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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
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|31/08/2020||ESMA32-380-143||National thresholds for shareholder identification under the revised SRD||Corporate Finance||Reference||PDF
|15/07/2020||ESMA30-22-821||Response to EC consultation on a Renewed Sustainable Finance Strategy||Sustainable finance||Reference||PDF
|02/07/2020||SG34-45-937 slides||Public hearing on ESG disclosures CP 2 July 2020- Slides||Joint Committee, Sustainable finance||Reference||PDF
|30/06/2020||SG34-45-937||Public hearing on ESG disclosures CP 2 July 2020- Agenda||Joint Committee, Sustainable finance||Reference||PDF
|04/05/2020||JC 2020 16 Annex 1||Joint ESA consultation on ESG disclosures- Annex 1||Sustainable finance||Reference||DOCX
|23/04/2020||ESMA34-45-904||Joint ESA consultation on ESG disclosures- response form||Joint Committee, Sustainable finance||Reference||DOCX
|23/04/2020||JC 2020 16||Joint ESA consultation on ESG disclosures||Joint Committee, Sustainable finance||Consultation Paper||PDF
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|27/03/2020||ESMA31-69-263||Application form CSFC CWG||Corporate Finance||Reference||DOCX
|11/04/2019||ESMA31-67-127||Question and answers on Transparency Directive (TD)||Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency||Q&A||PDF
|11/04/2019||ESMA31-62-780||Q&A on Prospectus Related Topics||Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence||Q&A||PDF
|30/01/2019||ESMA22-105-661||Agenda for open hearing on sustainable finance||Sustainable finance||Reference||PDF
|24/01/2019||ESMA50-164-770||Links to national websites where net short positions in shares are disclosed||Short Selling||Reference||PDF
|31/10/2018||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|23/08/2018||ESMA50-164-772||Links to the national websites explaining the procedures for notifications of net short positions||Short Selling||Reference||PDF