ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
52
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Press Releases filter Press Releases
- (-) Remove IAS Regulation filter IAS Regulation
- Corporate Information (101) Apply Corporate Information filter
- Warnings and publications for investors (96) Apply Warnings and publications for investors filter
- MiFID - Investor Protection (50) Apply MiFID - Investor Protection filter
- Credit Rating Agencies (49) Apply Credit Rating Agencies filter
- Post Trading (38) Apply Post Trading filter
- Board of Supervisors (29) Apply Board of Supervisors filter
- Corporate Disclosure (29) Apply Corporate Disclosure filter
- Brexit (28) Apply Brexit filter
- CESR Archive (24) Apply CESR Archive filter
- COVID-19 (23) Apply COVID-19 filter
- Joint Committee (20) Apply Joint Committee filter
- Market Integrity (18) Apply Market Integrity filter
- Board of Appeal (16) Apply Board of Appeal filter
- Fund Management (16) Apply Fund Management filter
- Management Board (16) Apply Management Board filter
- IFRS Supervisory Convergence (15) Apply IFRS Supervisory Convergence filter
- Short Selling (12) Apply Short Selling filter
- Innovation and Products (10) Apply Innovation and Products filter
- MiFID II: Transparency Calculations and DVC (7) Apply MiFID II: Transparency Calculations and DVC filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Supervisory convergence (7) Apply Supervisory convergence filter
- Trade Repositories (7) Apply Trade Repositories filter
- Benchmarks (6) Apply Benchmarks filter
- Prospectus (6) Apply Prospectus filter
- Securities Financing Transactions (5) Apply Securities Financing Transactions filter
- Corporate Governance (4) Apply Corporate Governance filter
- Risk Analysis & Economics - Markets Infrastructure Investors (4) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securities and Markets Stakeholder Group (4) Apply Securities and Markets Stakeholder Group filter
- Speeches (4) Apply Speeches filter
- Sustainable finance (4) Apply Sustainable finance filter
- Market Abuse (3) Apply Market Abuse filter
- Securitisation (3) Apply Securitisation filter
- Trading (3) Apply Trading filter
- Careers (2) Apply Careers filter
- Corporate Finance (2) Apply Corporate Finance filter
- Audit (1) Apply Audit filter
- CCP Directorate (1) Apply CCP Directorate filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- International cooperation (1) Apply International cooperation filter
- Procurement (1) Apply Procurement filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Statement filter Statement
- (-) Remove Decision filter Decision
- (-) Remove Annual Report filter Annual Report
- (-) Remove Technical Advice filter Technical Advice
- Press Release (302) Apply Press Release filter
- Letter (89) Apply Letter filter
- Reference (81) Apply Reference filter
- Opinion (74) Apply Opinion filter
- Consultation Paper (27) Apply Consultation Paper filter
- Final Report (15) Apply Final Report filter
- Speech (15) Apply Speech filter
- Guidelines & Recommendations (10) Apply Guidelines & Recommendations filter
- Report (10) Apply Report filter
- Technical Standards (7) Apply Technical Standards filter
- Q&A (6) Apply Q&A filter
- Compliance table (5) Apply Compliance table filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Secondary Markets X IAS Regulation X Press Releases X Decision X Investor Warning X Technical Advice X Annual Report X Statement X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 20/07/2011 | 2011/211 | Public statement- Retrospective Adjustments to Financial Statements Following Rejection Notes Published by the IFRS Interpretations Committee | Corporate Disclosure, IAS Regulation | Statement | PDF 29.57 KB |
||||
| 11/08/2011 | 2011/266 | Public statement- harmonised regulatory action on short-selling in the EU | Short Selling, Press Releases | Statement | PDF 97.39 KB |
||||
| 25/11/2011 | 2011/397 | Public statement on sovereign debt in IFRS financial statements | Corporate Disclosure, Corporate Governance, IFRS Supervisory Convergence, Press Releases | Statement | PDF 189.46 KB |
||||
| 30/08/2012 | 2012/537 | STATEMENT- Short Selling Regulation Update: Market Maker & Primary Dealer Exemption Notification Procedure | Short Selling, Market Integrity, Press Releases | Statement | PDF 77.92 KB |
The European Securities and Markets Authority (ESMA) is publishing this notice to alert financial market participants to its upcoming consultation on the market making and authorised primary dealer exemption under the EU’s Short Selling Regulation (SSR) and the procedure to be followed by firms and regulators in dealing with notifications of intention to use the exemption. | |||
