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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|18/01/2022||ESMA35-42-1305||ESCPR- Miscellaneous reporting to ESMA||Crowdfunding, MiFID - Investor Protection||Reference||PDF
|14/01/2022||ESAs Financial Education event||Joint ESAs high-level conference on financial education||Joint Committee, MiFID - Investor Protection||Reference||PDF
|07/01/2022||ESMA35-30-703||Call for expression of interest: CWG of ESMA's IPISC||MiFID - Investor Protection||Reference||PDF
|04/01/2022||JC 2021 56||Mandate of the Joint Committee of the European Supervisory Authorities’ Consumer Protection and Financial Innovation Sub-Committee||Innovation and Products, Joint Committee, MiFID - Investor Protection||Reference||PDF
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|22/12/2021||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|22/12/2021||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|14/12/2021||ESMA32-380-143||National thresholds for shareholder identification under the revised SRD||Corporate Finance, Corporate Governance||Reference||PDF
|26/11/2021||ESMA 50-165-1891||ESMA Risk Dashboard No. 2 2021||Market data, Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF
|23/11/2021||ESMA70-156-4673||Annual Report on MAR administrative and criminal sanctions 2021||Market Abuse||Annual Report||PDF
|18/11/2021||ESMA35-30-703 application form||Application form- IPISC CWG renewal 2021||MiFID - Investor Protection||Reference||DOCX
|08/11/2021||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|30/09/2021||ESMA35-43-2836 response form||Response form for the Consultation Paper on Review of the MiFID II framework on best execution reports||MiFID - Investor Protection||Reference||DOCX
|28/09/2021||ESMA50-167-2758||Call for expressions of interest: Group of Economic Advisers for ESMA’s Committee for Economic and Markets Analysis||Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF
|28/09/2021||ESMA50-167-2758 AF||Application form- CEMA GEA renewal 2021||Risk Analysis & Economics - Markets Infrastructure Investors||Reference||DOCX
|24/09/2021||ESMA50-164-772||Links to the national websites explaining the procedures for notifications of net short positions||Short Selling||Reference||PDF
|24/09/2021||ESMA70-156-3914||Response form- Consultation Paper on the review of certain aspects of the SSR||Short Selling||Reference||DOCX
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|02/08/2021||CFA IPI 27/07/2021||Call for advice to the European Securities and Markets Authority (ESMA) regarding certain aspects relating to retail investor protection||MiFID - Investor Protection||Reference||PDF