ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
54
REFINE YOUR SEARCH
Sections
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Audit filter Audit
- CESR Archive (579) Apply CESR Archive filter
- Post Trading (131) Apply Post Trading filter
- Fund Management (85) Apply Fund Management filter
- Joint Committee (67) Apply Joint Committee filter
- MiFID - Investor Protection (66) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (63) Apply MiFID - Secondary Markets filter
- Credit Rating Agencies (60) Apply Credit Rating Agencies filter
- Guidelines and Technical standards (55) Apply Guidelines and Technical standards filter
- Corporate Disclosure (50) Apply Corporate Disclosure filter
- Supervisory convergence (37) Apply Supervisory convergence filter
- CCP Directorate (36) Apply CCP Directorate filter
- Prospectus (36) Apply Prospectus filter
- Risk Analysis & Economics - Markets Infrastructure Investors (34) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Market Integrity (19) Apply Market Integrity filter
- IFRS Supervisory Convergence (18) Apply IFRS Supervisory Convergence filter
- Securitisation (15) Apply Securitisation filter
- Short Selling (15) Apply Short Selling filter
- Trading (15) Apply Trading filter
- Market data (14) Apply Market data filter
- Innovation and Products (12) Apply Innovation and Products filter
- Securities Financing Transactions (11) Apply Securities Financing Transactions filter
- Trade Repositories (11) Apply Trade Repositories filter
- Sustainable finance (10) Apply Sustainable finance filter
- Transparency (9) Apply Transparency filter
- Corporate Finance (6) Apply Corporate Finance filter
- Corporate Governance (5) Apply Corporate Governance filter
- European Single Electronic Format (5) Apply European Single Electronic Format filter
- Corporate Information (3) Apply Corporate Information filter
- COVID-19 (3) Apply COVID-19 filter
- Crowdfunding (3) Apply Crowdfunding filter
- Brexit (2) Apply Brexit filter
- Press Releases (2) Apply Press Releases filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- IAS Regulation (1) Apply IAS Regulation filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
Type of document
- (-) Remove Final Report filter Final Report
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove Compliance table filter Compliance table
- (-) Remove Q&A filter Q&A
- (-) Remove CESR Document filter CESR Document
- (-) Remove Technical Advice filter Technical Advice
- Reference (81) Apply Reference filter
- Summary of Conclusions (48) Apply Summary of Conclusions filter
- Press Release (45) Apply Press Release filter
- Letter (23) Apply Letter filter
- Statement (15) Apply Statement filter
- Report (13) Apply Report filter
- Decision (12) Apply Decision filter
- Speech (10) Apply Speech filter
- Opinion (9) Apply Opinion filter
- Guidelines & Recommendations (8) Apply Guidelines & Recommendations filter
- Annual Report (6) Apply Annual Report filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
Market Abuse X Audit X Benchmarks X Management Board X CESR Document X Technical Advice X Compliance table X Q&A X Consultation Paper X Final Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 28/01/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 553.88 KB |
||||
| 05/01/2022 | ESMA70-156-4966 | Final Report on MAR GLs on delayed disclosure and interactions with prudential supervision | Market Abuse | Final Report | PDF 369.64 KB |
||||
| 18/11/2021 | ESMA70-156-4953 | Final Report on draft RTS on the clearing and derivative trading obligations in view of the benchmark transition to risk free rates | Benchmarks, Post Trading | Final Report | PDF 948.59 KB |
||||
| 24/09/2021 | ESMA81-393-239 | Final Report on Guidelines on methodology, oversight function and record keeping under the Benchmarks Regulation | Benchmarks | Final Report | PDF 315.98 KB |
||||
| 06/08/2021 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 475.69 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 15/07/2021 | ESMA70-156-3934 | Consultation Paper on MAR GLs on delay in the disclosure of inside information and interactions with prudential supervision | Market Abuse | Consultation Paper | PDF 530.81 KB |
||||
| 26/03/2021 | ESMA43-370-281 | Final report_TA on procedural rules for penalties imposed on Benchmark Administrators | Benchmarks | Final Report | PDF 369.64 KB |
||||
| 25/02/2021 | ESMA80-187-807 | Consultation Paper- Guidelines on use of alternative methodology | Benchmarks | Consultation Paper | PDF 263.42 KB |
||||
| 01/02/2021 | ESMA81-393-83 | Final Report BMR Advice Fees | Benchmarks | Final Report | PDF 504.55 KB |
||||
| 23/12/2020 | ESMA43-370-272 | CP on Procedural rules for penalties imposed on Benchmark Administrators | Benchmarks | Consultation Paper | PDF 370.26 KB |
||||
| 29/10/2020 | ESMA70-156-3581 | Final Report on SME GMs RTS-ITS under MAR | Market Abuse, Market Integrity | Final Report | PDF 691.32 KB |
||||
| 25/09/2020 | ESMA80-187-623 | Consultation Paper on BMR Advice Fees | Benchmarks | Consultation Paper | PDF 479.77 KB |
||||
| 24/09/2020 | ESMA74-362-773 | CP on MiFID II MiFIR review report | Benchmarks, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading | Consultation Paper | PDF 688.1 KB |
||||
| 24/09/2020 | ESMA70-156-2391 | Final Report- MAR Review | Market Abuse, Market Integrity | Final Report | PDF 1.94 MB |
||||
| 23/09/2020 | ESMA70-155-10272 | Final Report on Cum Ex and other multiple withholding tax reclaim schemes | Market Abuse, Market Integrity, Trading | Final Report | PDF 906.57 KB |
||||
| 11/03/2020 | ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 129.58 KB |
||||
| 09/03/2020 | ESMA70-156-1464 | Draft Regulatory Technical Standards under the Benchmarks Regulation | Benchmarks | Consultation Paper | PDF 649.44 KB |
||||
| 13/02/2020 | ESMA70-145-66 | Compliance table regarding MAR guidelines for persons receiving market soundings | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 138.03 KB |
||||
| 12/12/2019 | ESMA42-111-4916 | STOR Peer Review Report | Market Abuse, Supervisory convergence | Final Report | PDF 1.17 MB |
||||
| 08/10/2019 | ESMA70-145-457 | Final report on Draft Regulatory Technical Standards on cooperation arrangements under Regulation (EU) No 596/2014 on market abuse | Market Abuse | Final Report | PDF 409.3 KB |