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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
29/03/2021 ESMA74-362-853 Validation table for reporting under the revised technical standards Reference XLSX
55.41 KB
13/04/2021 ESMA70-145-1397 TRs IC_templates , Reference XLSX
30.4 KB
15/06/2018 2016-1521 Annex 1 Transaction reporting validation rules Reference XLSX
536.07 KB
20/12/2021 ESMA70-156-5257 Trading Venues with the Highest Turnover for Bonds- for CSDR Cash Penalties Calculation [TEMPLATE] Reference XLSX
3.26 MB
31/01/2022 ESMA70-156-5292 Trading Venues with the Highest Turnover for Bonds Reference XLSX
2.18 MB
01/04/2014 2014/336 Trade Repository Supervision Work Plan 2014 Reference PDF
111.34 KB

The European Securities and Markets Authority (ESMA) is publishing a summary of its 2014 supervisory work plan in relation to trade repositories (TRs) with the aim of enhancing the transparency of its actions regarding TRs in the European Union. TRs centrally collect and maintain the records of derivative trades and play a central role in enhancing the transparency of derivative markets and reducing risks to financial stability. In November 2013, ESMA registered six TRs. The obligation for counterparties to report their derivative trades to registered TRs began on 12 February 2014. Under Titles VI and VII of Regulation EU 648/2012 (EMIR), the direct supervision of TRs has been entrusted to ESMA, who has started to supervise the six registered TRs. Supervision of TRs by ESMA is crucial to ensuring that TRs comply on an on-going basis with all EMIR requirements, thereby enabling regulators to access data and details of derivative contracts in order for them to fulfil their respective mandates.

04/04/2016 2016/229 ToR SCSC Reference PDF
93.7 KB
04/04/2016 2016/228 ToR PTSC Reference PDF
147.27 KB
11/02/2016 2016/213 ToR OWG Transparency Reference PDF
105.18 KB
11/02/2016 2016/215 ToR CRSC Reference PDF
131.23 KB
25/07/2022 ESMA70-708036281-113 Third-country markets considered as equivalent to a regulated market under EMIR Reference PDF
68.9 KB
20/05/2022 ESMA65-8-6560 Technical Reporting Instructions- CSDR Article 9- Internalised Settlement Reporting Reference PDF
1.75 MB
20/05/2022 ESMA65-8-7109 Technical Reporting Instructions CSDR Article 7 – Settlement Fails Reporting Reference PDF
1018.94 KB
03/04/2019 ESMA65-8-6561 Technical Guidance for Settlement Internalisers – Report Validation Rules (CSDR Article 9) Reference PDF
1.61 MB
27/10/2017 ESMA32-63-364 Summary of results of the fact finding exercise on IFRS 9 and IFRS 15 , Reference PDF
292.46 KB
22/10/2015 2015/1597 Standard form for major holdings , Reference DOCX
350.81 KB
22/10/2015 2015/1596 Standard form for disclosure of Home Member State , Reference DOCX
344.53 KB
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26/03/2021 ESMA42-110-2045 SSF Terms of reference Reference PDF
136.51 KB
21/05/2021 ESMA22-106-3378 SMSG response to the European Commission’s targeted consultation on supervisory convergence and the single rulebook , Reference PDF
171.54 KB
22/03/2016 MoU for South Korea Signed MoU for South Korea Reference PDF
176.89 KB

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