ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
119
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove CESR Archive filter CESR Archive
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove Crowdfunding filter Crowdfunding
- (-) Remove Transparency filter Transparency
- (-) Remove Warnings and publications for investors filter Warnings and publications for investors
- MiFID - Investor Protection (68) Apply MiFID - Investor Protection filter
- Post Trading (40) Apply Post Trading filter
- Short Selling (37) Apply Short Selling filter
- Market Integrity (35) Apply Market Integrity filter
- Fund Management (22) Apply Fund Management filter
- Credit Rating Agencies (13) Apply Credit Rating Agencies filter
- Supervisory convergence (13) Apply Supervisory convergence filter
- COVID-19 (12) Apply COVID-19 filter
- Corporate Disclosure (11) Apply Corporate Disclosure filter
- Joint Committee (11) Apply Joint Committee filter
- Prospectus (8) Apply Prospectus filter
- Brexit (6) Apply Brexit filter
- Innovation and Products (6) Apply Innovation and Products filter
- Securitisation (6) Apply Securitisation filter
- Sustainable finance (4) Apply Sustainable finance filter
- Benchmarks (3) Apply Benchmarks filter
- Corporate Finance (2) Apply Corporate Finance filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- Trade Repositories (2) Apply Trade Repositories filter
- Trading (2) Apply Trading filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- Corporate Governance (1) Apply Corporate Governance filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
Type of document
- (-) Remove Opinion filter Opinion
- (-) Remove Q&A filter Q&A
- (-) Remove Technical Advice filter Technical Advice
- Reference (331) Apply Reference filter
- Press Release (319) Apply Press Release filter
- Final Report (317) Apply Final Report filter
- Consultation Paper (230) Apply Consultation Paper filter
- Letter (122) Apply Letter filter
- CESR Document (112) Apply CESR Document filter
- Annual Report (101) Apply Annual Report filter
- Investor Warning (93) Apply Investor Warning filter
- Speech (61) Apply Speech filter
- Statement (55) Apply Statement filter
- Report (23) Apply Report filter
- Guidelines & Recommendations (18) Apply Guidelines & Recommendations filter
- Compliance table (10) Apply Compliance table filter
- Technical Standards (10) Apply Technical Standards filter
- Decision (9) Apply Decision filter
- CLOSED Procedure (7) Apply CLOSED Procedure filter
- Vacancy (2) Apply Vacancy filter
- SMSG Advice (1) Apply SMSG Advice filter
- Summary of Conclusions (1) Apply Summary of Conclusions filter
Your filters
Market Abuse X Warnings and publications for investors X MiFID - Secondary Markets X CESR Archive X Corporate Information X Crowdfunding X Transparency X Technical Advice X Opinion X Q&A X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
19/12/2016 | 2016/1673 | 2016-1673 Q&A on MiFID II commodity derivatives topics | MiFID - Secondary Markets | Q&A | PDF 338.93 KB |
||||
02/05/2016 | 2016/666 ANNEX | Annex- Opinion on draft RTS 2 non-equity transparency | MiFID - Secondary Markets | Opinion | PDF 633.28 KB |
||||
30/05/2016 | 2016/730 ANNEX | Annex- Opinion on draft RTS 20 on ancillary activity | MiFID - Secondary Markets | Opinion | PDF 220.42 KB |
||||
02/05/2016 | 2016/668 ANNEX | Annex- Opinion on draft RTS 21 position limits | MiFID - Secondary Markets | Opinion | PDF 124.02 KB |
||||
30/04/2019 | ESMA70-155-3655 | Belgian Power Physical Base position limit opinion | MiFID - Secondary Markets | Opinion | PDF 261.43 KB |
||||
30/05/2017 | ESMA70-145-103 | Communication on launch of reference data submission under MAR | Market Abuse, Market Integrity | Opinion | PDF 132.12 KB |
||||
30/04/2019 | ESMA70-155-5285 | EEX Dutch Power Baseload Futures position limit opinion | MiFID - Secondary Markets | Opinion | PDF 265.63 KB |
||||
19/09/2019 | ESMA70-155-8524 | ESMA Opinion CNMV revised Accepted Market Practice | Market Abuse, Market Integrity | Opinion | PDF 520.92 KB |
||||
28/07/2020 | ESMA22-105-1208 | ESMA Opinion on 2018 Discharge Report of EP | Corporate Information | Opinion | PDF 92.69 KB |
||||
27/05/2021 | ESMA22-105-1363 | ESMA OPINION ON 2019 DISCHARGE REPORT OF EP | Board of Supervisors, Corporate Information | Opinion | PDF 87.37 KB |
||||
13/04/2018 | ESMA70-145-442 | ESMA Opinion on AMF Accepted Market Practice on liquidity contracts | Market Abuse, Market Integrity | Opinion | PDF 542.91 KB |
||||
10/08/2017 | ESMA70-155-988 | ESMA Opinion on AMF position limits on corn | MiFID - Secondary Markets | Opinion | PDF 337.15 KB |
||||
10/08/2017 | ESMA70-155-983 | ESMA Opinion on AMF position limits on milling wheat | MiFID - Secondary Markets | Opinion | PDF 348.35 KB |
||||
10/08/2017 | ESMA70-155-993 | ESMA Opinion on AMF position limits on rapeseed | MiFID - Secondary Markets | Opinion | PDF 421.96 KB |
||||
22/12/2017 | ESMA70-154-884 | ESMA opinion on ancillary activity under MiFID II – market size calculation | MiFID - Secondary Markets | Opinion | |||||
21/03/2018 | ESMA70-156-322 | ESMA opinion on package orders' trading obligation under MiFID II | MiFID - Secondary Markets | Opinion | PDF 173.17 KB |
||||
06/04/2021 | ESMA70-872942901-38 | esma70-872942901-38_qas_on_mifid_ii_and_mifir_market_structures_topics | MiFID - Secondary Markets | Q&A | PDF 486.47 KB |
||||
03/02/2015 | 2015/224 | ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation | Market Abuse | Technical Advice | PDF 1021.03 KB |
This advice:• specifies the MAR market manipulation indicators, by providing examples of practices that may constitute market manipulation as well as proposing “additional” indicators of market manipulation; • recommends to set the minimum thresholds that exempt certain market participants in the emission allowance market from publicly disclosing inside information at six million tonnes of CO2eq per year and at 2,430 MW rated thermal input;• suggests the way to determine to which regulator delays in disclosure of inside information needs to be notified. • provides clarifications on the enhanced disclosure of managers’ transactions. - ESMA recommends disclosing any acquisition, disposal, subscription or exchange of financial instruments of the relevant issuer or related financial instruments carried out by managers,, further illustrated through a non-exhaustive list of types of transactions subject to this obligation. . ESMA also clarifies the transactions that can be allowed by the issuer during a closed period when normally managers are prohibited to trade; and• proposes procedures and arrangements to ensure sound whistleblowing infrastructures – i.e. EU national regulators should allow the receipt of reports of infringements, including appropriate communication channels and guarantee the protection of reporting and reported persons, with respect to their identity and their personal data. Next steps ESMA has sent its technical advice to the European Commission for its consideration in drafting its implementing standards regarding MAR. ESMA’s regulatory technical standards regarding MAR will be delivered in July 2015. | |||
08/03/2010 | 10-222 | FAQ regarding the EU Regulation Credit Rating Agencies: Common positions agreed by CESR Members | CESR Archive | Q&A | PDF 327.78 KB |
||||
04/06/2010 | 10-521 | FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members | CESR Archive | Q&A | PDF 206.24 KB |