ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
20
REFINE YOUR SEARCH
Sections
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Careers filter Careers
- (-) Remove Procurement filter Procurement
- (-) Remove Supervisory convergence filter Supervisory convergence
- Warnings and publications for investors (91) Apply Warnings and publications for investors filter
- MiFID - Investor Protection (29) Apply MiFID - Investor Protection filter
- Credit Rating Agencies (23) Apply Credit Rating Agencies filter
- Board of Appeal (17) Apply Board of Appeal filter
- Management Board (12) Apply Management Board filter
- Corporate Information (7) Apply Corporate Information filter
- Joint Committee (7) Apply Joint Committee filter
- Short Selling (7) Apply Short Selling filter
- Market Integrity (6) Apply Market Integrity filter
- COVID-19 (5) Apply COVID-19 filter
- Securities and Markets Stakeholder Group (3) Apply Securities and Markets Stakeholder Group filter
- Vacancies (2) Apply Vacancies filter
- Press Releases (1) Apply Press Releases filter
- Trade Repositories (1) Apply Trade Repositories filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Decision filter Decision
- (-) Remove Vacancy filter Vacancy
- Reference (183) Apply Reference filter
- Letter (93) Apply Letter filter
- Opinion (84) Apply Opinion filter
- Press Release (74) Apply Press Release filter
- Summary of Conclusions (72) Apply Summary of Conclusions filter
- CLOSED Procedure (62) Apply CLOSED Procedure filter
- Statement (46) Apply Statement filter
- Final Report (36) Apply Final Report filter
- Consultation Paper (32) Apply Consultation Paper filter
- Report (28) Apply Report filter
- Speech (22) Apply Speech filter
- Q&A (14) Apply Q&A filter
- Guidelines & Recommendations (12) Apply Guidelines & Recommendations filter
- Annual Report (7) Apply Annual Report filter
- Technical Standards (7) Apply Technical Standards filter
- Compliance table (6) Apply Compliance table filter
- ONGOING Procedure (4) Apply ONGOING Procedure filter
- Technical Advice (2) Apply Technical Advice filter
Your filters
MiFID - Secondary Markets X IAS Regulation X Careers X Supervisory convergence X Procurement X Board of Supervisors X Decision X Investor Warning X Vacancy X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 17/05/2011 | 2011/BS/123 | Decision of the Board of Supervisors- Appointment of the Securities and Markets Stakeholder Group | Board of Supervisors, Securities and Markets Stakeholder Group | Decision | PDF 171.3 KB |
||||
| 19/12/2011 | 2011/BS/229 | Decision of the European Securities and Markets Authority establishing its Review Panel | Board of Supervisors, Corporate Information, Supervisory convergence | Decision | PDF 35.86 KB |
This decision establishes the Review Panel of ESMA and sets out its mandate. | |||
| 01/06/2017 | ESMA41-137-1005 | Decision of the Board of Supervisors to adopt a supervisory measure and impose fines with respect to infringements by Moody’s Deutschland GmbH and Moody’s Investors Service Limited | Board of Supervisors, Credit Rating Agencies | Decision | PDF 207.16 KB |
||||
| 17/07/2018 | ESMA70-154-651 | Application form- SMSC CWG Renewal 2018 | MiFID - Secondary Markets | Vacancy | DOCX 37.81 KB |
||||
| 17/07/2018 | ESMA70-154-652 | Call for expressions of interest- SMSC CWG Renewal | MiFID - Secondary Markets | Vacancy | PDF 263.08 KB |
||||
| 11/10/2018 | ESMA70-155-5775 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 219.76 KB |
||||
| 11/10/2018 | ESMA70-155-5905 | Delegation_from_the_BoardofSupervisors_opinions on third country TV_PositionLimits | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 222.28 KB |
||||
| 17/10/2019 | ESMA74-362-111 | Decision on delegation to the Chair the adoption of changes to technical instructions on IT and data matters | Board of Supervisors | Decision | PDF 127.62 KB |
||||
| 12/11/2019 | ESMA63-313-548 | Financial Regulation of the European Securities and Markets Authority | Management Board, Procurement | Decision | PDF 759.59 KB |
||||
| 11/02/2020 | ESMA22-328-356 | Decision of the Board of Supervisors- Election of Management Board Members | Board of Supervisors, Management Board | Decision | PDF 116.69 KB |
||||
| 20/03/2020 | ESMA70-155-3832 | List of trading venues benefiting from a transitional exemption from the access provisions under Article 36(5) of MiFIR | MiFID - Secondary Markets | Decision | PDF 88.62 KB |
||||
| 24/06/2020 | ESMA64-87-193 | Management Board decision- Implementing rules on the middle management staff | Careers, Management Board | Decision | PDF 210.2 KB |
||||
| 12/10/2020 | ESMA64-87-216 | Management Board Decision- Condition of employments of Contract Agents | Careers | Decision | PDF 229.09 KB |
||||
| 06/11/2020 | ESMA70-155-11210 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 124.97 KB |
||||
| 30/03/2021 | ESMA41-356-114 | Decision 1-2021 Moody's UK | Board of Supervisors, Credit Rating Agencies | Decision | PDF 728.73 KB |
||||
| 30/03/2021 | ESMA41-356-129 | Decision 2-2021 Moody's France | Board of Supervisors, Credit Rating Agencies | Decision | PDF 352.97 KB |
||||
| 30/03/2021 | ESMA41-356-130 | Decision 3-2021 Moody's Germany | Board of Supervisors, Credit Rating Agencies | Decision | PDF 333.78 KB |
||||
| 30/03/2021 | ESMA41-356-131 | Decision 4-2021 Moody's Italy | Board of Supervisors, Credit Rating Agencies | Decision | PDF 350.91 KB |
||||
| 30/03/2021 | ESMA41-356-132 | Decision 5-2021 Moody's Spain | Board of Supervisors, Credit Rating Agencies | Decision | PDF 332.83 KB |
||||
| 30/03/2021 | ESMA41-356-168 | Public Notices Moodys UK DE ES FR IT | Board of Supervisors, Credit Rating Agencies | Decision | PDF 277.29 KB |