ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 20/12/2021 | ESMA70-156-5257 | Trading Venues with the Highest Turnover for Bonds- for CSDR Cash Penalties Calculation [TEMPLATE] | Post Trading | Reference | XLSX 3.26 MB |
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| 17/12/2020 | 106/20/COL | ESA Third Renewal Decision under Art. 28(1) SSR | COVID-19, Market Integrity, Short Selling | Decision | PDF 973.25 KB |
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| 17/05/2011 | 2011/BS/123 | Decision of the Board of Supervisors- Appointment of the Securities and Markets Stakeholder Group | Board of Supervisors, Securities and Markets Stakeholder Group | Decision | PDF 171.3 KB |
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| 22/07/2011 | 2011/BS/141 | Summary of conclusions- Board of Supervisors meeting of 12 April 2011 | Board of Supervisors | Reference | PDF 139.03 KB |
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| 22/07/2011 | 2011/BS/142 | Summary of conclusions- Board of Supervisors meeting of 25 May 2011 | Board of Supervisors | Reference | PDF 117.04 KB |
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| 02/12/2011 | 2011/BS/179 | Summary of conclusions- Board of Supervisors meeting on 11-12 July 2011 | Board of Supervisors | Reference | PDF 55.2 KB |
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| 02/12/2011 | 2011/BS/180 | Summary of conclusions- Board of Supervisors conference calls on 25 and 28 July 2011 | Board of Supervisors | Reference | PDF 98.62 KB |
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| 02/12/2011 | 2011/BS/209 | Summary of conclusions- Board of Supervisors meeting on 20 September 2011 | Board of Supervisors | Reference | PDF 119.95 KB |
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| 19/12/2011 | 2011/BS/229 | Decision of the European Securities and Markets Authority establishing its Review Panel | Board of Supervisors, Corporate Information, Supervisory convergence | Decision | PDF 35.86 KB |
This decision establishes the Review Panel of ESMA and sets out its mandate. | |||
| 13/02/2012 | 2011/BS/233 | Summary of conclusions- Board of Supervisors meeting of 8 November 2011 | Board of Supervisors | Reference | PDF 121.56 KB |
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| 13/02/2012 | 2011/BS/234 | Summary of conclusions- Board of Supervisors conference call on 23 November 2011 | Board of Supervisors | Reference | PDF 22.39 KB |
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| 30/03/2012 | 2012/228 | Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps | Short Selling | Technical Standards | PDF 1.02 MB |
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March on short selling and certain aspects of credit default swaps (the Regulation) requires ESMA to develop draft regulatory (RTS) and implementing technical standards (ITS) in relation to several provisions contained in Articles 9, 11, 12 and 16 of the Regulation. The draft RTS and ITS will be submitted to the European Commission by 31 March 2012. The Commission has three months to decide whether to endorse ESMAs draft technical standards. A further regulatory technical standard, on the method of calculation of the fall in value of a financial instrument required under Article 24(8) of the Regulation will be submitted together with the technical advice in the course of April 2012. | |||
| 01/08/2012 | 2012/490 | Call for expressions of interest in ESMA's Consultative Working Group on Investor Protection and Intermediaries Standing Committee | MiFID - Investor Protection | Reference | PDF 130.34 KB |
The deadline for responses to this call for interest has been extended two weeks, to 14 September 2012. | |||
| 27/09/2012 | 2012/600 | Draft technical standards under the Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC Derivatives, CCPs and Trade Repositories | Post Trading | Technical Standards | PDF 1.88 MB |
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| 19/10/2012 | 2012/680 | Links to national websites for the purpose of the notification of net short positions | Short Selling | Reference | PDF 84.12 KB |
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| 19/10/2012 | 2012/682 | Guide to investing | MiFID - Investor Protection, Warnings and publications for investors | Reference | PDF 569.39 KB |
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| 19/12/2012 | 2012/850 | MiFID supervisory briefing- Suitability | MiFID - Investor Protection | Reference | PDF 238 KB |
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| 15/11/2012 | 2012/BS/124 | Summary of conclusions BoS meeting 11/09/12 | Board of Supervisors | Reference | PDF 256.01 KB |
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| 15/11/2012 | 2012/BS/125 | Summary of conclusions BoS meeting 24/09/12 | Board of Supervisors | Reference | PDF 222.36 KB |
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| 19/02/2013 | 2012/BS/143 | Summary of conclusions BoS meeting 06/11/12 | Board of Supervisors | Reference | PDF 276.17 KB |