ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
91
REFINE YOUR SEARCH
Sections
- (-) Remove Securities and Markets Stakeholder Group filter Securities and Markets Stakeholder Group
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove Short Selling filter Short Selling
- (-) Remove Market Abuse filter Market Abuse
- Post Trading (8) Apply Post Trading filter
- MiFID - Secondary Markets (7) Apply MiFID - Secondary Markets filter
- Credit Rating Agencies (5) Apply Credit Rating Agencies filter
- Fund Management (5) Apply Fund Management filter
- Joint Committee (5) Apply Joint Committee filter
- Corporate Disclosure (3) Apply Corporate Disclosure filter
- MiFID - Investor Protection (3) Apply MiFID - Investor Protection filter
- Transparency (2) Apply Transparency filter
- Corporate Information (1) Apply Corporate Information filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Prospectus (1) Apply Prospectus filter
Type of document
- (-) Remove SMSG Advice filter SMSG Advice
- (-) Remove Technical Standards filter Technical Standards
- Reference (167) Apply Reference filter
- Press Release (67) Apply Press Release filter
- Report (54) Apply Report filter
- Final Report (52) Apply Final Report filter
- Opinion (51) Apply Opinion filter
- Summary of Conclusions (42) Apply Summary of Conclusions filter
- Speech (37) Apply Speech filter
- Consultation Paper (36) Apply Consultation Paper filter
- Guidelines & Recommendations (33) Apply Guidelines & Recommendations filter
- Letter (31) Apply Letter filter
- Statement (29) Apply Statement filter
- Q&A (17) Apply Q&A filter
- Decision (12) Apply Decision filter
- Compliance table (6) Apply Compliance table filter
- Technical Advice (6) Apply Technical Advice filter
- Annual Report (2) Apply Annual Report filter
- CESR Document (1) Apply CESR Document filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
Short Selling X Supervisory convergence X Trading X ITMG X Market Abuse X Innovation and Products X Sustainable finance X Securities and Markets Stakeholder Group X Technical Standards X SMSG Advice X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 20/12/2019 | SMSG ESMA20-06-2053 | Joint position paper from the ESA stakeholder groups on the ESA review | Securities and Markets Stakeholder Group | SMSG Advice | PDF 283.55 KB |
||||
| 13/07/2015 | SMSG 09/07/15 | SMSG Advice on the Commission’s Green Paper “Building a Capital Markets Union” | Securities and Markets Stakeholder Group | SMSG Advice | PDF 781.74 KB |
||||
| 06/11/2019 | ESMA22106-2002 | SMSG advice on ESMA’s CP on the MiFID II compliance function | Securities and Markets Stakeholder Group | SMSG Advice | PDF 212.25 KB |
||||
| 06/09/2019 | ESMA22-961920 | SMSG response to surve on Short Termism | Securities and Markets Stakeholder Group | SMSG Advice | PDF 243.34 KB |
||||
| 19/03/2018 | ESMA22-106-911 | SMSG Advice- Response to ESMA’s Consultation Paper on draft regulatory technical standards under the new Prospectus Regulation | Securities and Markets Stakeholder Group | SMSG Advice | PDF 300.8 KB |
||||
| 17/11/2017 | ESMA22-106-474 | SMSG Advice on Guidelines on certain aspects of the MiFID II suitability requirements | Securities and Markets Stakeholder Group | SMSG Advice | PDF 771.46 KB |
||||
| 23/10/2017 | ESMA22-106-407 | SMSG Advice- Response to the Public Consultation on Prospectus Regulation Level 2 | Securities and Markets Stakeholder Group | SMSG Advice | PDF 165.79 KB |
||||
| 04/05/2022 | ESMA22-106-4032 | SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection, Securities and Markets Stakeholder Group | SMSG Advice | PDF 274.55 KB |
||||
| 27/04/2022 | ESMA22-106-4024 | SMSG Recommendations in regard of the impact of inflation on investor protection | Securities and Markets Stakeholder Group | SMSG Advice | PDF 301.69 KB |
||||
| 07/01/2022 | ESMA22-106-3809 | SMSG response to ESAs on their joint Call for evidence on the European Commission mandate regarding the PRIIPs Regulation | Fund Management, Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 325.26 KB |
||||
| 04/01/2022 | ESMA22-106-3800 | SMSG response to ESMA on its Call for evidence on the EC mandate on certain aspects relating to retail investor protection | MiFID - Investor Protection, Securities and Markets Stakeholder Group | SMSG Advice | PDF 374.84 KB |
||||
| 24/11/2021 | ESMA22-106-3734 | SMSG advice to ESMA on its Consultation Paper on the review of certain aspects of the Short Selling Regulation | Securities and Markets Stakeholder Group, Short Selling | SMSG Advice | PDF 167.66 KB |
||||
| 13/10/2021 | ESMA22-106-3638 | SMSG Advice on remuneration guidelines | Securities and Markets Stakeholder Group | SMSG Advice | PDF 118.54 KB |
||||
| 28/09/2021 | ESMA22-106-3523 | SMSG Advice on ESMA 2022 annual Work Programme | Securities and Markets Stakeholder Group | SMSG Advice | PDF 143.94 KB |
||||
| 19/08/2021 | ESMA22-106-3504 | SMSG response to EC consultation on the EU strategy for retail investors | Securities and Markets Stakeholder Group | SMSG Advice | PDF 574.91 KB |
||||
| 03/08/2021 | ESMA22-106-3473 | SMSG advice to ESMA on Digital Finance | Securities and Markets Stakeholder Group | SMSG Advice | PDF 192.4 KB |
||||
| 30/06/2021 | ESMA22-106-3439 | SMSG response to the ESMA’s Consultation Report on “EU Money Market Fund Regulation – legislative review” | Securities and Markets Stakeholder Group | SMSG Advice | PDF 222.51 KB |
||||
| 17/05/2021 | ESMA22-106-3375 | SMSG advice to the ESA’s Joint Consultation Paper on Taxonomy-related sustainability disclosures | Securities and Markets Stakeholder Group, Sustainable finance | SMSG Advice | PDF 227.92 KB |
||||
| 29/04/2021 | ESMA22-106-3280 | SMSG advice to ESMA on its Consultation Paper on “Guidelines on certain aspects of appropriateness and execution-only” | Securities and Markets Stakeholder Group | SMSG Advice | PDF 561.81 KB |
||||
| 01/03/2021 | ESMA22-106-3194 | SMSG own initiative advice to ESMA on Wirecard case | Securities and Markets Stakeholder Group | SMSG Advice | PDF 519.92 KB |