ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 15/11/2000 | Fesco/99-127 | 1999-2000 Report on the activities of FESCO | CESR Archive | Annual Report | PDF 378.9 KB |
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| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
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| 19/02/2019 | ESMA80-199-273 | ESMA supervision 2019 work plan and annual report 2018 | Credit Rating Agencies | Annual Report | PDF 622.46 KB |
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| 08/02/2018 | ESMA80-199-153 | ESMA’s supervision of credit rating agencies, trade repositories and monitoring of third country central counterparties- 2017 Annual Report and 2018 Work Programme | Credit Rating Agencies | Annual Report | PDF 1.03 MB |
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| 04/12/2018 | ESMA33-9-281 | CRA market share report | Credit Rating Agencies | Annual Report | PDF 827.25 KB |
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| 14/12/2020 | ESMA 33-9-383 | CRA Market Share Calculation 2020 | Credit Rating Agencies | Annual Report | PDF 511.26 KB |
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| 20/12/2010 | CESR/10-1321 | CESR’s template for the Key Investor Information document | CESR Archive | CESR Document | PDF 108.44 KB |
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| 28/06/2005 | CESR-CFTC Feedback | Feedback Statement on the Proposed Work Program to Facilitate Trans-Atlantic Derivatives Business | CESR Archive | CESR Document | PDF 70.23 KB |
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| 30/04/2008 | 3L3 IA guidelines | Impact assessment guidelines for EU Lamfalussy level 3 committees | CESR Archive | CESR Document | PDF 629.67 KB |
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| 30/04/2008 | 3L3 IA FS | Feedback statement- Impact assessment guidelines for EU Lamfalussy level 3 Committees | CESR Archive | CESR Document | PDF 170.64 KB |
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| 24/09/2008 | 3L3 19/09 M&A | Guidelines for the prudential assessment of Mergers and Acquisitions- slides presented at the open hearing on 19 September 2008 | CESR Archive | CESR Document | PDF 237.02 KB |
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| 16/02/2015 | 2015/280 | ESMA supervision of Credit Rating Agencies and Trade Repositories | Corporate Information, Credit Rating Agencies, Post Trading | Annual Report | PDF 891.95 KB |
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015. | |||
| 20/03/2013 | 2013/318 | Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies | Prospectus, Corporate Disclosure, Transparency | CESR Document | PDF 265.19 KB |
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| 29/06/2012 | 2012/415 | Call for Evidence on Empty Voting | Transparency, Corporate Disclosure | CESR Document | PDF 275.66 KB |
ESMA launched a Call for Evidence on Empty Voting in September 2011 to analyse the potential issues and concerns raised by the practice of empty voting and to examine whether there was a possible need for further action. An analysis of the responses received to the consultation has led ESMA to conclude that there is insufficient evidence to justify any regulatory action at the European level at present. | |||
| 01/01/2003 | 2001-2002 | CESR Annual Report for 2001-2002 | CESR Archive | Annual Report | PDF 12.39 MB |
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| 19/05/2010 | 10/049 | Guidelines- Common definition of European money market funds | CESR Archive | CESR Document | PDF 206.83 KB |
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| 30/08/2010 | 10-945 | CESR’s Guidance on common standards for assessment of compliance of credit rating methodologies with the requirements set out in Article 8.3 | CESR Archive | CESR Document | PDF 258.93 KB |
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| 30/08/2010 | 10-944 | CESR’s Guidance on the enforcement practices and activities to be conducted under Article 21.3(a) of the Regulation | CESR Archive | CESR Document | PDF 272.32 KB |
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| 06/09/2010 | 10-918 | Feedback statement- CESR Technical Advice to the European Commission in the context of the MiFID Review –Investor Protection and Intermediaries | CESR Archive | CESR Document | PDF 376.25 KB |
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| 28/07/2010 | 10-798 | Feedback statement- CESR’s Guidelines on Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS | CESR Archive | CESR Document | PDF 225.23 KB |