ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
19/04/2022 ESMA35-43-3112 Letter to the EC on the MiFID II suitability consultation MiFID - Investor Protection Letter PDF
177.03 KB
15/02/2022 ESMA24-436-1152 ESMA response to the Commission consultation on the Listings Act Market Abuse, MiFID - Investor Protection, Prospectus Letter PDF
99.52 KB
28/01/2022 ESMA70-156-4978 Consultation Paper on the Opinion on Trading Venue perimeter MiFID - Investor Protection, MiFID - Secondary Markets, Trading Consultation Paper PDF
565.29 KB
27/01/2022 ESMA35-43-2998 Draft Guidelines on certain aspects of the MiFID II suitability requirements MiFID - Investor Protection Consultation Paper PDF
527.96 KB
23/11/2021 ESMA70-156-4673 Annual Report on MAR administrative and criminal sanctions 2021 Market Abuse Annual Report PDF
338.34 KB
18/11/2021 ESMA35-36-2418 Draft Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) under IFD MiFID - Investor Protection Consultation Paper PDF
1.35 MB
16/11/2021 ESMA81-459-31 Letter from the Chairman of the EUR Risk Free Rates Working Group to the European Commission with regards to the designation of statutory replacement rates for GBP & JPY LIBOR Benchmarks Letter PDF
186.69 KB
27/10/2021 ESMA32-67-791 Letter to IFRS IC on classification of SPAC shares as equity or liability (IAS 32) IAS Regulation, IFRS Supervisory Convergence, MiFID - Investor Protection, Prospectus Letter PDF
223.92 KB
01/10/2021 ESMA35-43-2827 Call for evidence on retail investor protection aspects MiFID - Investor Protection Consultation Paper PDF
357.05 KB
24/09/2021 ESMA70-156-3914 Consultation Paper on the review of certain aspects of the Short Selling Regulation Short Selling Consultation Paper PDF
1.19 MB
24/09/2021 ESMA35-43-2836 Consultation on Review of the MiFID II framework on best execution reports MiFID - Investor Protection Consultation Paper PDF
452.96 KB
02/09/2021 ESMA81-459-6 Letter from Chairman of EUR Risk Free Rates WG to European Commission on the EONIA designation Benchmarks Letter PDF
414.8 KB
19/07/2021 ESMA35-36-2324 CP on Guidelines on certain aspects of the MiFID II remuneration requirements MiFID - Investor Protection Consultation Paper PDF
624.54 KB
15/07/2021 ESMA70-156-3934 Consultation Paper on MAR GLs on delay in the disclosure of inside information and interactions with prudential supervision Market Abuse Consultation Paper PDF
530.81 KB
15/07/2021 ESMA81-391-71 Letter from Chairman of EUR Risk Free Rates WG to European Commission on transition from EONIA to Euro Short Term Rate Benchmarks Letter PDF
134.4 KB
09/07/2021 ESMA35-42-1186 Letter to Commissioner McGuinness- European Crowdfunding Service Providers for Business MiFID - Investor Protection Letter PDF
253.15 KB
03/03/2021 ESMA32-51-818 Letter to the EC on next steps following Wirecard Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence, Transparency Letter PDF
277.21 KB
02/03/2021 ESMA32-60-707 Letter to EC on ESAP targeted consultation Transparency Letter PDF
159.36 KB
25/02/2021 ESMA80-187-807 Consultation Paper- Guidelines on use of alternative methodology Benchmarks Consultation Paper PDF
263.42 KB
29/01/2021 ESMA35-36-2159 CP on Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements MiFID - Investor Protection Consultation Paper PDF
454.65 KB

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