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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|02/08/2021||ESMA34-45-1272||Guidelines on marketing communications under the Regulation on cross-border distribution of funds||Fund Management, Guidelines and Technical standards||Guidelines & Recommendations||PDF
|02/08/2021||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|02/08/2021||CFA IPI 27/07/2021||Call for advice to the European Securities and Markets Authority (ESMA) regarding certain aspects relating to retail investor protection||MiFID - Investor Protection||Reference||PDF
|02/08/2021||CFA PRIIPS 27/07/2021||Call for advice to the Joint Committee of the European Supervisory Authorities regarding the PRIIPs Regulation||Fund Management, Joint Committee||Reference||PDF
|26/07/2021||EC letter Q&Ss||Letter from the EU Commission to ESA JC- Q&As||Joint Committee, Sustainable finance||Letter||PDF
|26/07/2021||C(2021) 4858 final||Commission decision on Q&As to ESAs||Joint Committee, Sustainable finance||Reference||PDF
|26/07/2021||SFDR EC Q&A||EC Q&A on sustainability-related disclosures||Joint Committee, Sustainable finance||Q&A||PDF
|23/07/2021||FISMA 08/07/2021||Letter from the EU Commission to EP and Council- SFDR||Joint Committee, Sustainable finance||Letter||PDF
|23/07/2021||ESMA32-334-419||Response to IFRS Foundation- Changes to the Constitution for a future ISSB||Corporate Disclosure, IAS Regulation||Letter||PDF
|21/07/2021||ESMA35-43-2748||Public statement- Results of the 2020 Common Supervisory Action (CSA) on MiFID II suitability requirements||MiFID - Investor Protection||Statement||PDF
|19/07/2021||ESMA35-43-2751||Sanctions and measures imposed under MiFID II in 2020||MiFID - Investor Protection||Report||PDF
|19/07/2021||ESMA35-36-2324||CP on Guidelines on certain aspects of the MiFID II remuneration requirements||MiFID - Investor Protection||Consultation Paper||PDF
|15/07/2021||ESMA71-99-1709||Press Release- ESMA SPACs statement||MiFID - Investor Protection, Press Releases, Prospectus||Press Release||PDF
|15/07/2021||ESMA32-384-5209||ESMA Public Statement SPACs||MiFID - Investor Protection, Prospectus||Statement||PDF
|13/07/2021||ESMA02-91-3252||ESMA Final Accounts Financial Year 2020||Corporate Information, Planning reporting budget||Reference||PDF
|13/07/2021||ESMA35-43-2749||ESMA Public Statement PFOF and zero-commission brokers||MiFID - Investor Protection||Statement||PDF
|12/07/2021||ESMA71-99-1715||Press Release- DTCC Derivatives Repository fined €408,000 for EMIR data breaches||Board of Supervisors, Press Releases, Trade Repositories||Press Release||PDF
|09/07/2021||ESMA35-42-1186||Letter to Commissioner McGuinness- European Crowdfunding Service Providers for Business||MiFID - Investor Protection||Letter||PDF
|02/07/2021||ESMA35-36-2319||Final Report on joint ESMA and EBA GL on the assessment of suitability of members of the management body||MiFID - Investor Protection||Final Report||PDF
|02/07/2021||ESMA35-36-2319||Annex I Joint ESMA and EBA GL on the assessment of suitability of members of the management body||MiFID - Investor Protection||Reference||XLSX