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Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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04/08/2022 | Net short thresholds | Net short position notification thresholds for sovereign issuers | Short Selling | Reference | XLSX 26.41 KB |
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt. The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be: The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer. In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment. The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage. Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities. |
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20/07/2022 | SSR sanctions | Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) | Short Selling | Reference | PDF 372.65 KB |
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20/07/2022 | ESMA50-164-2193 | TRV Article_Key Retail Risk Indicators for the EU single market | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 419.1 KB |
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08/07/2022 | Market makers - XLS | Market makers and authorised primary dealers who are using the exemption under the SSR- XLS | Short Selling | Reference | XLSX 41.05 KB |
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08/07/2022 | Market makers - pdf | Market makers and authorised primary dealers who are using the exemption under the SSR- PDF | Short Selling | Reference | PDF 443.4 KB |
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05/07/2022 | ESMA34-46-101 | Register of authorised European long-term investment funds (ELTIFs) | Fund Management | Reference | XLSX 57.87 KB |
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29/06/2022 | ESMA34-45-1576 | Cross-border distribution of investment funds | Fund Management | Reference | PDF 991.03 KB |
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23/06/2022 | ESMA34-32-418 | AIFMD MoUs signed by the EU authorities | Fund Management, International cooperation | Reference | XLSX 49.99 KB |
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01/06/2022 | ESMA50-164-770 | Links to national websites where net short positions in shares are disclosed | Short Selling | Reference | PDF 97.14 KB |
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31/05/2022 | ESMA34-45-1427 | Supervisory briefing- Sustainability risks and disclosures in the area of investment management | Fund Management, Sustainable finance | Reference | PDF 312.39 KB |
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23/05/2022 | ESMA50-165-2146 | The drivers of the costs and performance of ESG funds | Fund Management, Sustainable finance | Reference | PDF 532.34 KB |
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18/05/2022 | ESMA50-165-2096 | Leverage and derivatives – the case of Archegos | Risk Analysis & Economics - Markets Infrastructure Investors, Trading | Reference | PDF 264.1 KB |
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17/05/2022 | ESMA34-45-1663 | Response Form to the Consultation Paper on technical standards on the notifications for cross-border marketing and cross-border management of AIFs and UCITS | Fund Management | Reference | DOCX 759.83 KB |
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28/03/2022 | ESMA 50-165-2078 | Fund performance during market stress – The Corona experience | Fund Management, Innovation and Products | Reference | PDF 387.61 KB |
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18/03/2022 | ESMA WP-2022-01 | ESMA working paper on Flash crashes on sovereign bond markets | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 1.7 MB |
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01/03/2022 | ESMA50-165-2033 | The 2020 short selling bans – market impact | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 282.3 KB |
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18/02/2022 | ESMA50-164-5623 | Alternative Investment Funds (AIFs) exposures to commercial real estate- 2020 | Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 109.33 KB |
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15/02/2022 | ESMA50-164-4665 xls | ESMA report on trends, risks and vulnerabilities No.1 2022- Structural Market Indicators xls | Market data, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | XLSX 274.35 KB |
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15/02/2022 | ESMA50-164-4665 | ESMA report on trends, risks and vulnerabilities No.1 2022- Structural Market Indicators | Market data, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 353.39 KB |
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15/02/2022 | ESMA50-165-2063 | Monitoring environmental risks in EU financial markets | Risk Analysis & Economics - Markets Infrastructure Investors, Sustainable finance | Reference | PDF 268.25 KB |