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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
08/03/2011 2011/62 10th Extract from EECS's Database of Enforcement Decisions Final Report PDF
361.42 KB
28/09/2015 2015/1469 2015-1469- Investment Firms briefing , Reference PDF
314.38 KB
28/09/2015 2015/1470 2015-1470- Non-financials briefing , Reference PDF
307.12 KB
09/02/2016 2016/272AF 2016_mdsc_cwg_application_form Reference DOCX
40.48 KB
19/04/2018 ESMA 32-63-427 22nd Extract from the EECS’s Database of Enforcement Reference PDF
616 KB
30/05/2005 Austria Accepted Market Practices- Austrian provisions- Not continued under MAR Reference PDF
19.9 KB
30/05/2005 AMP France Buy Back Accepted Market Practices: a market practice related to share buy back programs. Buy an hold for future use as means of payment for acquiring another company on Euronext (France)- Not continued under MAR Reference PDF
71.11 KB
30/05/2005 AMP France Liquidity Accepted Market Practices: a market practice related to share buy back programs. Liquidity contracts on Euronext (France) Reference PDF
107.34 KB
23/06/2011 AMP Netherlands Accepted Market Practices: Liquidity agreements (Netherlands)- TERMINATED UNDER MAR ON 19 September 2017 Reference PDF
96.72 KB

The publication (in Dutch) of the decision to terminate the Dutch AMP on liquidity agreements can be found on the AFM’s website at the following link https://www.afm.nl/nl-nl/professionals/nieuws/2017/sep/beeindigen-amp.
 

19/08/2008 AMP Portugal Accepted Market Practices: Liquidity Contracts (Portugal) – To be replaced by an accepted market practice under MAR Reference PDF
101.04 KB

The national legal text is available on the CMVM website.

11/02/2008 AMP Spain Accepted Market Practices: Liquidity Contracts (Spain) – Replaced by an accepted market practice under MAR on 11 July 2017 Reference PDF
157.13 KB
22/06/2012 AMF AMP 2012 Accepted market practices: Liquidity contracts for bonds (France)- Not continued under MAR Reference PDF
242.43 KB
15/01/2009 AMP Greece Accepted Market Practices: Purchase of own shares to hold them for future acquisition of shares of another company (Greece)- Not continued under MAR Reference PDF
77.84 KB
30/05/2005 AMP Austria Accepted Market Pratices: Valuation transaction on the bond market on the Vienna Stock Exchange (Austria) Reference PDF
78.74 KB
The Austrian provisions in their original form can be found by clicking on the following link.
28/06/2012 2012/412 Activity Report on IFRS Enforcement in the European Economic Area in 2011 Final Report PDF
345.02 KB

The European Securities and Markets Authority (ESMA) has published its Activity Report on IFRS Enforcement in the European Economic Area in 2011. The report provides an overview of the monitoring of compliance of financial information with the International Financial Reporting Standards (IFRS) and enforcement action taken in the European Economic Area (EEA) in 2011. The report is based on the activities of the European Enforcers Coordination Sessions (EECS) and of the accounting enforcers in the EEA (European enforcers).  This operates under ESMA's oversight and its main objective is to coordinate the enforcement activities of Member States in order to increase convergence amongst European enforcer's activities which should contribute to fostering investor confidence. Its main functions include coordination of enforcement activities through the exchange of views on particular accounting matters, providing feedback to the International Accounting Standards Board on issues related to the application of the IFRS and work on dedicated projects identified as key priorities. This report: provides an overview of enforcement activities in the EEA and the coordination of enforcement through EECS; presents the outcome and some tentative conclusions relating to the enforcement of IFRS; and provides a summary of EECS engagement with third country accounting enforcers. The report is based on the activities of EECS and the European enforcers during 2011 relating to: Activities undertaken or coordinated at European level; Issues brought to the attention of the standard setter; Ex-ante activities incurred as part of the preparation of the annual review process; Findings in respect of reviews conducted in 2011; Actions taken to improve the quality of future financial reporting; and Decisions and emerging issues discussed during EECS meetings in the year.

28/09/2015 2015-ESMA-1464 Annex II Annex II- CBA- draft RTS and ITS on MiFID II and MiFIR Final Report PDF
5.07 MB
23/12/2015 2015/1911 Annex III- Draft ISO 20022 message specification Reference ZIP
1.13 MB
03/06/2020 ESMA70-155-9967 Annex to Opinion on MiFIDII Position Limits Reference XLSX
54.8 KB
12/06/2020 ESMA70-155-9966 Annex to Opinion on MiFIR Transparency Reference XLSX
62.23 KB
16/08/2012 2012/526 Announcement of roundtable on materiality in financial reporting- 1 October 12 Reference PDF
100.21 KB

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