validation_Rules | Securities Financing Transactions | Reference | XLSX 120.19 KB |
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08/08/2014 | 2014/869 ES | Directrices sobre las obligaciones de información de los artículos 3(3)(d) y 24(1), (2y (4) de la DGFIA | Guidelines and Technical standards | Reference | PDF 727.22 KB |
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26/07/2021 | SFDR EC Q&A | EC Q&A on sustainability-related disclosures | Joint Committee, Sustainable finance | Q&A | PDF 601.99 KB |
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30/11/2021 | SFDR EC Q&A CORRECTION | EC Q&A on sustainability-related disclosures- correction | Joint Committee, Sustainable finance | Q&A | PDF 87.19 KB |
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04/01/2022 | ESMA64-80-243 | ED decision on the extension of reserve lists ending 31/12/2021 | Careers | Reference | PDF 82.35 KB |
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11/08/2021 | ESMA64-337-1278 | ESMA Candidate Guidelines | Careers | Reference | PDF 299.42 KB |
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29/04/2022 | ESMA42-646012687-331 | ESMA Guidelines | Corporate Information, Guidelines and Technical standards | Reference | XLSX 66.09 KB |
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06/12/2017 | ESMA71-99-669 | ESMA MIFID and MAR Data Systems | Market Abuse, Market Integrity, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Reference | PDF 208.06 KB |
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24/02/2016 | 2016/206 | ESMA Recruitment Policy | Careers | Reference | PDF 173.98 KB |
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16/10/2013 | 2013/LCC/Recruitment | ESMA Specific Privacy Notice – Selections and Recruitments | Careers, Corporate Information | Reference | PDF 70.67 KB |
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09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |