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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|26/09/2022||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|16/09/2022||CPD22||Joint ESAs Consumer Protection Day- Programme||Joint Committee, MiFID - Investor Protection||Reference||PDF
|01/09/2022||ESMA50-165-2230||ESMA report on trends, risks and vulnerabilities No 2 2022 – statistical annex||Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF
|17/08/2022||ESMA22-106-4050||Summary of conclusions Board of Supervisors- 12 May 2022||Board of Supervisors||Summary of Conclusions||PDF
|16/08/2022||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|10/08/2022||ESMA35-42-1305||ESCPR- Miscellaneous reporting to ESMA||Crowdfunding, MiFID - Investor Protection||Reference||PDF
|04/08/2022||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|20/07/2022||SSR sanctions||Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR)||Short Selling||Reference||PDF
|20/07/2022||ESMA50-164-2193||TRV Article_Key Retail Risk Indicators for the EU single market||MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF
|28/06/2022||ESMA02-91-3297||ESMA Final Accounts Financial Year 2021||Board of Supervisors, Corporate Information, Management Board, Planning reporting budget||Reference||PDF
|22/06/2022||ESMA22-106-3954||Summary of conclusions Board of Supervisors- 22-23 March 2022||Board of Supervisors||Summary of Conclusions||PDF
|22/06/2022||ESMA22-106-3844||Summary of conclusions Board of Supervisors- 25-26 January 2022||Board of Supervisors||Summary of Conclusions||PDF
|17/06/2022||ESMA42-112-377||List of extra-judicial mechanisms for consumers complaints (Art. 75 MiFID II)||MiFID - Investor Protection||Reference||PDF
|15/06/2022||ESMA22-439-962||2021 Annual Report||Board of Supervisors, Corporate Information, Management Board, Planning reporting budget||Annual Report||PDF
|01/06/2022||ESMA50-164-770||Links to national websites where net short positions in shares are disclosed||Short Selling||Reference||PDF
|18/05/2022||ESMA50-165-2096||Leverage and derivatives – the case of Archegos||Risk Analysis & Economics - Markets Infrastructure Investors, Trading||Reference||PDF
|17/05/2022||ESMA35-43-1410||Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting||MiFID - Investor Protection||Reference||PDF
|02/05/2022||ESMA82-402-859||Response form for the Joint Consultation Paper concerning sustainable disclosures for STS securitisations||Securitisation||Reference||DOCX
|06/04/2022||ESMA22-106-3912||Summary of conclusions Board of Supervisors- 11 March 2022||Board of Supervisors||Summary of Conclusions||PDF
|06/04/2022||ESMA22-106-3911||Summary of conclusions Board of Supervisors- 3 March 2022||Board of Supervisors||Summary of Conclusions||PDF