| 01/10/2012 | 2012/641 | ESMA approves Axesor S.A. as a credit rating agency | Credit Rating Agencies, Press Releases | Statement | PDF 83.07 KB |
||||
| 04/12/2012 | 2012/802 | Statement: Operating Principles and Areas of Exploration in the Regulation of the Cross-Border Derivatives Market | Press Releases | Statement | PDF 131.03 KB |
||||
| 19/12/2014 | 2014/1569 | Technical Advice to the Commission on MiFID II and MiFIR | MiFID - Investor Protection, MiFID - Secondary Markets | Technical Advice | PDF 2.8 MB |
Reasons for publication The European Securities and Markets Authority (ESMA) received a formal request (mandate) from the European Commission (Commission) on 23 April 2014 to provide technical advice to assist the Commission on the possible content of the delegated acts required by several provisions of Markets in Financial Instruments Directive (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR). The mandate focuses on technical issues which follow from MiFID II and MiFIR and is available on the European Commission website (here). ESMA was required to provide technical advice by no later than six months after the entry into force of MiFID II and MiFIR (2 July 2014). Contents This final report follows the same structure as the Consultation Paper (CP) published by ESMA on 22 May 2014 which is: (1) Introduction, (2) Investor protection, (3) Transparency, (4) Data publication, (5) Micro-structural issues, (6) Requirements applying on and to trading venues, (7) Commodity derivatives and (8) Portfolio compression. This paper also contains summaries of responses to the CP received by ESMA. The rationale of those items covered already in the CP for which no relevant changes have been introduced, is not developed again in this Final Report. ESMA recommends, therefore, to read this report together with the CP published on 22 May 2014 to have a complete vision of the rationale for ESMA’s technical advice. Next steps Delegated acts should be adopted by the Commission so that they enter into application by 30 months following the entry into force of the Directive and Regulation, taking into account the right of the European Parliament and Council to object to a delegated act within 3 months (which can be extended by a further 3 months). | |||
| 10/02/2016 | 2016-278 | EU-US approach CCP equivalence | Post Trading, Press Releases | Statement | PDF 97.22 KB |
||||
| 20/06/2016 | 2016/940 | Statement by Steven Maijoor at ECON MiFID II/MiFIR Scrutiny Session, 21 June 2016 | Speeches, MiFID - Secondary Markets | Statement | PDF 235.65 KB |
||||
| 20/07/2016 | 2016/1148 | Public Statement Issues for consideration in implementing IFRS 15 | IAS Regulation, IFRS Supervisory Convergence | Statement | PDF 373.45 KB |
||||
| 21/07/2016 | 2016/1159 | Public notice- Infrigement by Fitch | Credit Rating Agencies, Press Releases | Statement | PDF 324.96 KB |
||||
| 21/07/2016 | 2016/1131 | BoS Decision on Fitch Ratings Limited 21 July 2016 | Credit Rating Agencies, Press Releases | Decision | PDF 108.21 KB |
||||
| 31/05/2017 | ESMA71-99-470 | ESMA registers Bloomberg Trade Repository Limited as a trade repository | Press Releases, Trade Repositories | Statement | PDF 141.48 KB |
The European Securities and Markets Authority (ESMA), the EU supervisor of trade repositories (TRs), has registered Bloomberg Trade Repository Limited as a TR under the European Market Infrastructure Regulation (EMIR), with effect from 7 June 2017. Bloomberg Trade Repository Limited is based in the United Kingdom and covers the following derivative asset classes: commodities, credit, foreign exchange, equities and interest rates. |
|||
| 28/09/2017 | ESMA70-154-356 | Public statement- Joint work plan of ESMA and NCAs for opinions on MiFID II pre-trade transparency waivers and position limits | MiFID - Secondary Markets | Statement | PDF 165.66 KB |
||||
| 29/09/2017 | ESMA71-99-602 | ESMA appoints new chairs to Standing Committees | Board of Supervisors, Corporate Disclosure, Corporate Finance, Corporate Information, Innovation and Products, Market Integrity, MiFID - Secondary Markets, Post Trading | Statement | PDF 143.69 KB |
||||
| 13/11/2017 | ESMA71-99-650 | Kroll Bond Rating Agency Europe Limited Registration | Credit Rating Agencies, Press Releases | Statement | PDF 164.33 KB |
||||
| 20/12/2017 | ESMA70-145-401 | ESMA statement for smooth implementation of LEI | MiFID - Secondary Markets | Statement | PDF 134.04 KB |
||||
| 20/06/2018 | ESMA70-145-872 | Public statement on LEI | MiFID - Secondary Markets | Statement | PDF 134.89 KB |
||||
| 11/10/2018 | ESMA70-155-5775 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 219.76 KB |
||||
| 11/10/2018 | ESMA70-155-5905 | Delegation_from_the_BoardofSupervisors_opinions on third country TV_PositionLimits | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 222.28 KB |