ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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08/10/2021 | ESMA74-362-2159 | ESMA as a data driven regulator and supervisor- AFME 5th Annual European Compliance and Legal Virtual Conference | Market data, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors, Securitisation, Speeches, Supervisory convergence, Trade Repositories, Transparency | Speech | PDF 167.18 KB |
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25/02/2021 | ESMA70-155-11890 | Statement CumEx CumCum scandal- Fabrizio Planta | Market Abuse, Market Integrity, Speeches, Trading | Speech | PDF 132.57 KB |
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02/12/2020 | ESMA42-111-5461 | Opening Statement ECON Public Presentation FTPR 2 | Corporate Disclosure, Speeches, Supervisory convergence | Speech | PDF 101.67 KB |
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12/10/2020 | ESMA64-87-216 | Management Board Decision- Condition of employments of Contract Agents | Careers | Decision | PDF 229.09 KB |
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09/10/2020 | ESM22-103-1158 | ESM22-103-1158 Keynote Speech- Verena Ross- AFME Compliance and Legal Conference | COVID-19, Market Abuse, Market Integrity, MiFID - Secondary Markets, Speeches | Speech | PDF 133.94 KB |
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27/08/2020 | ESMA22-106-2371 | SMSG Rules of Procedure 2020 | Securities and Markets Stakeholder Group | Decision | PDF 166.57 KB |
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24/06/2020 | ESMA64-87-193 | Management Board decision- Implementing rules on the middle management staff | Careers, Management Board | Decision | PDF 210.2 KB |
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28/11/2019 | ESMA32-67-610 | EFRAG Conference 28 November 2019- IFRS and Regulation- Keynote Speech Steven Maijoor | Corporate Disclosure | Speech | PDF 165.97 KB |
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15/10/2019 | ESMA71-319-144 | Speech by Steven Maijoor on Corporate Governance in Zagreb | Corporate Disclosure, Speeches | Speech | PDF 108.62 KB |
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10/10/2019 | ESMA71-319-144 | Building the EU Capital Markets Union while fostering global financial markets- EU-Asia Financial Dialogue/ASIFMA Conference | International cooperation, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 135.51 KB |
EU-Asia Financial Dialogue/ASIFMA Conference, Tokyo 10 October |
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01/10/2019 | ESMA63-313-528 | Financial Regulation of the European Securities and Markets Authority | Management Board, Procurement | Decision | PDF 445.94 KB |
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04/06/2019 | ESMA71-319-120 | FESE Dinner Address | Brexit, International cooperation, MiFID - Secondary Markets, Post Trading, Speeches | Speech | PDF 117.98 KB |
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19/10/2018 | ESMA 32-67-510 | Speech by ESMA Chair Maijoor at Banco de España – CEMFI – FSI High-Level Conference | Corporate Disclosure | Speech | PDF 288.04 KB |
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28/09/2015 | 2015-ESMA-1455 | Final Report MAR TS | Market Abuse | Technical Standards | PDF 1.77 MB |
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01/07/2015 | 2015/1014 | Draft RTS on prospectus related issues under the Omnibus II Directive | Corporate Disclosure | Technical Standards | PDF 949.89 KB |
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28/01/2015 | 2014/SMSG/002 | Decision- Rules of procedure of the Securities and Markets Stakeholder Group | Securities and Markets Stakeholder Group | Decision | PDF 131.88 KB |
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29/09/2014 | 2014/1187 | Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive | Corporate Disclosure, Transparency | Technical Standards | PDF 810.07 KB |
The European Securities and Markets Authority (ESMA) has published its draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings. | |||
20/12/2013 | 2013/1970 | Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus | Prospectus, Corporate Disclosure | Technical Standards | PDF 713.74 KB |
The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment. | |||
17/05/2011 | 2011/BS/123 | Decision of the Board of Supervisors- Appointment of the Securities and Markets Stakeholder Group | Board of Supervisors, Securities and Markets Stakeholder Group | Decision | PDF 171.3 KB |